Welcome to our dedicated page for Citizens Finl Group SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citizens Financial Group, Inc.'s SEC filings document results, governance and capital structure for a bank holding company with Consumer Banking and Commercial Banking segments. Its Form 8-K reports furnish quarterly and annual earnings releases, financial supplements and investor presentations, while Regulation FD disclosures cover materials used in earnings calls and other investor communications.
Citizens’ proxy and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and shareholder voting matters. Capital-structure filings disclose common stock listed under CFG, depositary shares representing preferred stock series listed on the NYSE and debt financing activity, including registered offerings of subordinated notes under shelf registration statements.
CITIZENS FINANCIAL GROUP INC/RI Chief Risk Officer Richard L. Stein reported a tax-related share disposition. On this Form 4, he transferred 4,913 shares of Common Stock at an indicated value of $67.65 per share to cover tax obligations, a type of non-market transaction.
After this tax-withholding disposition, he directly holds 84,633 shares of Citizens Financial Group common stock. The filing shows a routine compensation-related adjustment rather than an open-market purchase or sale.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director awarded additional restricted stock units
Citizens Financial Group director Robert G. Leary received 250.55 shares of Common Stock on May 14, 2026 as a grant classified as restricted stock units. The award was credited following the company’s dividend payment under the non-employee directors compensation plan, bringing his direct holdings to 33,573.665 shares.
Alexander Lee, a director of Citizens Financial Group, Inc. (CFG), reported an acquisition of 194.975 shares of Common Stock with a price of $0.00 per share. These shares reflect restricted stock units credited to his account following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan. After this award-related credit, Lee directly holds a total of 26,126.584 shares of Citizens Financial Group common stock.
SIEKERKA MICHELE N reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Michele N. Siekerka reported a routine equity compensation update. She received 161.696 restricted stock units credited to her account at no cash cost, following the company’s dividend payment and under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this award, she directly holds 66,321.674 shares of Citizens Financial Group common stock. She also reports indirect holdings of 297 shares held by a son, 297 shares held by a daughter, and 6,102 shares held through an IRA.
CITIZENS FINANCIAL GROUP INC/RI director Christine M. Cumming reported a routine equity compensation adjustment. On May 14, 2026, she acquired 323.121 shares of Common Stock at $0.00 per share through a grant classified as a restricted stock unit credit.
According to the footnote, these restricted stock units were credited to her account following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, her directly held Common Stock position increased to 52,664.138 shares, indicating this was a small, dividend-linked addition to an existing director equity stake rather than an open-market purchase.
Swift Christopher reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Christopher Swift received additional company stock units as compensation. He was credited with 194.975 restricted stock units at no cash cost, following a dividend paid by Citizens Financial Group. After this grant, he directly holds a total of 26,126.584 shares of common stock.
CITIZENS FINANCIAL GROUP INC/RI director Kevin Cummings reported a compensation-related share award rather than an open-market trade. He acquired 161.696 shares of Common Stock at $0.0000 per share, credited as restricted stock units following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this award, Cummings directly owns 473,814.224 shares of Common Stock. He also has an indirect holding of 57,916 shares through an IRA, which is reported as a separate holding entry with no new buy or sell activity. The filing reflects routine director compensation rather than a market signal.
Citizens Financial Group director Terrance Lillis reported a compensation-related share award. He acquired 295.988 shares of common stock in the form of restricted stock units credited at a price of $0.00 per share, following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this award, Lillis directly holds 39,662.353 shares of Citizens Financial Group common stock. The filing also shows an additional 4,000 shares of common stock held indirectly through his spouse in a revocable trust.
Citizens Financial Group director Marita Zuraitis reported a small equity award under the company’s director compensation plan. She acquired 323.121 shares of common stock at a stated price of $0.0000 per share, reflecting restricted stock units credited after a dividend payment. Following this grant, she directly holds 57,793.138 shares of Citizens Financial Group common stock.