Citizens Financial Group, Inc.'s SEC filings document results, governance and capital structure for a bank holding company with Consumer Banking and Commercial Banking segments. Its Form 8-K reports furnish quarterly and annual earnings releases, financial supplements and investor presentations, while Regulation FD disclosures cover materials used in earnings calls and other investor communications.
Citizens’ proxy and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and shareholder voting matters. Capital-structure filings disclose common stock listed under CFG, depositary shares representing preferred stock series listed on the NYSE and debt financing activity, including registered offerings of subordinated notes under shelf registration statements.
CITIZENS FINANCIAL GROUP INC/RI director Edward J. Kelly III reported an automatic acquisition of 246.184 shares of common stock in the form of restricted stock units (RSUs) on 2026-08-13. These RSUs were credited to his account following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this credit, Kelly’s directly held common stock position is 39,908.537 shares.
CITIZENS FINANCIAL GROUP INC/RI director Christopher Swift reported additional equity in the company. On 2026-08-13, he acquired 162.168 shares of Common Stock as restricted stock units credited following a dividend under the Amended & Restated 2014 Non-Employee Directors Compensation Plan. Swift also reported previously omitted open-market purchases of 10 shares at $31.474 on 2024-02-06 and 20 shares at $40.063 on 2025-06-02, all held directly. No sales or derivative transactions were disclosed.
CITIZENS FINANCIAL GROUP INC/RI reported that director Marita Zuraitis acquired 268.751 restricted stock units representing common stock on 2026-08-13. These units were credited to her account as dividend equivalents under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, her direct holdings total 58,061.889 shares or equivalent units.
CITIZENS FINANCIAL GROUP INC/RI director Claude E. Wade reported an acquisition of 47.213 shares of Common Stock on 2026-08-13. The transaction is a grant of restricted stock units credited following a company dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, Wade directly holds 7,653.559 shares of Common Stock. No Rule 10b5-1 trading plan was indicated.
Lillis Terrance reported acquisition or exercise transactions in this Form 4 filing.
For CITIZENS FINANCIAL GROUP INC/RI (CFG), director Terrance Lillis received an automatic award of 246.184 shares of common stock in the form of restricted stock units on 2026-08-13. These units were credited following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Lillis directly holds 39,908.537 shares and also has indirect ownership of 4,000 shares held by his spouse in a revocable trust. The transactions are not reported as made under a Rule 10b5-1 trading plan.
Alexander Lee reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI reported that director Alexander Lee received an automatic grant of 162.168 shares of common stock in the form of restricted stock units. These RSUs were credited to his account following a dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this award, Lee’s directly held common stock position is 26,288.752 shares.
CITIZENS FINANCIAL GROUP INC/RI reported that director Tracy A. Atkinson acquired 78.444 shares of common stock in the form of restricted stock units. These units were credited following the issuer’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Atkinson directly holds a total of 12,716.477 shares of common stock. The grant carried a reported price of $0.0000 per share, consistent with a compensation-related equity award rather than an open-market purchase.
Cummings Kevin reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI reported that director Kevin Cummings received an automatic credit of 134.488 restricted stock units of common stock on 2026-08-13. These units were credited following a dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this award, Cummings directly holds 473,948.712 shares of common stock and indirectly holds 57,916 shares through an IRA.
Citizens Financial Group, Inc. reports that Capital World Investors has filed an amended ownership report showing beneficial ownership of 23,539,168 shares of its common stock. This represents 5.6% of the 422,881,942 shares believed to be outstanding. Capital World Investors has sole voting power over 23,249,957 shares and sole dispositive power over 23,539,168 shares, with no shared voting or dispositive power indicated.
Citizens Financial Group, Inc. filed a Form 13F as an institutional investment manager, reporting its equity and related securities positions. The filing is a 13F combination report, meaning part of the holdings are reported here and part by other managers. The summary shows 1,257 reportable positions with an aggregate Form 13F information table value of $8,300,268,168. Two affiliated managers, Citizens Bank, National Association and Citizens Private Wealth, LLC, are listed as other included managers in the report.