Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC priced $1,237,000 of Auto Callable Contingent Interest Notes due November 5, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 10.00% per annum contingent coupon (2.50% quarterly) only if, on a Review Date, each of the Energy Select Sector SPDR Fund, the S&P 500 Equal Weight Index and the EURO STOXX 50 Index is at or above 65.00% of its Strike Value.

The notes are automatically called if, on any Review Date other than the first three and final, each underlying is at or above its Strike Value; the earliest call date is November 2, 2026. Per-note economics: price to public $1,000, fees and commissions $6, proceeds to issuer $994 (total proceeds $1,229,578). The estimated value was $960 per $1,000 at pricing. Minimum denomination is $1,000. These unsecured, unsubordinated obligations expose holders to issuer and guarantor credit risk, may return no interest, and can result in loss of principal if the least performing underlying finishes below its Trigger Value. The notes will not be listed.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Digital Barrier Notes linked to the Class A common stock of Snap Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target a fixed return of at least 22.00% at maturity if Snap’s Final Value is greater than or equal to 50.00% of the Initial Value. These unsecured, unsubordinated notes are expected to price on or about November 14, 2025, settle on or about November 19, 2025, and mature on December 17, 2026, with a December 14, 2026 observation date.

At maturity, investors receive $1,000 plus the Contingent Digital Return if the barrier is met; otherwise, repayment is $1,000 plus the Stock Return, which can result in losing more than 50%—up to all—of principal. The minimum denomination is $1,000. If priced today, the estimated value would be approximately $948.20 per $1,000 note, and will not be less than $910.00 per $1,000 when terms are set. Selling commissions will not exceed $12.50 per $1,000. The notes pay no interest or dividends, are not listed, and carry credit risk of both the issuer and the guarantor.

JPMorgan Chase Financial Company LLC launched a preliminary pricing supplement for Medium‑Term Notes, Series A — Buffered Enhanced Participation Basket‑Linked Notes due November 17, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay no interest and repay at maturity based on an unequally weighted equity basket: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%). The structure offers a 10% downside buffer; losses beyond that buffer are incurred at a buffer rate of approximately 1.1111. Upside gains participate at an expected rate of 1.19–1.40x, to be set on the trade date. The notes are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not listed, and have no redemption rights.

The original issue price is 100% of principal, with selling commissions of up to 2.00%. The estimated value is expected between $963.60 and $973.60 per $1,000 at pricing. Settlement is expected on or about November 19, 2025; the determination date is November 15, 2027.

JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 3-year auto callable notes linked to the J.P. Morgan Multi-Asset Index (MAX). The notes have a $1,000 minimum denomination and provide 100% participation in the Index’s positive return if not called and if the Final Value exceeds the Initial Value.

The Index tracks a dynamic notional portfolio of up to 10 futures-based indices across equities, fixed income and commodities, less a 1.00% per annum daily deduction, with an initial volatility threshold of 4.0%. The notes feature annual review dates and may be automatically called if the Index meets or exceeds the applicable Call Value, paying $1,000 plus a Call Premium that will be provided in the pricing supplement and will not be less than 7.75% per annum. If not called and held to maturity, principal is repaid, subject to the issuers’ credit risk. The estimated value will not be less than $900 per $1,000 note.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Auto Callable Notes linked to the J.P. Morgan Multi-Asset Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, $1,000 minimum denominations, and are scheduled to price on or about November 25, 2025, settle on or about December 1, 2025, and mature on November 30, 2028.

The notes may be called early if the Index closes at or above the applicable Call Value on a Review Date, starting as early as November 30, 2026. Minimum Call Premium Amounts are 7.75% (first Review Date) and 15.50% (second Review Date), with Call Values at most 101% and 102% of the Initial Value, respectively. If not called, investors receive principal at maturity plus any uncapped, unleveraged upside at a 100% participation rate; the Additional Amount is zero if the Final Value is less than or equal to the Initial Value. If priced today, the estimated value would be approximately $960.40 per $1,000, and will not be less than $900.00 per $1,000 when set. Selling commissions will not exceed $10.00 per $1,000. Payments are subject to the credit risk of the issuer and guarantor, and may be adjusted upon a commodity hedging disruption event.

J.P. Morgan filed a Rule 424(b)(3) index supplement providing hypothetical and actual historical returns for the J.P. Morgan Kronos US Equity (JPUSKRSP) Index and outlining key risks for notes linked to the Index.

Backtested results use the S&P 500 Price Return Index from July 7, 1954 to June 10, 2021, with actual Index performance from June 11, 2021 to October 31, 2025. The Index level deducts a 0.35% per annum fee and may include a notional financing cost based on the Effective Federal Funds Rate. JPMS plc is the sponsor and calculation agent, and JPMorgan Chase & Co. is currently one of the companies in the Constituent. The Index was established on June 11, 2021 and has a limited operating history.

Past and backtested performance are not indicative of future results. The SEC and state regulators have not approved or disapproved the notes. These notes are not bank deposits, are not FDIC insured, and are not obligations of, or guaranteed by, a bank.

J.P. Morgan filed a Rule 424(b)(3) index supplement providing a performance update for the J.P. Morgan Kronos US Equity (JPUSKRSP) Index. The rules-based index targets dynamic 50%, 100% or 150% exposure to the S&P 500 Price Index using three principles: turn‑of‑month seasonality, options‑expiry momentum, and month‑end mean reversion. The index does not include dividends and deducts a 0.35% per annum fee.

From Oct 2015 to Oct 2025 (mix of backtested and live data), the index shows: 1‑year return 11.38%, 3‑year annualized 14.86%, 5‑year annualized 13.31%, 10‑year annualized 16.41%, 10‑year volatility 21.38%, and Sharpe ratio 0.77. The S&P 500 Total Return benchmarks over the same period are listed for comparison. The index was established on June 11, 2021 and is published on Bloomberg under JPUSKRSP.

The update highlights risks including strategy timing risks, potential overlaps between strategies, possible periods uninvested in the constituent, index sponsor/calc‑agent discretion, effective federal funds rate impacts on notional financing, and limited operating history. Past and backtested performance are not indicative of future results.

JPMorgan Chase Financial Company LLC announced a preliminary 424(b)(2) pricing supplement for Step‑Up Auto Callable Notes linked to the S&P Global 100 PR 5% Daily Risk Control 0.5% Deduction Index (USD) ER, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called if the Index closes at or above the applicable Call Value on a Review Date.

The earliest potential call is November 24, 2026. If called, holders receive $1,000 plus a Call Premium Amount (at least 7.75% on the first Review Date, stepping up to at least 46.50% by the sixth). If not called, at maturity on November 30, 2032 investors receive $1,000 plus any positive Index Return at a 100% participation rate; otherwise, principal is repaid.

Key investor considerations include no interest payments, no dividends from index constituents, daily index deductions (0.50% per annum plus a notional financing cost), and unsecured credit exposure to the issuer and guarantor. Preliminary materials indicate an estimated value of approximately $913.50 per $1,000 note (not less than $900.00 when set).

JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 7-year auto-callable notes linked to the S&P Global 100 PR 5% Daily Risk Control 0.5% Deduction Index (USD) ER. The notes target the Index with a 100% participation rate, subject to a daily 0.50% annual deduction and notional financing cost.

The notes may be automatically called on annual review dates if the Index meets the applicable Call Value, paying $1,000 plus a Call Premium that will be at least 7.75% per annum. If not called and held to maturity, you receive full principal repayment, and if the Final Value exceeds the Initial Value, you also receive the Index Return multiplied by 100%. The estimated value will not be less than $900.00 per $1,000 principal amount. Key dates include a pricing date of November 24, 2025 and maturity on November 30, 2032.

Risks include no interest or dividends, potential lack of liquidity, index methodology limits, and credit risk of both the issuer and guarantor.