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Zions Bancorporation (ZION) EVP returns shares and expiring options to issuer

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Zions Bancorporation Executive Vice President Jennifer Anne Smith disposed of company stock and options back to the issuer. On April 2, 2026, she returned 3,711 stock options with an exercise price of $73.22 per share as they reached their expiration date, leaving no remaining options from this grant. The same day she also disposed of 15,671 shares of common stock to the issuer, and her direct common stock holdings after these transactions were 7,077.407 shares. A footnote notes the option grant had a graded vesting schedule, indicating it vested in tranches over time.

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Insider Smith Jennifer Anne
Role Executive Vice President
Type Security Shares Price Value
Disposition Stock Option (right to buy) 3,711 $0.00 $0.00
Disposition Common Stock 15,671 $0.00 $0.00
Holdings After Transaction: Stock Option (right to buy) — 0 shares (Direct); Common Stock — 7,077.407 shares (Direct)
Footnotes (1)
  1. F1. Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.
Options disposed 3,711 options Stock Option (right to buy) disposed to issuer on April 2, 2026
Option exercise price $73.22 per share Conversion/exercise price of disposed stock options
Common shares disposed 15,671 shares Common Stock disposition to issuer on April 2, 2026
Shares held after transactions 7,077.407 shares Direct common stock holdings following issuer dispositions
Stock Option (right to buy) financial
"security_title: "Stock Option (right to buy)""
Disposition to issuer financial
"transaction_code_description: "Disposition to issuer""
graded vesting schedule financial
"Grant has a graded vesting schedule."
Executive Vice President financial
"officer_title: "Executive Vice President""
An executive vice president is a high-ranking leader within a company who oversees major parts of its operations or strategies. Think of them as senior managers responsible for important areas, similar to a vice principal in a school hierarchy. Their role matters to investors because they help guide the company's success and decision-making at the top level.

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FAQ

What insider transaction did Zions Bancorporation (ZION) report for Jennifer Anne Smith?

Zions Bancorporation reported that Executive Vice President Jennifer Anne Smith disposed of stock options and common shares back to the issuer. The filing shows option and share dispositions on April 2, 2026, reducing both her derivative awards and her directly held common stock.

How many Zions Bancorporation (ZION) stock options did Jennifer Anne Smith dispose of?

She disposed of 3,711 stock options, each with a right to buy Zions Bancorporation common stock at $73.22 per share. These options reached their expiration date on April 2, 2026, and the transaction was recorded as a disposition to the issuer, not an open-market trade.

How many Zions Bancorporation (ZION) common shares did Jennifer Anne Smith return to the issuer?

Jennifer Anne Smith disposed of 15,671 shares of Zions Bancorporation common stock to the issuer. After this issuer-related disposition, her remaining direct holdings were 7,077.407 common shares, according to the Form 4 insider transaction report filed for April 2, 2026.

What does the Form 4 transaction code D mean for Zions Bancorporation (ZION)?

In this Form 4, transaction code D is described as a “Disposition to issuer,” meaning securities were returned to Zions Bancorporation rather than traded in the open market. This applies to both the canceled stock options and the common shares involved in the April 2, 2026 transactions.

Did Jennifer Anne Smith retain any Zions Bancorporation (ZION) stock after these transactions?

Yes. After disposing of 15,671 common shares to Zions Bancorporation, Jennifer Anne Smith directly held 7,077.407 common shares. The derivative section shows no remaining options from this particular grant, as 3,711 options at a $73.22 exercise price were fully disposed.

What is noted about the vesting of Jennifer Anne Smith’s Zions Bancorporation (ZION) stock options?

A footnote explains the option grant had a graded vesting schedule, meaning the options vested in multiple tranches over time. The Form 4 records that by the April 2, 2026 expiration date, the remaining 3,711 options were disposed of to the issuer with no exercise price paid.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Jennifer Anne

(Last)(First)(Middle)
ONE SOUTH MAIN STREET, 11TH FL

(Street)
SALT LAKE CITY UTAH 84133

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ [ ZION ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/02/2026D15,671D$07,077.407D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$73.2204/02/2026D3,711 (1)04/02/2026Common Stock3,711$00D
Explanation of Responses:
1. Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.
Remarks:
By Rena Miller as attorney in fact04/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)