Welcome to our dedicated page for Citizens Finl Group SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citizens Financial Group, Inc. (NYSE: CFG) SEC filings page provides access to the company’s regulatory disclosures as a large U.S. commercial bank and bank holding company. Citizens files a range of documents with the U.S. Securities and Exchange Commission that describe its financial condition, capital structure, governance and material corporate events.
Through this page, users can review current reports on Form 8-K in which Citizens announces items such as quarterly and annual earnings releases, preferred stock offerings, changes to its Restated Certificate of Incorporation, redemptions of preferred stock series, and executive leadership appointments. Recent 8-K filings also confirm the listing of CFG common stock and depositary shares for several preferred stock series on the New York Stock Exchange.
Investors can also locate annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed information on Citizens’ Consumer Banking and Commercial Banking segments, Non-Core and Other activities, and the risk factors and accounting policies relevant to its operations. These periodic reports explain how the company’s retail and commercial banking products and services are reflected in its financial statements.
The filings page is also a resource for capital and securities documentation, including Certificates of Designations for preferred stock, Deposit Agreements for depositary shares, and underwriting agreements for public offerings. These documents outline the rights and preferences of securities such as the 5.000% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series E, the 7.375% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series H, and the 6.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I.
Stock Titan enhances these filings with AI-powered summaries that highlight key terms, structural changes and notable disclosures, helping users interpret lengthy documents more efficiently. Real-time updates from EDGAR, combined with AI explanations of complex provisions, allow investors to track Citizens’ regulatory reporting, capital actions and governance developments in one place.
Citizens Financial Group Chief Accounting Officer Christopher J. Schnirel reported routine equity compensation activity involving the company’s common stock. He received a grant of 5,814 shares of common stock at no cost on March 1, 2026 under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
On the same date, 1,514 shares were disposed of at $60.19 per share to satisfy tax withholding obligations, a non-open-market transaction classified as a tax-withholding disposition. After these transactions, Schnirel directly held 18,495 shares of Citizens Financial Group common stock.
Citizens Financial Group Chief Human Resources Officer Susan LaMonica reported stock-based compensation activity. She acquired 12,149 shares of common stock at
Citizens Financial Group executive Donald H. McCree III reported equity compensation activity in company common stock. He received a grant of 52,334 shares of common stock at a price of $0.00 per share, reflecting an award under the company’s 2014 Omnibus Incentive Plan.
To satisfy tax obligations, 31,099 shares of common stock were disposed of at $60.19 per share through a tax-withholding transaction, rather than an open-market sale. Following these direct transactions, he directly held 251,106 shares of common stock. In addition, indirect holdings are reported through three McCree GST Family Trusts, with 48,529, 48,529, and 48,530 shares, respectively.
Citizens Financial Group director reports stock-based award from dividend equivalents. Edward J. Kelly III acquired 258.151 shares of Citizens Financial Group common stock at a stated price of
After this award, Kelly directly holds a total of 36,758.365 Citizens Financial Group common shares, showing the updated size of his equity stake as a non-employee director.
Citizens Financial Group director Terrance Lillis reported a stock-based award linked to dividend payments. He acquired 258.151 shares of common stock at a stated price of
After this grant, his directly held common stock totaled 36,758.365 shares. The filing also notes 4,000 shares of common stock held indirectly through his spouse’s revocable trust, reflecting a separate ownership position rather than a new transaction.
Citizens Financial Group director Robert G. Leary reported an automatic equity award linked to dividends rather than an open-market trade. He acquired 215.7100 shares of common stock in the form of restricted stock units at a price of $0.00 per share.
The filing explains that these restricted stock units were credited to his account following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, his directly held common stock, including these units, totals 30,715.1150 shares.
Citizens Financial Group director Alexander Lee reported an automatic equity award. On February 18, 2026, he acquired 163.8 restricted stock units of Citizens Financial Group common stock at a stated price of $0.00 per share, credited following the company’s dividend under the non-employee directors compensation plan.
Citizens Financial Group director Claude E. Wade reported an automatic stock-based award. On this Form 4, he acquired 34.705 shares of Citizens Financial Group common stock in the form of restricted stock units at a price of $0.0000 per share.
The footnote explains these restricted stock units were credited to his account after the company’s dividend payment, under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this transaction, Wade directly holds a total of 4,941.582 shares (including these units).
Citizens Financial Group director Christopher Swift reported an automatic stock-based award rather than an open-market trade. He acquired 163.8 shares of common stock in the form of restricted stock units credited to his account at a price of $0.00 per share.
The units were added following a dividend payment under Citizens Financial Group’s Amended & Restated 2014 Non-Employee Directors Compensation Plan. After this dividend-equivalent award, Swift’s directly owned common stock balance increased to 23,323.609 shares.
Citizens Financial Group director Michele N. Siekerka reported an automatic acquisition of common stock on February 18, 2026. She received 132.716 shares of common stock at $0.00 per share as restricted stock units credited to her account following the company's dividend payment, under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, she directly held 63,551.978 common shares. The filing also reports indirect holdings of 6,102 shares in an IRA and 297 shares each held for a daughter and a son, with no new transactions reported in those accounts.