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Alexander Lee reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI reported that director Alexander Lee received an automatic grant of 162.168 shares of common stock in the form of restricted stock units. These RSUs were credited to his account following a dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this award, Lee’s directly held common stock position is 26,288.752 shares.
CITIZENS FINANCIAL GROUP INC/RI reported that director Tracy A. Atkinson acquired 78.444 shares of common stock in the form of restricted stock units. These units were credited following the issuer’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Atkinson directly holds a total of 12,716.477 shares of common stock. The grant carried a reported price of $0.0000 per share, consistent with a compensation-related equity award rather than an open-market purchase.
Cummings Kevin reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI reported that director Kevin Cummings received an automatic credit of 134.488 restricted stock units of common stock on 2026-08-13. These units were credited following a dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this award, Cummings directly holds 473,948.712 shares of common stock and indirectly holds 57,916 shares through an IRA.
Citizens Financial Group, Inc. reports that Capital World Investors has filed an amended ownership report showing beneficial ownership of 23,539,168 shares of its common stock. This represents 5.6% of the 422,881,942 shares believed to be outstanding. Capital World Investors has sole voting power over 23,249,957 shares and sole dispositive power over 23,539,168 shares, with no shared voting or dispositive power indicated.
Citizens Financial Group, Inc. filed a Form 13F as an institutional investment manager, reporting its equity and related securities positions. The filing is a 13F combination report, meaning part of the holdings are reported here and part by other managers. The summary shows 1,257 reportable positions with an aggregate Form 13F information table value of $8,300,268,168. Two affiliated managers, Citizens Bank, National Association and Citizens Private Wealth, LLC, are listed as other included managers in the report.
State Street Corporation reported beneficial ownership of common stock of Citizens Financial Group, Inc., filing a Schedule 13G as of June 30, 2026. The filing states beneficial ownership of 21,263,407.00 shares of Citizens common stock, representing 5% of the class.
State Street reports 0 shares with sole voting or dispositive power and 3,533,638 shares with shared voting power, while having 21,241,311 shares with shared dispositive power. The position is held through multiple investment adviser subsidiaries, including various State Street Global Advisors entities in the U.S., Europe, Asia, Australia, Singapore, Japan, and Saudi Arabia.
Citizens Financial Group, Inc. generated net income of $587 million for the quarter and $1.1 billion for the first six months ended June 30, 2026, up $151 million and $295 million from a year earlier, with diluted EPS rising to $1.30 and $2.42. Net interest income grew to $1.6 billion for the quarter and $3.2 billion year to date as net interest margin improved to 3.16% and 3.15%, driven by higher interest-earning assets, wider spreads, terminated swaps, and fixed-rate asset repricing. Noninterest income increased to $652 million in the quarter on stronger capital markets and wealth fees, partly offset by weaker mortgage banking results.
Total assets reached $233.8 billion, deposits were $185.6 billion, and loans and leases were $147.5 billion at June 30, 2026, reflecting growth in commercial, home equity, and mortgage lending, including the Private Bank. Credit quality remained solid: the net charge-off ratio fell to 0.37% for the quarter and nonaccrual loans and leases declined to $1.4 billion, or 0.97% of loans, while the allowance for credit losses was $2.2 billion, or 1.48% of loans. The efficiency ratio improved to 61.1% and ROTCE to 13.9%. Capital and liquidity were robust, with a CET1 capital ratio of 10.4% at the holding company, 11.9% at the bank, contingent liquidity of $70.2 billion, and total available liquidity of approximately $89.4 billion. The company repurchased $225 million of common stock in the quarter and issued $400 million of 6.750% Series J preferred stock, intending to redeem some or all Series G preferred shares.
CITIZENS FINANCIAL GROUP INC/RI Chairman and CEO Bruce Van Saun reported multiple Common Stock transactions dated July 24, 2026. He sold 129,369 shares at a weighted average price of $72.07 per share, with individual trades ranging from $71.85 to $72.32. He also made bona fide gifts totaling 38,350 shares, including 20,850 shares to a donor-advised fund for charitable purposes and 17,500 shares to an irrevocable Spousal Lifetime Access Trust for his spouse and descendants, for which he disclaims beneficial ownership; 17,500 shares are reported as held indirectly in that trust.
CFG filed a notice for a proposed sale of common stock through Fidelity Brokerage Services LLC on the NYSE. The filing lists 129,369 common shares with an associated value of $9,323,229.11, alongside a figure of 422,881,942 shares as contextual issuer information.
The notice also details prior equity awards: restricted stock vesting as compensation of 53,193 shares on March 1, 2022, 8,348 shares on March 2, 2022, and 67,828 shares on March 1, 2025, all issued by the company.
Citizens Financial Group, Inc. is conducting a primary offering of a new series of Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series J, with a $1,000 liquidation preference per share. Dividends are payable quarterly, only when and if declared, at a fixed rate until October 6, 2031, then reset every five years to the Five-year U.S. Treasury Rate plus a spread.
The Series J Preferred Stock is perpetual equity, non-cumulative, ranks junior to all indebtedness and effectively junior to obligations of subsidiaries, and has no voting rights except in limited circumstances. Citizens may redeem the shares on any dividend payment date on or after October 6, 2031, or earlier upon a Regulatory Capital Treatment Event, in each case at $1,000 per share plus declared and unpaid dividends. Net proceeds are expected to be used to redeem some or all of the outstanding Series G Preferred Stock and for general corporate purposes. Citizens reported $227.9 billion of assets as of March 31, 2026, and the Series J Preferred Stock will qualify as Tier 1 capital subject to evolving regulatory capital rules.