Citizens exec delivers 10,778 shares at $68.87

CITIZENS FINANCIAL GROUP INC/RI (CFG) reported that Matthew Boss, its Head of Consumer Banking, had 10,778 shares of common stock delivered or withheld on September 1, 2026, as payment of exercise price or tax liability.

Rhea-AI Filing Summary

CITIZENS FINANCIAL GROUP INC/RI (CFG) reported that Matthew Boss, its Head of Consumer Banking, had 10,778 shares of common stock delivered or withheld on September 1, 2026, as payment of exercise price or tax liability. The shares were valued at $68.87 per share, and he now holds 73,824 shares directly. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Exercise Price or Tax Liability: 10,778 shares

Exercise Price or Tax Liability 1 txn

Insider Boss Matthew

Role Head of Consumer Banking

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	10,778	$68.87	$742K

Holdings After Transaction: Common Stock — 73,824 shares (Direct)

Key Figures

Shares delivered/withheld: 10,778 shares Per-share value: $68.87 per share Shares held after transaction: 73,824 shares

3 metrics

Shares delivered/withheld 10,778 shares Payment of exercise price or tax liability on September 1, 2026

Per-share value $68.87 per share Value applied to the 10,778 shares used for exercise price or tax liability

Shares held after transaction 73,824 shares Direct holdings of Matthew Boss following the reported transaction

Key Terms

exercise price, tax liability, Rule 10b5-1 trading plan

3 terms

exercise price financial

"Payment of exercise price or tax liability by delivering or withholding securities"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

tax liability financial

"Payment of exercise price or tax liability by delivering or withholding securities"

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan is reported for this transaction"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CFG executive Matthew Boss report?

Matthew Boss reported that 10,778 CFG common shares were delivered or withheld on September 1, 2026, as payment of exercise price or tax liability, at a value of $68.87 per share, leaving him with 73,824 shares held directly.

Did the CFG Form 4 filing show an open-market sale or purchase?

No. The Form 4 reports a code F transaction, meaning 10,778 shares were delivered or withheld to pay an exercise price or tax liability, rather than an open-market sale or purchase.

How many CFG shares does Matthew Boss hold after the reported transaction?

After the September 1, 2026 transaction, Matthew Boss directly holds 73,824 shares of Citizens Financial Group common stock, as reported in the Form 4 filing.

What price per share was used in Matthew Boss’s CFG transaction?

The transaction for payment of exercise price or tax liability used a value of $68.87 per share for the 10,778 CFG shares delivered or withheld.

Was the CFG insider transaction made under a Rule 10b5-1 plan?

No. The filing shows the Rule 10b5-1 checkbox as not affirmed, indicating that the reported transaction was not disclosed as being made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 04:55 PM EDT Accepted by SEC EDGAR 09/03/2026 - 04:36 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Boss Matthew

(Last) (First) (Middle)

C/O CITIZENS FINANCIAL GROUP, INC.

600 WASHINGTON BLVD.

(Street)

STAMFORD CONNECTICUT 06901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CITIZENS FINANCIAL GROUP INC/RI [ CFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Head of Consumer Banking

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		F		10,778	D	$68.87	73,824	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Bari Fredericks, as Attorney-in-Fact	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)