Welcome to our dedicated page for Citizens Finl Group SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citizens Financial Group, Inc. (NYSE: CFG) SEC filings page provides access to the company’s regulatory disclosures as a large U.S. commercial bank and bank holding company. Citizens files a range of documents with the U.S. Securities and Exchange Commission that describe its financial condition, capital structure, governance and material corporate events.
Through this page, users can review current reports on Form 8-K in which Citizens announces items such as quarterly and annual earnings releases, preferred stock offerings, changes to its Restated Certificate of Incorporation, redemptions of preferred stock series, and executive leadership appointments. Recent 8-K filings also confirm the listing of CFG common stock and depositary shares for several preferred stock series on the New York Stock Exchange.
Investors can also locate annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed information on Citizens’ Consumer Banking and Commercial Banking segments, Non-Core and Other activities, and the risk factors and accounting policies relevant to its operations. These periodic reports explain how the company’s retail and commercial banking products and services are reflected in its financial statements.
The filings page is also a resource for capital and securities documentation, including Certificates of Designations for preferred stock, Deposit Agreements for depositary shares, and underwriting agreements for public offerings. These documents outline the rights and preferences of securities such as the 5.000% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series E, the 7.375% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series H, and the 6.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I.
Stock Titan enhances these filings with AI-powered summaries that highlight key terms, structural changes and notable disclosures, helping users interpret lengthy documents more efficiently. Real-time updates from EDGAR, combined with AI explanations of complex provisions, allow investors to track Citizens’ regulatory reporting, capital actions and governance developments in one place.
Vanguard Capital Management reports beneficial ownership of 31,212,801 shares of Citizens Financial Group common stock, representing 7.34% of the class as of 03/31/2026. The filing shows sole dispositive power over 31,212,801 shares and sole voting power for 4,347,962 shares. The Schedule 13G was signed on 04/29/2026.
Lillis Terrance reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI director Terrance Lillis received a stock-based award of 2,608 common shares. These shares were granted at no cash cost as a restricted stock unit award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan and increase his directly held position to 39,366.365 shares. A separate entry shows 4,000 shares held indirectly through his spouse in a revocable trust.
CITIZENS FINANCIAL GROUP INC/RI director Kevin Cummings received a stock-based compensation award rather than buying shares on the market. He acquired 2,608 shares of Common Stock at a price of $0.00 per share as a grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, he directly holds 473,652.528 shares of Common Stock and also indirectly holds 57,916 shares through an IRA account.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Robert G. Leary received an equity award as part of his board compensation. On April 23, 2026, he was granted 2,608 shares of Common Stock, reflected as a restricted stock unit award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan, at a stated price of $0.00 per share. Following this grant, Leary directly holds 33,323.115 shares of Citizens Financial Group common stock. This is a compensation-related grant rather than an open-market purchase or sale.
CITIZENS FINANCIAL GROUP INC/RI director Claude E. Wade received a stock-based compensation award. On April 23, 2026, he acquired 2,608 shares of common stock at a stated price of $0.00 per share as a restricted stock unit grant under the company’s 2014 Non-Employee Directors Compensation Plan. Following this award, he directly holds a total of 7,549.582 shares of Citizens Financial Group common stock.
SIEKERKA MICHELE N reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Michele N. Siekerka reported an equity award in the company’s common stock. She received a grant of 2,608 shares as a restricted stock unit award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this grant, she directly holds 66,159.978 shares of common stock. The filing also lists indirect holdings of 297 shares held by her son, 297 shares held by her daughter, and 6,102 shares held through an IRA.
Atkinson Tracy A reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Tracy A. Atkinson received a compensation grant of 2,608 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost per share under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After this grant, Atkinson directly holds a total of 12,543.719 shares of Citizens Financial Group common stock, as reported in the filing. This is a routine equity award for a non-employee director rather than an open-market purchase.
Citizens Financial Group director Christopher Swift received a stock-based compensation award. He acquired 2,608 shares of Common Stock through a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan, bringing his direct holdings to 25,931.609 shares after the award.
CITIZENS FINANCIAL GROUP INC/RI director Alexander Lee received an equity award of 2,608 shares of Common Stock. The award was granted at a price of $0.00 per share as a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this compensation-related acquisition, Lee directly holds a total of 25,931.609 shares of Common Stock.
Cumming Christine M reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Christine M. Cumming received a grant of 2,608 shares of Common Stock on April 23, 2026. The award is a restricted stock unit grant made under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, she directly holds 52,341.017 shares of Citizens Financial Group common stock.