Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities due October 14, 2027, unsecured notes fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a fixed upside payment of $94 ( 9.40%) payable at maturity only if the final index value is at or above the downside threshold (90% of the initial index value). The securities provide a 10% buffer against index declines; below that buffer investors absorb losses at a downside factor of 1.1111 (about 1.1111% loss for each 1% index decline beyond the buffer). There is no interest and no minimum payment at maturity; investors could lose their entire initial investment. Pricing date is July 10, 2026, original issue date is July 15, 2026, and the issuer estimates the value on the pricing date at approximately $973.50 per security. Sales commissions of $17.50 and a structuring fee of $5 per security are included in the issue price.
Morgan Stanley Finance LLC priced market-linked notes tied to the Nasdaq-100 Index with an aggregate principal amount of $125,000. The notes have a stated principal amount of $1,000 per note, an original issue price of $1,000 per note and mature on July 3, 2031. At maturity, if the Nasdaq-100 closing level on the observation date exceeds the initial level of 30,276.35, each note will pay the stated principal amount plus a 100% participation in the index appreciation, capped at a maximum payment at maturity of $1,437 per note. If the final level is equal to or less than the initial level, investors receive only the stated principal amount. The notes pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The estimated value on the pricing date was $951.50 per note, reflecting issuance, distribution and hedging costs included in the issue price. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers Principal at Risk securities (notes) due August 4, 2027, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $9,182,000. The notes pay a fixed coupon of 10.25% per annum monthly and return principal at maturity only if neither the S&P 500® nor the Russell 2000® falls below its downside threshold on any trading day during the term. If a trigger event occurs and the final level of the worst performing underlier is below its initial level, principal at maturity is reduced pro rata to the percentage decline of that worst performing underlier and could be zero. The notes do not participate in any appreciation of the underliers. The issue price is $1,000 per security and the estimated value on the pricing date was $984.60. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC priced market-linked notes through a June 30, 2026 supplement offering $8,162,000 aggregate principal in five-year, unsecured notes due July 3, 2031. Each $1,000 note pays no interest and returns at least the $1,000 principal at maturity plus a 119.78% participation in any positive basket performance. The basket comprises five international indices (EURO STOXX 50, TPX, FTSE 100, SMI, S&P/ASX 200). Estimated value on the pricing date was $949.60 per note; issue price is $1,000 per note. All payments are subject to Morgan Stanley credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC priced a $604,000 offering of principal-at-risk structured notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $945.70 and pays no interest.
At maturity on July 3, 2031 (observation date June 30, 2031), payoffs depend on the index level relative to the initial level of 7,499.36: full participation at 100% of appreciation up to a $1,810 maximum, return of principal if final level ≥ the downside threshold of 5,249.552 (70% of initial), or a pro rata loss of principal below that threshold.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the Nasdaq-100® Technology Sector and the Russell 2000® Index. The securities have a $1,000 stated principal amount each, aggregate principal of $2,608,000, and pay a contingent coupon of 12.50% per annum subject to observation-date barriers.
The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, expose investors to principal loss if the worst-performing underlier falls below a 75% downside threshold, permit automatic early redemption on specified dates, and had an estimated value on the pricing date of $975.60 per security.
Morgan Stanley Finance LLC priced a structured note offering (Trigger PLUS) due July 3, 2031 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The offering aggregates $2,396,000.
At maturity investors receive either (1) principal plus a leveraged upside (400% of the worst underlier's appreciation) subject to a $1,820 cap, (2) principal only if declines stay above a 70% downside threshold, or (3) a loss tied to the worst performing underlier below that 70% threshold (a 1% loss in the underlier produces a 1% loss of principal). All payments are unsecured, subject to MSFL credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Structured Investments Callable Jump Notes due July 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering aggregates $2,253,000 of notes at a per-note issue price of $1,000 with an estimated value on the pricing date of $966.60.
The notes reference the S&P 500® Futures Excess Return Index with an initial level of 600.73 (strike date June 30, 2026) and a single observation date of June 30, 2031. Investors receive principal at maturity and, if the final level is greater than the initial level, an upside payment equal to stated principal amount × 160% participation × underlier percent change. The notes do not pay interest and are unsecured obligations subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes due July 3, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The notes pay a contingent coupon of 14.50% per annum on scheduled coupon dates only if the index closing level meets or exceeds the coupon barrier (2,437.533, 70% of the initial level). The notes are automatically called if the index closes at or above the call threshold (3,482.19) on a redemption determination date. At maturity, if not called, investors receive principal only if the final level is at or above the downside threshold (2,089.314, 60%); otherwise payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to up to a total loss of principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, market-linked notes due July 5, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an aggregate principal amount of $594,000. Payment at maturity depends on the worst performing of the Dow Jones Industrial Average and the S&P 500® Index: if the final level of the worst performing underlier is above its initial level, holders receive the stated principal plus an upside payment equal to 100% participation in that underlier’s appreciation, capped at a maximum payment of $1,458.50 per note; if the final level of either underlier is equal to or below its initial level, holders receive only the stated principal. The notes pay no interest, are unsecured senior obligations of MSFL, are not listed, and carry Morgan Stanley credit risk. The estimated value on the pricing date was $975.30 per note and the notes were issued at $1,000 per note (agent proceeds per note $992.50 after a $7.50 fee).