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CITIZENS FINANCIAL GROUP INC/RI (CFG) SEC Filings

CFG NYSE

Welcome to our dedicated page for CITIZENS FINANCIAL GROUP INC/RI SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on CITIZENS FINANCIAL GROUP INC/RI's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into CITIZENS FINANCIAL GROUP INC/RI's regulatory disclosures and financial reporting.

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CITIZENS FINANCIAL GROUP INC/RI (CFG) reported that Matthew Boss, its Head of Consumer Banking, had 10,778 shares of common stock delivered or withheld on September 1, 2026, as payment of exercise price or tax liability. The shares were valued at $68.87 per share, and he now holds 73,824 shares directly. No Rule 10b5-1 trading plan is reported.

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CITIZENS FINANCIAL GROUP INC/RI (CFG) reported an initial insider ownership filing for executive Matthew Boss, who serves as Head of Consumer Banking. The filing lists a direct holding of 84,602 shares of CFG common stock. This Form 3 reports existing ownership and does not disclose any new buy or sell transaction.

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Citizens Financial Group, Inc. (CFG) director Christine M. Cumming reported an acquisition of additional equity-based compensation. On 2026-08-13, she received 268.7510 shares of common stock in the form of restricted stock units credited to her account following the company’s dividend payment, under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, her directly held common stock position increased to 52,932.8890 shares. The Rule 10b5-1 checkbox was not marked as being pursuant to a trading plan.

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CITIZENS FINANCIAL GROUP INC/RI director Michele N. Siekerka reported an acquisition of common stock on 2026-08-13. The filing shows a grant/award of 134.488 shares of common stock at a stated price of $0.00 per share, reflecting restricted stock units credited following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

After this award, Siekerka directly holds 66,456.162 common shares. The filing also reports indirect holdings of 6,102 shares held by an IRA, and 297 shares each held by a daughter and a son.

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Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.

CITIZENS FINANCIAL GROUP INC/RI reported that director Robert G. Leary received an automatic credit of 208.392 shares of common stock on 2026-08-13. These are restricted stock units credited to his account as dividend equivalents under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, he directly holds 33,782.057 shares of common stock.

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CITIZENS FINANCIAL GROUP INC/RI director Edward J. Kelly III reported an automatic acquisition of 246.184 shares of common stock in the form of restricted stock units (RSUs) on 2026-08-13. These RSUs were credited to his account following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this credit, Kelly’s directly held common stock position is 39,908.537 shares.

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CITIZENS FINANCIAL GROUP INC/RI director Christopher Swift reported additional equity in the company. On 2026-08-13, he acquired 162.168 shares of Common Stock as restricted stock units credited following a dividend under the Amended & Restated 2014 Non-Employee Directors Compensation Plan. Swift also reported previously omitted open-market purchases of 10 shares at $31.474 on 2024-02-06 and 20 shares at $40.063 on 2025-06-02, all held directly. No sales or derivative transactions were disclosed.

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CITIZENS FINANCIAL GROUP INC/RI reported that director Marita Zuraitis acquired 268.751 restricted stock units representing common stock on 2026-08-13. These units were credited to her account as dividend equivalents under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, her direct holdings total 58,061.889 shares or equivalent units.

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CITIZENS FINANCIAL GROUP INC/RI director Claude E. Wade reported an acquisition of 47.213 shares of Common Stock on 2026-08-13. The transaction is a grant of restricted stock units credited following a company dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, Wade directly holds 7,653.559 shares of Common Stock. No Rule 10b5-1 trading plan was indicated.

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Lillis Terrance reported acquisition or exercise transactions in this Form 4 filing.

For CITIZENS FINANCIAL GROUP INC/RI (CFG), director Terrance Lillis received an automatic award of 246.184 shares of common stock in the form of restricted stock units on 2026-08-13. These units were credited following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Lillis directly holds 39,908.537 shares and also has indirect ownership of 4,000 shares held by his spouse in a revocable trust. The transactions are not reported as made under a Rule 10b5-1 trading plan.

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FAQ

How many CITIZENS FINANCIAL GROUP INC/RI (CFG) SEC filings are available on StockTitan?

StockTitan tracks 142 SEC filings for CITIZENS FINANCIAL GROUP INC/RI (CFG), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for CITIZENS FINANCIAL GROUP INC/RI (CFG)?

The most recent SEC filing for CITIZENS FINANCIAL GROUP INC/RI (CFG) was filed on September 3, 2026.