STOCK TITAN

Citizens Financial (NYSE: CFG) director now holds 66K shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CITIZENS FINANCIAL GROUP INC/RI director Michele N. Siekerka reported an acquisition of common stock on 2026-08-13. The filing shows a grant/award of 134.488 shares of common stock at a stated price of $0.00 per share, reflecting restricted stock units credited following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

After this award, Siekerka directly holds 66,456.162 common shares. The filing also reports indirect holdings of 6,102 shares held by an IRA, and 297 shares each held by a daughter and a son.

Positive

  • None.

Negative

  • None.
Insider SIEKERKA MICHELE N
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 134.488 $0.00 $0.00
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 66,456.162 shares (Direct); Common Stock — 6,102 shares (Indirect, By IRA); Common Stock — 297 shares (Indirect, By daughter); Common Stock — 297 shares (Indirect, By son)
Footnotes (1)
  1. F1. Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Awarded shares 134.488 shares Restricted stock units credited following dividend payment on 2026-08-13
Direct holdings after transaction 66,456.162 shares Common stock directly owned by Michele N. Siekerka after the award
Indirect IRA holdings 6,102 shares Common stock held indirectly by IRA
Indirect holdings by daughter 297 shares Common stock held indirectly by daughter
Indirect holdings by son 297 shares Common stock held indirectly by son
Per-share transaction price $0.00 Stated price per share for the 134.488-share grant/award
restricted stock units financial
"Reflects restricted stock units credited to the reporting person's account"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Non-Employee Directors Compensation Plan financial
"2014 Non-Employee Directors Compensation Plan"
indirect ownership financial
"nature_of_ownership "By IRA" and holdings by daughter and son"

FAQ

What did CFG director Michele N. Siekerka report in this Form 4 filing?

Michele N. Siekerka reported an acquisition of 134.488 shares of Citizens Financial Group common stock. These shares were credited as restricted stock units following a dividend payment under the company’s 2014 Non-Employee Directors Compensation Plan.

How many CFG shares does Michele N. Siekerka directly own after this transaction?

After the reported award, Michele N. Siekerka directly owns 66,456.162 shares of Citizens Financial Group common stock. This figure reflects her direct holdings following the 134.488-share restricted stock unit credit on 2026-08-13.

What are the indirect CFG share holdings reported for Michele N. Siekerka?

The filing lists indirect ownership of 6,102 Citizens Financial Group shares held by an IRA, plus 297 shares held by a daughter and 297 held by a son. These positions are reported as indirect beneficial ownership interests.

What is the nature of the 134.488 CFG shares acquired by Michele N. Siekerka?

The 134.488 shares represent restricted stock units credited following Citizens Financial Group’s dividend payment. They were issued under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan as part of director compensation.

Was the reported CFG stock transaction by Michele N. Siekerka part of open-market buying or selling?

No open-market trade is reported; the Form 4 shows a grant/award acquisition of 134.488 restricted stock units at a $0.00 price. The transaction is classified as a compensation-related award rather than a market purchase or sale.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SIEKERKA MICHELE N

(Last)(First)(Middle)
C/O CITIZENS FINANCIAL GROUP, INC.
600 WASHINGTON BLVD.

(Street)
STAMFORD CONNECTICUT 06901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CITIZENS FINANCIAL GROUP INC/RI [ CFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/13/2026A134.488(1)A$066,456.162D
Common Stock6,102IBy IRA
Common Stock297IBy daughter
Common Stock297IBy son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Remarks:
/s/Bari Fredericks, as Attorney-in-Fact08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)