Citizens Financial (CFG) Chief Legal Officer sells 6,050 shares in open-market trade

Rhea-AI Filing Summary

Citizens Financial Group Chief Legal Officer sells shares

Citizens Financial Group’s Chief Legal Officer, Michelle Moosally, sold 6,050 shares of Common Stock in an open-market transaction at $62.16 per share. After this sale, she directly owned 22,565 shares of Citizens Financial Group common stock.

Insider Trade Summary

Net Seller: 6,050 shares ($376,068)

Net Sell 1 txn

Insider Moosally Michelle

Role Chief Legal Officer

Sold 6,050 shs ($376K)

Type	Security	Shares	Price	Value
Sale	Common Stock	6,050	$62.16	$376K

Holdings After Transaction: Common Stock — 22,565 shares (Direct, null)

Footnotes (1)

Key Figures

Shares sold: 6,050 shares Sale price: $62.16 per share Shares owned after sale: 22,565 shares +1 more

4 metrics

Shares sold 6,050 shares Common Stock sold in open-market transaction

Sale price $62.16 per share Price for the 6,050 Common Stock shares sold

Shares owned after sale 22,565 shares Direct ownership after the reported transaction

Insider role Chief Legal Officer Executive position of reporting person at Citizens Financial Group

Key Terms

Common Stock, open-market sale, Form 4, transaction code

4 terms

Common Stock financial

"6,050 shares of Common Stock in an open-market transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open-market sale financial

"sold 6,050 shares of Common Stock in an open-market transaction"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Form 4 regulatory

"The Form 4 describes it as an open-market sale of 6,050 shares"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

transaction code regulatory

"The transaction was recorded with a sale transaction code classification"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moosally Michelle

(Last) (First) (Middle)

C/O CITIZENS FINANCIAL GROUP, INC.

600 WASHINGTON BLVD.

(Street)

STAMFORD CONNECTICUT 06901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CITIZENS FINANCIAL GROUP INC/RI [ CFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/12/2026		S		6,050	D	$62.16	22,565	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Bari Fredericks, as Attorney-in-Fact	05/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CFG’s Chief Legal Officer report?

CFG’s Chief Legal Officer, Michelle Moosally, reported an open-market sale of 6,050 shares of Citizens Financial Group Common Stock. The transaction was recorded as a sale at $62.16 per share on the reported date.

At what price did Michelle Moosally sell Citizens Financial Group (CFG) shares?

Michelle Moosally sold 6,050 Citizens Financial Group Common Stock shares at $62.16 per share. This price reflects the per-share value for the open-market transaction disclosed in the insider trading report.

How many CFG shares does Michelle Moosally own after the reported sale?

After selling 6,050 shares, Michelle Moosally directly owns 22,565 Citizens Financial Group Common Stock shares. This post-transaction holding amount is disclosed as her direct ownership following the reported open-market sale.

What role does the reporting insider hold at Citizens Financial Group (CFG)?

The reporting insider, Michelle Moosally, serves as Chief Legal Officer at Citizens Financial Group. Her position is identified in the insider trading report, which links the disclosed Common Stock sale to this executive role.

Was the CFG insider transaction classified as a buy or a sell?

The Citizens Financial Group insider transaction was classified as a sell. The Form 4 describes it as an open-market sale of 6,050 shares of Common Stock, with the transaction direction identified as a sale.