Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Capped Buffer Absolute Return Securities linked to the S&P 500 Index, due on or about November 20, 2026. The notes are issued in $10 denominations (minimum $1,000). Price to public is $10.00 per note, selling commissions are $0.10 per $10, and proceeds to the issuer are $9.90 per $10.

The payoff depends on index performance: with 100% participation, upside gains are capped at a Maximum Upside Gain between 7.00% and 7.55% (finalized on the Trade Date). If the index return is zero or negative but finishes at or above the Downside Threshold (85% of the Initial Value), investors receive principal plus the absolute value of the index return. If the index falls below the threshold, losses match the decline beyond the 15% Buffer, up to an 85% loss of principal.

The notes pay no interest and do not provide dividends from index constituents. Key dates: Trade Date October 17, 2025; Settlement October 22, 2025; Final Valuation November 17, 2026; Maturity November 20, 2026. The estimated value would be approximately $9.842 per $10 if priced today and will not be less than $9.50 per $10 when set. All payments are subject to the creditworthiness of the issuer and guarantor.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Auto Callable Contingent Interest Notes linked to Diamondback Energy, Inc. (FANG). The notes pay a Contingent Interest Payment of at least $25.00 per $1,000 principal amount on each Interest Payment Date if, on the related Review Date, FANG is at or above the Interest Barrier of 55.00% of the Stock Strike Price. Missed coupons can be paid later if a subsequent Review Date meets the barrier.

The notes may be automatically called on any non-final Review Date if FANG is at or above the Stock Strike Price, returning $1,000 plus the due coupon and any unpaid coupons; the earliest potential call is January 27, 2026. If not called, and no Trigger Event occurs, maturity pays $1,000 plus the due coupon and any unpaid coupons. If a Trigger Event occurs (Final Stock Price below the Trigger Level), maturity pays $1,000 + ($1,000 × Stock Return), exposing investors to loss of more than 45% and up to all principal.

Key terms: Stock Strike Price $142.39; Interest Barrier/Trigger Level $78.3145 (55.00% of strike); Strike Date October 14, 2025; Valuation Date October 27, 2026; Maturity Date October 30, 2026; minimum denominations $10,000 and $1,000 increments; no listing. The notes are unsecured obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co. If priced today, the estimated value would be approximately $977.10 per $1,000, and will not be less than $960.00 when set. Selling commissions will not exceed $10.00 per $1,000.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., filed a preliminary pricing supplement for Trigger PLUS, principal-at-risk structured notes linked to an unequally weighted basket of five international equity indices. The notes offer leveraged upside with a leverage factor of at least 148.70% and include an 80% trigger level; if the final basket value falls below the trigger, investors lose principal on a 1-for-1 basis.

The basket weights are: EURO STOXX 50 (40.00%), TOPIX (25.00%), FTSE 100 (17.50%), Swiss Market Index (10.00%) and S&P/ASX 200 (7.50%). Each note has a $1,000 stated principal amount and $1,000 issue price. Per-note economics list $25.00 in selling commissions and a $5.00 structuring fee, for $970.00 proceeds to the issuer. The estimated value would be approximately $958.20 per $1,000 note based on current assumptions and will not be less than $930.00 on the pricing date. The expected valuation date is October 31, 2028, with maturity on November 3, 2028. Payments are subject to the credit risk of the issuer and guarantor, and the notes will not be listed.

JPMorgan Chase Financial Company LLC plans to offer Callable Contingent Interest Notes due April 22, 2027, linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

Holders receive a Contingent Interest Payment only if, on a Review Date, the closing level of each index is at least 70.00% of its Initial Value (the Interest Barrier). The Trigger Value is also 70.00%. The notes are callable at the issuer’s option on any Interest Payment Date other than the first, second and final, with the earliest call on January 23, 2026.

The Contingent Interest Rate will be provided at pricing and will be at least 11.25% per annum. Denominations are $1,000. If priced today, the estimated value would be $977.40 per $1,000, and will not be less than $900.00 per $1,000 when set. Selling commissions will not exceed $7.25 per $1,000. These unsecured, unsubordinated notes are not listed, may pay no interest, and can result in loss of principal if the least performing index finishes below its Trigger Value.

JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., is offering Uncapped Digital Barrier Notes linked to the lesser performing of the S&P 500 Index and the Russell 2000 Index, maturing on November 5, 2029.

The notes provide uncapped, unleveraged upside at maturity if both indices finish at or above their initial levels, with a Contingent Digital Return of at least 44.00% or the lesser index’s actual return, whichever is greater. If either index is below its initial level but both remain at or above 75.00% of initial (the barrier), principal is returned. If either index closes below its 75.00% barrier, repayment falls one-for-one with the lesser index’s decline and investors can lose a significant portion or all principal. The notes pay no interest or dividends, have minimum denominations of $1,000, are expected to price on or about October 31, 2025 and settle on or about November 5, 2025. An illustrative estimated value is $973.70 per $1,000 (not less than $950.00 when set), and a structuring fee of $8.00 per $1,000 may be paid to dealers.

JPMorgan Chase Financial Company LLC priced a 424(b)(2) structured note offering of Contingent Income Auto‑Callable Securities due October 13, 2028, linked to Snowflake Inc. Class A common stock. The securities pay a $29.00 contingent quarterly payment (2.90% of $1,000) for each determination date that Snowflake’s closing price is at or above the downside threshold of $121.085 (50% of the $242.17 initial stock price).

The notes auto‑call on any determination date (other than final) if Snowflake closes at or above $242.17, returning the $1,000 principal plus the applicable contingent payment and any previously unpaid contingent payments. If not called, and the final price is at or above the threshold, holders receive $1,000 plus the final contingent payment (and any unpaid contingents). If the final price is below the threshold, the payoff is $1,000 × (final/initial), which is less than 50% of principal and could be zero.

Total issuance is $8,592,000; issue price is $1,000 per security with total fees and commissions of $193,320 and proceeds to issuer of $8,398,680. The estimated value on pricing date is $957.80 per $1,000. The notes are unsecured obligations of JPMorgan Chase Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., and will not be listed on any exchange.

JPMorgan Chase Financial Company LLC is offering callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, due April 23, 2027, and fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay monthly contingent interest only when each index closes at or above 75% of its Initial Value, with a Contingent Interest Rate of at least 11.75% per annum. Principal is protected only if, at maturity and absent earlier redemption, the least performing index is at or above its 70% Trigger Value; otherwise, repayment is reduced 1-for-1 with the index decline. The issuer may redeem the notes in whole on any Interest Payment Date starting January 23, 2026.

Illustrative economics include an estimated value of approximately $977.30 per $1,000 note on the date hereof (final estimated value to be provided, not less than $900 per $1,000). Selling commissions will not exceed $7.25 per $1,000. Minimum denomination is $1,000. Pricing is expected on or about October 20, 2025, with settlement on or about October 23, 2025.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Capped Dual Directional Buffered Equity Notes linked to the S&P 500 Index, due October 30, 2026, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes offer unleveraged upside to the Index, capped at a Maximum Upside Return of at least 8.00%, and a dual-direction feature that provides a positive return equal to the absolute value of declines up to the 15.39% buffer.

At maturity, investors receive $1,000 plus the Index Return, subject to the upside cap; if the Index is down by up to 15.39%, investors receive $1,000 plus the Absolute Index Return. If the Index falls by more than 15.39%, losses increase at a 1.18189x Downside Leverage Factor. The maximum payment with a negative Index Return is $1,153.90 per $1,000 note; the maximum with a positive return is $1,080.00 at an 8.00% cap. Key terms include an Index Strike Level of 6,644.31 (closing level on October 14, 2025), Valuation Date of October 27, 2026, and minimum denominations of $10,000 and $1,000 increments. The notes pay no interest or dividends and are unsecured obligations subject to the credit risk of the issuer and guarantor. If priced today, the estimated value would be $985.50 per $1,000, with a minimum of $970.00 to be set at pricing. Selling commissions will not exceed $10 per $1,000.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Digital Barrier Notes linked to the lesser performing of the Russell 2000 and S&P 500, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on February 4, 2027 and are expected to price on or about October 31, 2025 with settlement on or about November 5, 2025.

The notes target a fixed return of at least 11.80% at maturity if the final level of each index is at or above 75.00% of its initial level (the Barrier Amount). If either index finishes below its barrier, principal is reduced 1% for each 1% decline in the lesser performer, which can result in substantial loss of principal.

The notes pay no interest or dividends, are issued in minimum denominations of $1,000, and will not be listed on an exchange. If priced today, the estimated value would be approximately $988.80 per $1,000 note; when finalized, it will not be less than $950.00 per $1,000. Sales are to fee-based advisory accounts with broker-dealers foregoing commissions. Payments are subject to the credit risk of the issuer and guarantor.