CFG plans Rule 144 sale of common stock

CFG filed a notice for a proposed sale of common stock through Fidelity Brokerage Services LLC on the NYSE.

Accepted by SEC EDGAR 07/24/2026 - 04:31 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CFG filed a notice for a proposed sale of common stock through Fidelity Brokerage Services LLC on the NYSE. The filing lists 129,369 common shares with an associated value of $9,323,229.11, alongside a figure of 422,881,942 shares as contextual issuer information.

The notice also details prior equity awards: restricted stock vesting as compensation of 53,193 shares on March 1, 2022, 8,348 shares on March 2, 2022, and 67,828 shares on March 1, 2025, all issued by the company.

Key Figures

Common shares referenced: 129,369 shares Associated value of shares: $9,323,229.11 Issuer share figure: 422,881,942 shares +3 more

6 metrics

Common shares referenced 129,369 shares Common stock listed for potential sale through Fidelity Brokerage Services LLC on NYSE

Associated value of shares $9,323,229.11 Value associated with the 129,369 common shares in the securities information section

Issuer share figure 422,881,942 shares Contextual issuer share figure disclosed alongside the proposed Rule 144 sale

Restricted stock vesting 03/01/2022 53,193 shares Restricted Stock Vesting identified as Compensation on March 1, 2022

Restricted stock vesting 03/02/2022 8,348 shares Restricted Stock Vesting identified as Compensation on March 2, 2022

Restricted stock vesting 03/01/2025 67,828 shares Restricted Stock Vesting identified as Compensation on March 1, 2025

Key Terms

Rule 144, Restricted Stock Vesting, Compensation

3 terms

Rule 144 regulatory

"144: Securities Information Common | Fidelity Brokerage Services LLC"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 03/01/2022 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"53193 | 03/01/2022 | Compensation Common"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What type of transaction does CFG report in this Form 144 filing?

CFG reports a planned sale of common stock under Rule 144. The filing identifies common shares held at Fidelity Brokerage Services LLC that may be sold on the NYSE, along with prior restricted stock vesting events used as compensation.

How many CFG common shares are referenced for potential sale?

The filing lists 129,369 common shares in the securities information section. This figure is tied to an associated value of $9,323,229.11 and references trading on the NYSE through Fidelity Brokerage Services LLC.

What is the total dollar amount associated with the CFG shares in this notice?

The notice associates the CFG common shares with a value of $9,323,229.11. This amount appears in the securities information row for the proposed Rule 144 sale alongside the 129,369 common shares and NYSE listing.

What issuer share figure is disclosed for CFG in this Form 144?

The filing includes a contextual issuer share figure of 422,881,942 shares. This number appears in the securities information section and serves as background equity data, separate from the 129,369 shares tied to the proposed sale.

What restricted stock vesting events for CFG are disclosed in the past transactions section?

CFG reports restricted stock vesting used as compensation: 53,193 shares on March 1, 2022, 8,348 shares on March 2, 2022, and 67,828 shares on March 1, 2025. Each event is identified as compensation issued by the company.

How does the CFG filing describe the nature of the prior equity awards?

The prior equity awards are described as Restricted Stock Vesting with a purpose labeled as Compensation. Each entry specifies the vesting date, the issuer as the company, and the exact number of shares involved in the vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001199914
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CITIZENS FINANCIAL GROUP INC/RI
SEC File Number	001-36636
Address of Issuer	1 CITIZENS PLAZA PROVIDENCE RHODE ISLAND 02903
Phone	2039006715
Name of Person for Whose Account the Securities are To Be Sold	VAN SAUN BRUCE
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	129369	9323229.11	422881942	07/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2022	Restricted Stock Vesting	Issuer			53193	03/01/2022	Compensation
Common	03/02/2022	Restricted Stock Vesting	Issuer			8348	03/02/2022	Compensation
Common	03/01/2025	Restricted Stock Vesting	Issuer			67828	03/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	07/24/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Bruce W. Van Saun
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)