Welcome to our dedicated page for Citizens Finl Group SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citizens Financial Group, Inc. (NYSE: CFG) SEC filings page provides access to the company’s regulatory disclosures as a large U.S. commercial bank and bank holding company. Citizens files a range of documents with the U.S. Securities and Exchange Commission that describe its financial condition, capital structure, governance and material corporate events.
Through this page, users can review current reports on Form 8-K in which Citizens announces items such as quarterly and annual earnings releases, preferred stock offerings, changes to its Restated Certificate of Incorporation, redemptions of preferred stock series, and executive leadership appointments. Recent 8-K filings also confirm the listing of CFG common stock and depositary shares for several preferred stock series on the New York Stock Exchange.
Investors can also locate annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed information on Citizens’ Consumer Banking and Commercial Banking segments, Non-Core and Other activities, and the risk factors and accounting policies relevant to its operations. These periodic reports explain how the company’s retail and commercial banking products and services are reflected in its financial statements.
The filings page is also a resource for capital and securities documentation, including Certificates of Designations for preferred stock, Deposit Agreements for depositary shares, and underwriting agreements for public offerings. These documents outline the rights and preferences of securities such as the 5.000% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series E, the 7.375% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series H, and the 6.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I.
Stock Titan enhances these filings with AI-powered summaries that highlight key terms, structural changes and notable disclosures, helping users interpret lengthy documents more efficiently. Real-time updates from EDGAR, combined with AI explanations of complex provisions, allow investors to track Citizens’ regulatory reporting, capital actions and governance developments in one place.
CITIZENS FINANCIAL GROUP INC/RI director Alexander Lee received an equity award of 2,608 shares of Common Stock. The award was granted at a price of $0.00 per share as a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this compensation-related acquisition, Lee directly holds a total of 25,931.609 shares of Common Stock.
Cumming Christine M reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Christine M. Cumming received a grant of 2,608 shares of Common Stock on April 23, 2026. The award is a restricted stock unit grant made under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, she directly holds 52,341.017 shares of Citizens Financial Group common stock.
CITIZENS FINANCIAL GROUP INC/RI director Edward J. Kelly III received a stock-based compensation award. He acquired 2,608 shares of common stock on April 23, 2026 at no cash price as a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this grant, he directly holds 39,366.365 shares of common stock.
Citizens Financial Group director Marita Zuraitis received an equity grant in the form of restricted stock units. On April 23, 2026, she was awarded 2,608 shares of Common Stock at no cash cost, classified as a grant or award acquisition.
The footnote explains this is a restricted stock unit award granted under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Zuraitis directly holds 57,470.017 shares of Citizens Financial Group common stock.
Citizens Financial Group, Inc. reported results of its 2026 Annual Meeting of Stockholders held on April 23, 2026. Stockholders elected all director nominees to one-year terms, with each candidate receiving over 336 million votes in favor.
Stockholders approved the advisory vote on executive compensation, with 327,158,449 votes for and 30,630,016 against. They also ratified Deloitte & Touche LLP as registered independent public accounting firm for 2026, supported by 355,450,674 votes for. A shareholder proposal to adopt a majority voting standard was not approved, receiving 36,243,037 votes for and 321,379,352 against.
Raymond James & Associates submitted a Form 144 notice related to proposed sales of Common stock of CFG. The filing lists multiple compensation-originated share lots dated 03/01/2020, 03/01/2019, 03/01/2018, and 03/01/2017.
Citizens Financial Group reported a strong start to 2026, with first quarter net income of $517 million, up 39% from a year ago, and diluted EPS of $1.13, up 47%. Total revenue rose 12% year over year to $2.17 billion, driven by higher net interest income and solid fee growth in capital markets and wealth management.
Net interest income reached $1.56 billion, up 12%, as the fully taxable-equivalent net interest margin expanded to 3.14%. Credit quality improved, with net charge-offs at 0.39% of average loans versus 0.58% a year ago and nonaccrual loans down 5%. The allowance for credit losses covered 1.52% of loans.
Loans and leases grew 4% year over year to $143.7 billion, led by commercial lending and the Private Bank, while deposits increased 4% to $184.0 billion, including Private Bank deposits of $16.6 billion. Capital remained robust, with a CET1 ratio of 10.5% and tangible book value per share of $37.94. The board declared a quarterly common dividend of $0.46 per share and the company repurchased $300 million of common stock in the quarter.
Citizens Financial Group Inc: an amended Schedule 13G/A from The Vanguard Group reports that, following an internal realignment effective January 12, 2026, certain subsidiaries and business divisions will report beneficial ownership separately under SEC Release No. 34-39538. The filing states The Vanguard Group now shows 0 shares beneficially owned of Citizens Financial Group common stock. The amendment is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026.
Citizens Financial Group Chief Human Resources Officer Susan LaMonica reported an open-market sale of 13,258 shares of common stock on March 11, 2026 at a weighted average price of $58.04 per share. The shares were sold in multiple trades between $58.01 and $58.05 per share. After this transaction, she directly holds 165,971 shares of Citizens Financial Group common stock.