Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Auto Callable Contingent Interest Notes linked to the Nasdaq-100, Russell 2000, and S&P 500, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a Contingent Interest only if each index is at or above its 70.00% Interest Barrier on a Review Date. The Contingent Interest Rate is at least 8.05% per annum (2.0125% quarterly). The notes may be automatically called if each index is at or above its Initial Value on any Review Date other than the first and final; the earliest potential call is May 6, 2026. If not called, the notes mature on May 11, 2028.

Price to public is $1,000 per note (minimum denominations of $1,000). Selling commissions will not exceed $30 per $1,000 principal amount. If priced today, the estimated value would be ~$950 per $1,000, and will not be less than $930 per $1,000 when set. Principal is at risk if any index finishes below its Trigger Value at maturity; dividends on index constituents are not paid.

JPMorgan Chase Financial Company LLC plans to issue Capped Buffered Equity Notes linked to the lesser performing of the Dow Jones Industrial Average and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes seek 1.00x upside in the lesser performing index, capped at a maximum return of at least 27.60% at maturity.

Investors forgo interest and dividends and are protected by a 30.00% downside buffer; losses begin if either index falls by more than 30%, with up to 70.00% principal loss possible at maturity. Key dates include an expected pricing on or about December 5, 2025, observation on December 6, 2027, and maturity on December 9, 2027. Minimum denomination is $1,000. If priced today, the estimated value would be approximately $989.60 per $1,000 and will not be less than $950.00 per $1,000 when set. Notes are unsecured, unlisted, and subject to the credit risk of both the issuer and guarantor.

JPMorgan Chase Financial Company LLC plans to offer Capped Buffered Equity Notes linked to the S&P 500 Index, due December 1, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target equity upside up to a maximum return of at least 27.00% with a 20.00% buffer against index declines and a 1.25 downside leverage factor beyond the buffer. Minimum denomination is $1,000. They are expected to price on or about November 25, 2025 and settle on or about December 1, 2025.

At maturity, investors receive principal plus index gains up to the cap, par if declines are within the buffer, or losses magnified by the downside factor if the S&P 500 falls more than 20%. The Observation Date is November 26, 2027. The notes pay no interest or dividends, are unsecured, and are subject to the credit risk of the issuer and guarantor. The price to public is $1,000 per note with proceeds to the issuer of $1,000 per note for fee-based accounts. If priced today, the estimated value would be about $995.70 per $1,000 note and will not be less than $970.00 per $1,000 when set.

JPMorgan Chase & Co. is offering callable zero coupon notes due November 17, 2050. The notes are sold at an original issue price of $222.638 per $1,000 principal amount, accrue no periodic interest, and accrete at a 6.10% yield to maturity (compounded semiannually, 30/360).

The issuer may redeem the notes in whole on the 17th of May and November each year from November 17, 2027 to May 17, 2050 at the Accreted Principal Amount shown in the annexed schedule. If not called, payment at maturity is 100% of principal, subject to the stated conventions. In an event of default, the accelerated amount equals the Accreted Principal Amount on the acceleration date.

Selling commissions, if priced as shown, would be approximately $4.453 per $1,000 (2.00%) and will not exceed $11.132 per $1,000 (5.00%). The notes are unsecured obligations of JPMorgan Chase & Co. and are expected to be issued with OID. Resolution frameworks described could subject holders, as unsecured creditors, to losses ahead of subsidiary creditors in a JPMorgan resolution.

JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the Class A common stock of Meta Platforms, Inc., due November 10, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a Contingent Interest Payment on any Review Date when Meta’s closing price is at least 65.00% of the Initial Value (the Interest Barrier). Missed interest is paid later if a future Review Date meets the barrier. The notes are automatically called if Meta’s price is at least the Initial Value on any Review Date other than the first and final; the earliest potential call is May 7, 2026. The hypothetical Contingent Interest Rate is shown at 10.80% per annum (at least 10.80% p.a., paid quarterly). If not called, and the Final Value is below the 65.00% Trigger Value, principal is reduced 1% for each 1% decline from the Initial Value, which can result in a significant loss.

The price to public is $1,000 per note (minimum denomination $1,000). If priced today, the estimated value would be approximately $962 per $1,000 note and will not be less than $940 at pricing. Advisory accounts pay not lower than $976.50 per $1,000 (no selling commissions); brokerage selling commissions will not exceed $23.50 per $1,000. The notes are unsecured, not listed, and subject to the credit risk of the issuer and guarantor.

JPMorgan Chase & Co. (JPM) reported an insider transaction by a company officer (Co‑CEO of CIB). On 11/04/2025, the officer reported a Code G transfer of 809 shares of common stock at $0.0000 per share. Following the transaction, beneficial ownership stood at 358,664 shares held directly and 70,457 shares held indirectly by Family Trusts.

The footnote states balances reflect prior movements on August 15, 2025, including transfers of 7,500 shares from a GRAT to the Grantor and 18,030 shares from a GRAT to a Family Trust, which are noted as exempt under Rule 16a‑13.

JPMorgan Chase Financial Company LLC priced a Rule 424(b)(2) offering of Auto Callable Contingent Interest Notes linked to the Nasdaq-100, Russell 2000, and S&P 500. The total offering size is $3,763,000, at $1,000 per note. Selling commissions are $7 per $1,000, for total fees of $26,341, resulting in $3,736,659 in proceeds to the issuer. The estimated value was $972 per $1,000 when terms were set. The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a 9.75% per annum contingent interest (paid 2.4375% quarterly, or $24.375 per $1,000) for each Review Date that all three indices close at or above 70.00% of their Initial Values. Initial Values were 25,972.94 (Nasdaq-100), 2,471.238 (Russell 2000) and 6,851.97 (S&P 500), making the 70.00% barriers 18,181.058, 1,729.8666 and 4,796.379, respectively. The notes auto-call if, on any Review Date other than the first and final, each index is at or above its Initial Value; the earliest call review is May 4, 2026.

If not called, the notes mature on November 8, 2027. At maturity, investors receive $1,000 plus the final contingent interest if each index is at or above its Trigger Value (70.00% of Initial Value). Otherwise, repayment is reduced by the Least Performing Index Return, which can result in losing more than 30.00%—up to all—of principal. Payments are subject to the credit risk of the issuer and guarantor. CUSIP: 48136JEU4.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due November 19, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a monthly contingent interest at a rate of at least 13.00% per annum (1.08333% per month) when the Index closes on an Interest Review Date at or above 75.00% of the Initial Value (the Interest Barrier). They are auto‑callable quarterly if the Index is at or above the Initial Value, with the earliest call on November 16, 2026. If held to maturity and not called, principal is protected only above the 70.00% Buffer Threshold; otherwise investors can lose up to 70.00% of principal.

The Index reflects a 6.0% per annum daily deduction and a notional financing cost, which drag performance. Minimum denominations are $1,000. Selling commissions will not exceed $6.50 per $1,000. If priced today, the estimated value would be about $946.30 per $1,000; at pricing it will not be less than $900.00 per $1,000. Pricing is expected on or about November 14, 2025, with settlement on or about November 19, 2025.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. This is a primary offering under Rule 424(b)(2); proceeds go to the issuer.

The notes target quarterly Contingent Interest Payments at a rate of at least 8.50% per annum (≥2.125% per quarter) if, on a Review Date, the Index closes at or above the Interest Barrier of 54.00% of the Initial Value. The notes are auto-callable if the Index is at or above the Call Value of 90.00% of the Initial Value on any Review Date other than the first, second and final; the earliest possible call is August 7, 2026.

If not called, at maturity on November 13, 2030 you receive principal plus the final interest if the Index is at or above the Trigger (54.00% of Initial Value); otherwise, repayment is reduced one-for-one with Index decline, which can result in substantial loss of principal. The Index includes a 6.0% per annum daily deduction, which drags performance. Minimum denomination is $1,000; selling commissions will not exceed $42.75 per $1,000. The estimated value would be about $903.70 per $1,000 if priced today, and will not be less than $900.00 per $1,000 at pricing, subject to credit risk of the issuer and guarantor.