Every Form 4 that Citizens Financial Group, Inc. (CFG) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow CFG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full CFG filings page.
CITIZENS FINANCIAL GROUP INC/RI (CFG) reported that Matthew Boss, its Head of Consumer Banking, had 10,778 shares of common stock delivered or withheld on September 1, 2026, as payment of exercise price or tax liability. The shares were valued at $68.87 per share, and he now holds 73,824 shares directly. No Rule 10b5-1 trading plan is reported.
Citizens Financial Group, Inc. (CFG) director Christine M. Cumming reported an acquisition of additional equity-based compensation. On 2026-08-13, she received 268.7510 shares of common stock in the form of restricted stock units credited to her account following the company’s dividend payment, under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, her directly held common stock position increased to 52,932.8890 shares. The Rule 10b5-1 checkbox was not marked as being pursuant to a trading plan.
CITIZENS FINANCIAL GROUP INC/RI director Michele N. Siekerka reported an acquisition of common stock on 2026-08-13. The filing shows a grant/award of 134.488 shares of common stock at a stated price of $0.00 per share, reflecting restricted stock units credited following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After this award, Siekerka directly holds 66,456.162 common shares. The filing also reports indirect holdings of 6,102 shares held by an IRA, and 297 shares each held by a daughter and a son.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI reported that director Robert G. Leary received an automatic credit of 208.392 shares of common stock on 2026-08-13. These are restricted stock units credited to his account as dividend equivalents under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, he directly holds 33,782.057 shares of common stock.
CITIZENS FINANCIAL GROUP INC/RI director Edward J. Kelly III reported an automatic acquisition of 246.184 shares of common stock in the form of restricted stock units (RSUs) on 2026-08-13. These RSUs were credited to his account following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this credit, Kelly’s directly held common stock position is 39,908.537 shares.
CITIZENS FINANCIAL GROUP INC/RI director Christopher Swift reported additional equity in the company. On 2026-08-13, he acquired 162.168 shares of Common Stock as restricted stock units credited following a dividend under the Amended & Restated 2014 Non-Employee Directors Compensation Plan. Swift also reported previously omitted open-market purchases of 10 shares at $31.474 on 2024-02-06 and 20 shares at $40.063 on 2025-06-02, all held directly. No sales or derivative transactions were disclosed.
CITIZENS FINANCIAL GROUP INC/RI reported that director Marita Zuraitis acquired 268.751 restricted stock units representing common stock on 2026-08-13. These units were credited to her account as dividend equivalents under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, her direct holdings total 58,061.889 shares or equivalent units.
CITIZENS FINANCIAL GROUP INC/RI director Claude E. Wade reported an acquisition of 47.213 shares of Common Stock on 2026-08-13. The transaction is a grant of restricted stock units credited following a company dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, Wade directly holds 7,653.559 shares of Common Stock. No Rule 10b5-1 trading plan was indicated.
Lillis Terrance reported acquisition or exercise transactions in this Form 4 filing.
For CITIZENS FINANCIAL GROUP INC/RI (CFG), director Terrance Lillis received an automatic award of 246.184 shares of common stock in the form of restricted stock units on 2026-08-13. These units were credited following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Lillis directly holds 39,908.537 shares and also has indirect ownership of 4,000 shares held by his spouse in a revocable trust. The transactions are not reported as made under a Rule 10b5-1 trading plan.
Alexander Lee reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI reported that director Alexander Lee received an automatic grant of 162.168 shares of common stock in the form of restricted stock units. These RSUs were credited to his account following a dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this award, Lee’s directly held common stock position is 26,288.752 shares.
CITIZENS FINANCIAL GROUP INC/RI reported that director Tracy A. Atkinson acquired 78.444 shares of common stock in the form of restricted stock units. These units were credited following the issuer’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Atkinson directly holds a total of 12,716.477 shares of common stock. The grant carried a reported price of $0.0000 per share, consistent with a compensation-related equity award rather than an open-market purchase.
Cummings Kevin reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI reported that director Kevin Cummings received an automatic credit of 134.488 restricted stock units of common stock on 2026-08-13. These units were credited following a dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this award, Cummings directly holds 473,948.712 shares of common stock and indirectly holds 57,916 shares through an IRA.
CITIZENS FINANCIAL GROUP INC/RI Chairman and CEO Bruce Van Saun reported multiple Common Stock transactions dated July 24, 2026. He sold 129,369 shares at a weighted average price of $72.07 per share, with individual trades ranging from $71.85 to $72.32. He also made bona fide gifts totaling 38,350 shares, including 20,850 shares to a donor-advised fund for charitable purposes and 17,500 shares to an irrevocable Spousal Lifetime Access Trust for his spouse and descendants, for which he disclaims beneficial ownership; 17,500 shares are reported as held indirectly in that trust.
CITIZENS FINANCIAL GROUP INC/RI Chief Risk Officer Richard L. Stein reported a tax-related share disposition. On this Form 4, he transferred 4,913 shares of Common Stock at an indicated value of $67.65 per share to cover tax obligations, a type of non-market transaction.
After this tax-withholding disposition, he directly holds 84,633 shares of Citizens Financial Group common stock. The filing shows a routine compensation-related adjustment rather than an open-market purchase or sale.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director awarded additional restricted stock units
Citizens Financial Group director Robert G. Leary received 250.55 shares of Common Stock on May 14, 2026 as a grant classified as restricted stock units. The award was credited following the company’s dividend payment under the non-employee directors compensation plan, bringing his direct holdings to 33,573.665 shares.
Alexander Lee, a director of Citizens Financial Group, Inc. (CFG), reported an acquisition of 194.975 shares of Common Stock with a price of $0.00 per share. These shares reflect restricted stock units credited to his account following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan. After this award-related credit, Lee directly holds a total of 26,126.584 shares of Citizens Financial Group common stock.
SIEKERKA MICHELE N reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Michele N. Siekerka reported a routine equity compensation update. She received 161.696 restricted stock units credited to her account at no cash cost, following the company’s dividend payment and under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this award, she directly holds 66,321.674 shares of Citizens Financial Group common stock. She also reports indirect holdings of 297 shares held by a son, 297 shares held by a daughter, and 6,102 shares held through an IRA.
CITIZENS FINANCIAL GROUP INC/RI director Christine M. Cumming reported a routine equity compensation adjustment. On May 14, 2026, she acquired 323.121 shares of Common Stock at $0.00 per share through a grant classified as a restricted stock unit credit.
According to the footnote, these restricted stock units were credited to her account following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, her directly held Common Stock position increased to 52,664.138 shares, indicating this was a small, dividend-linked addition to an existing director equity stake rather than an open-market purchase.
Swift Christopher reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Christopher Swift received additional company stock units as compensation. He was credited with 194.975 restricted stock units at no cash cost, following a dividend paid by Citizens Financial Group. After this grant, he directly holds a total of 26,126.584 shares of common stock.
CITIZENS FINANCIAL GROUP INC/RI director Kevin Cummings reported a compensation-related share award rather than an open-market trade. He acquired 161.696 shares of Common Stock at $0.0000 per share, credited as restricted stock units following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this award, Cummings directly owns 473,814.224 shares of Common Stock. He also has an indirect holding of 57,916 shares through an IRA, which is reported as a separate holding entry with no new buy or sell activity. The filing reflects routine director compensation rather than a market signal.
Citizens Financial Group director Terrance Lillis reported a compensation-related share award. He acquired 295.988 shares of common stock in the form of restricted stock units credited at a price of $0.00 per share, following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this award, Lillis directly holds 39,662.353 shares of Citizens Financial Group common stock. The filing also shows an additional 4,000 shares of common stock held indirectly through his spouse in a revocable trust.
Citizens Financial Group director Marita Zuraitis reported a small equity award under the company’s director compensation plan. She acquired 323.121 shares of common stock at a stated price of $0.0000 per share, reflecting restricted stock units credited after a dividend payment. Following this grant, she directly holds 57,793.138 shares of Citizens Financial Group common stock.
Wade Claude E. reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI director Claude E. Wade received 56.764 additional common stock units on account of dividend equivalents. These restricted stock units were credited at no cash cost to him under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, his direct holdings total 7,606.346 shares of common stock.
Atkinson Tracy A reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI director Tracy A. Atkinson received a grant of 94.314 shares of Common Stock on May 14, 2026. These shares reflect restricted stock units credited following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan. After this award, Atkinson directly holds a total of 12,638.033 shares of Common Stock.
CITIZENS FINANCIAL GROUP INC/RI director Edward J. Kelly III received an automatic stock-based award. He acquired 295.988 shares of common stock at no cost, credited as restricted stock units tied to the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this grant, Kelly’s directly held position reported in this filing increased to 39,662.353 shares of common stock. This is a routine compensation-related award rather than an open-market purchase.
Citizens Financial Group Chief Legal Officer sells shares
Citizens Financial Group’s Chief Legal Officer, Michelle Moosally, sold 6,050 shares of Common Stock in an open-market transaction at $62.16 per share. After this sale, she directly owned 22,565 shares of Citizens Financial Group common stock.
Lillis Terrance reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI director Terrance Lillis received a stock-based award of 2,608 common shares. These shares were granted at no cash cost as a restricted stock unit award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan and increase his directly held position to 39,366.365 shares. A separate entry shows 4,000 shares held indirectly through his spouse in a revocable trust.
CITIZENS FINANCIAL GROUP INC/RI director Kevin Cummings received a stock-based compensation award rather than buying shares on the market. He acquired 2,608 shares of Common Stock at a price of $0.00 per share as a grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, he directly holds 473,652.528 shares of Common Stock and also indirectly holds 57,916 shares through an IRA account.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Robert G. Leary received an equity award as part of his board compensation. On April 23, 2026, he was granted 2,608 shares of Common Stock, reflected as a restricted stock unit award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan, at a stated price of $0.00 per share. Following this grant, Leary directly holds 33,323.115 shares of Citizens Financial Group common stock. This is a compensation-related grant rather than an open-market purchase or sale.
CITIZENS FINANCIAL GROUP INC/RI director Claude E. Wade received a stock-based compensation award. On April 23, 2026, he acquired 2,608 shares of common stock at a stated price of $0.00 per share as a restricted stock unit grant under the company’s 2014 Non-Employee Directors Compensation Plan. Following this award, he directly holds a total of 7,549.582 shares of Citizens Financial Group common stock.
SIEKERKA MICHELE N reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Michele N. Siekerka reported an equity award in the company’s common stock. She received a grant of 2,608 shares as a restricted stock unit award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this grant, she directly holds 66,159.978 shares of common stock. The filing also lists indirect holdings of 297 shares held by her son, 297 shares held by her daughter, and 6,102 shares held through an IRA.
Atkinson Tracy A reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Tracy A. Atkinson received a compensation grant of 2,608 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost per share under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After this grant, Atkinson directly holds a total of 12,543.719 shares of Citizens Financial Group common stock, as reported in the filing. This is a routine equity award for a non-employee director rather than an open-market purchase.
Citizens Financial Group director Christopher Swift received a stock-based compensation award. He acquired 2,608 shares of Common Stock through a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan, bringing his direct holdings to 25,931.609 shares after the award.
CITIZENS FINANCIAL GROUP INC/RI director Alexander Lee received an equity award of 2,608 shares of Common Stock. The award was granted at a price of $0.00 per share as a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this compensation-related acquisition, Lee directly holds a total of 25,931.609 shares of Common Stock.
Cumming Christine M reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Christine M. Cumming received a grant of 2,608 shares of Common Stock on April 23, 2026. The award is a restricted stock unit grant made under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, she directly holds 52,341.017 shares of Citizens Financial Group common stock.
CITIZENS FINANCIAL GROUP INC/RI director Edward J. Kelly III received a stock-based compensation award. He acquired 2,608 shares of common stock on April 23, 2026 at no cash price as a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this grant, he directly holds 39,366.365 shares of common stock.
Citizens Financial Group director Marita Zuraitis received an equity grant in the form of restricted stock units. On April 23, 2026, she was awarded 2,608 shares of Common Stock at no cash cost, classified as a grant or award acquisition.
The footnote explains this is a restricted stock unit award granted under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Zuraitis directly holds 57,470.017 shares of Citizens Financial Group common stock.
Citizens Financial Group Chief Human Resources Officer Susan LaMonica reported an open-market sale of 13,258 shares of common stock on March 11, 2026 at a weighted average price of $58.04 per share. The shares were sold in multiple trades between $58.01 and $58.05 per share. After this transaction, she directly holds 165,971 shares of Citizens Financial Group common stock.
Citizens Financial Group reported that Head of Commercial Banking Theodore C. Swimmer received a grant of 20,383 shares of common stock on March 1, 2026 under the company’s 2014 Omnibus Incentive Plan. To cover tax obligations, 18,677 shares were withheld at $60.19 per share, leaving him with direct ownership of 109,337 shares.
CITIZENS FINANCIAL GROUP INC/RI President Brendan Coughlin reported mixed equity compensation activity in company stock. On March 1, 2026, he acquired 26,499 shares of Common Stock at $0.00 per share as a grant under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. On the same date, 22,659 shares of Common Stock were disposed of at $60.19 per share to cover tax obligations through share withholding rather than a market sale. After these transactions, his directly held Common Stock position was 284,928.351 shares.
BANERJEE AUNOY reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group Chief Financial Officer Aunoy Banerjee received a grant of 12,335 shares of common stock on March 1, 2026. The award, made at no cash cost to him, was granted under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Following this equity grant, Banerjee directly holds a total of 79,774 Citizens common shares.
Citizens Financial Group Chief Legal Officer Michelle Moosally reported stock-based compensation activity in the company’s common stock. She received a grant of 7,060 shares of common stock on March 1, 2026 at no cost, awarded under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
On the same date, 5,194 shares were disposed of at $60.19 per share to cover tax liabilities through share withholding, a non-open-market transaction. After these transactions, her directly held ownership stands at 28,615 shares of Citizens Financial Group common stock.
Citizens Financial Group’s Chief Information Officer Michael Ruttledge received a grant of 11,879 shares of common stock under the company’s 2014 Omnibus Incentive Plan. On the same date, 10,995 shares were disposed of to cover tax obligations, leaving him with 141,602 directly owned shares.
Citizens Financial Group Chief Risk Officer Richard L. Stein reported equity compensation and related tax withholding transactions in company common stock. He acquired 12,958 shares at no cost as a grant under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. In a separate transaction the same day, 12,295 shares were disposed of to cover tax obligations at a price of $60.19 per share. Following these transactions, Stein directly owned 89,546 shares of Citizens Financial Group common stock.
Citizens Financial Group Chairman and CEO Bruce Van Saun received a grant of 51,916 shares of common stock, awarded at no cost under the company’s 2014 Omnibus Incentive Plan. On the same date, 79,315 shares were disposed of to satisfy tax obligations at $60.19 per share, leaving him with 1,270,132 shares held directly.
Citizens Financial Group Chief Accounting Officer Christopher J. Schnirel reported routine equity compensation activity involving the company’s common stock. He received a grant of 5,814 shares of common stock at no cost on March 1, 2026 under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
On the same date, 1,514 shares were disposed of at $60.19 per share to satisfy tax withholding obligations, a non-open-market transaction classified as a tax-withholding disposition. After these transactions, Schnirel directly held 18,495 shares of Citizens Financial Group common stock.
Citizens Financial Group Chief Human Resources Officer Susan LaMonica reported stock-based compensation activity. She acquired 12,149 shares of common stock at $0.0000 per share as a grant under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. On the same date, 13,071 shares of common stock were disposed of at $60.19 per share in a tax-withholding transaction to satisfy tax obligations by delivering shares. After these transactions, she directly owned 179,229 shares of Citizens Financial Group common stock.
Citizens Financial Group executive Donald H. McCree III reported equity compensation activity in company common stock. He received a grant of 52,334 shares of common stock at a price of $0.00 per share, reflecting an award under the company’s 2014 Omnibus Incentive Plan.
To satisfy tax obligations, 31,099 shares of common stock were disposed of at $60.19 per share through a tax-withholding transaction, rather than an open-market sale. Following these direct transactions, he directly held 251,106 shares of common stock. In addition, indirect holdings are reported through three McCree GST Family Trusts, with 48,529, 48,529, and 48,530 shares, respectively.
Citizens Financial Group director reports stock-based award from dividend equivalents. Edward J. Kelly III acquired 258.151 shares of Citizens Financial Group common stock at a stated price of $0.0000 per share. These shares reflect restricted stock units credited to his account following the company’s dividend payment under the Non-Employee Directors Compensation Plan.
After this award, Kelly directly holds a total of 36,758.365 Citizens Financial Group common shares, showing the updated size of his equity stake as a non-employee director.
Citizens Financial Group director Terrance Lillis reported a stock-based award linked to dividend payments. He acquired 258.151 shares of common stock at a stated price of $0.0000 per share, credited as restricted stock units under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After this grant, his directly held common stock totaled 36,758.365 shares. The filing also notes 4,000 shares of common stock held indirectly through his spouse’s revocable trust, reflecting a separate ownership position rather than a new transaction.