Zumiez CCO reports initial share and option holdings
Zumiez Inc’s Chief Commercial Officer, Erin Denise Wendte, has filed an initial ownership report showing her equity stake in the company.
Rhea-AI Filing Summary
Zumiez Inc’s Chief Commercial Officer, Erin Denise Wendte, has filed an initial ownership report showing her equity stake in the company. She directly holds 73,419 shares of common stock, including 31,474 unvested shares that remain subject to vesting restrictions and 2,208 shares acquired through the Zumiez Employee Stock Purchase Plan.
Wendte also reports multiple outstanding stock option awards, each giving her the right to buy Zumiez common stock at preset exercise prices ranging from $13.32 to $45.31 per share, with expiration dates extending from 2028 through 2036. These entries reflect her existing option grants and remaining derivative positions.
Positive
- None.
Negative
- None.
Insider Trade Summary
10 transactions reported
Mixed
10 txns
Insider
Wendte Erin Denise
Role
Chief Commercial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Stock Options (Right to buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Options (Right to buy) — 140,264 contracts (Direct);
Common Stock — 73,419 shares (Direct)
Footnotes (3)
- F1. Of these total shares, 31,474 are unvested and subject to vesting restrictions.
- F2. The share total includes 2,208 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- F3. Options subject to this grant vest over a 4-year period in equal annual installments.
Key Figures
Common stock holdings: 73,419 shares
Unvested shares: 31,474 shares
ESPP shares: 2,208 shares
+4 more
7 metrics
Common stock holdings
73,419 shares
Directly held common stock reported on Form 3
Unvested shares
31,474 shares
Portion of common stock subject to vesting restrictions
ESPP shares
2,208 shares
Shares acquired through Zumiez Inc. Employee Stock Purchase Plan
Option exercise price
$13.32 per share
Stock option grant expiring March 18, 2034
Option exercise price
$45.31 per share
Stock option grant expiring March 15, 2031
Underlying option shares
35,260 shares
Common stock underlying options at $13.32 exercise price
Underlying option shares
32,679 shares
Common stock underlying options at $14.61 exercise price
Key Terms
Form 3, Employee Stock Purchase Plan, Stock Options (Right to buy), vesting restrictions
4 terms
Form 3 regulatory
"has filed an initial ownership report showing her equity stake"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Employee Stock Purchase Plan financial
"shares acquired through the Zumiez Inc. Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Stock Options (Right to buy) financial
"reports multiple outstanding stock option awards, each giving her the right to buy"
vesting restrictions financial
"31,474 are unvested and subject to vesting restrictions"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Zumiez (ZUMZ) Form 3 filing by Erin Denise Wendte show?
The Form 3 shows Chief Commercial Officer Erin Denise Wendte’s existing Zumiez equity holdings, including 73,419 common shares and multiple stock option awards. It establishes her baseline ownership as a reporting insider, rather than detailing new stock purchases or sales.
What stock options are reported for Erin Denise Wendte in the Zumiez (ZUMZ) Form 3?
The filing lists several stock option grants giving Wendte rights to buy Zumiez common stock at exercise prices from $13.32 to $45.31 per share. These options have expiration dates between 2028 and 2036, representing her remaining derivative equity incentives.
AI-generated analysis. How Rhea-AI works. Not financial advice.
