Oklo Inc. SEC Filings

Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is marketing a five-year structured note titled Worst-of RTY, SPX & INDU Buffered PLUS due 08/02/2029.

• Underlying indices: Russell 2000 (RTY), S&P 500 (SPX) and Dow Jones Industrial Average (INDU). Return is based solely on the worst-performing index.
• Upside participation: investors receive 150-160% of any positive performance of the worst underlier; the illustrative table shows a +20 % move would pay $1,300 on a $1,000 note.
• Downside protection: a 10 % buffer shields losses up to -10 %. Beyond that, investors lose one-for-one, exposing them to as much as a 90 % loss.
• No periodic coupons; payment occurs only at maturity (08/02/2029) based on the observation date (07/30/2029).
• Estimated value: $932.10 per $1,000 note (±$45), reflecting issuing, structuring and hedging costs.
• Credit considerations: repayment depends on Morgan Stanley’s credit; MSFL is a finance subsidiary with no independent assets.
• Liquidity & valuation: securities will not be listed, secondary trading may be limited, and prices may differ from the issuer’s model-based estimated value.
• Key risks: worst-of exposure, market volatility, credit spread movements, tax uncertainty and potential conflicts of interest by the affiliated calculation agent.

The offering is made under Registration Statement Nos. 333-275587 and 333-275587-01. Full terms, risks and tax considerations are detailed in the preliminary pricing supplement (link provided) and related prospectus materials.

C.H. Robinson Worldwide (CHRW) – Form 4 filing dated 06/30/2025 discloses that President & CEO David P. Bozeman had 17,538 shares of CHRW common stock withheld by the company on 06/26/2025 (transaction code F) to satisfy payroll-tax obligations triggered by the vesting of restricted stock units (RSUs). The shares were valued at $92.71 per share, implying a tax-related value of roughly $1.63 million. After the withholding, Bozeman now reports 162,121 beneficially owned shares, comprising 79,630 unvested/vested RSUs and 82,491 shares held directly.

Because the shares were not sold on the open market but automatically withheld by CHRW, the transaction does not signal an active disposition or a change in Bozeman’s investment outlook. His aggregate stake remains significant, helping maintain management-shareholder alignment. The filing corrects a 34-share understatement in a prior Form 4 (filed 02/07/2025), ensuring accurate disclosure.

No derivative security activity, option exercises, or additional purchases were reported. The filing is routine for Section 16 officers following equity award vesting and is unlikely to materially impact CHRW’s capital structure or trading dynamics.

Jacob DeWitte, Co-Founder and CEO of Oklo, reported significant insider transactions on June 24, 2025. The key details include:

• DeWitte gifted 600,000 shares of Class A Common Stock to a donor advised fund
• The transaction was executed at $0 per share and was permitted under the lock-up agreement with Goldman Sachs & Co. LLC and BofA Securities
• Following the transactions, DeWitte's holdings include: - 10,405,098 shares held directly - 10,102,108 shares held indirectly through spouse Caroline Cochran - 2,000,000 shares in Jacob DeWitte GRAT - 2,000,000 shares in Caroline Cochran GRAT

DeWitte maintains significant ownership as a Director, Officer (CEO), and 10% Owner of Oklo, demonstrating continued substantial stake in the company despite the charitable gift transaction.

Caroline Cochran, Co-Founder and COO of Oklo, reported significant insider transactions on June 24, 2025. As both a Director and 10% Owner, Cochran made two notable gifts of Class A Common Stock:

• Gifted 300,000 shares at $0 to a donor advised fund, maintaining direct ownership of 10,102,108 shares
• Additional 300,000 shares reported under indirect ownership through spouse Jacob DeWitte, with 10,405,098 shares remaining
• Maintains indirect ownership of 2,000,000 shares each through Caroline Cochran GRAT and Jacob DeWitte GRAT

The transactions were executed in compliance with the lock-up agreement dated June 12, 2025, with Goldman Sachs and BofA Securities. Total beneficial ownership post-transactions includes both direct and indirect holdings through various vehicles, demonstrating significant insider stake in the company.

Oklo (NYSE:OKLO) filed a Form 4 disclosing that Director and 10% owner Michael Klein, through M. Klein Associates and Allies Capital, sold 50,000 common shares on 06/23/2025 at weighted-average prices of $55.2205, $53.7064 and $55.2165, generating roughly $2.75 million in gross proceeds. Klein’s indirect holdings declined from 250,000 to 200,000 shares, a 20% reduction, yet he remains a significant shareholder and board member. No derivative securities were involved, and the filing does not mark the transactions as conducted under a Rule 10b5-1 plan. These insider dispositions may influence investor perception of insider sentiment.

Director Michael Klein and M. Klein Associates Report Significant Stock Sales at Oklo

Two significant insider transactions were reported at Oklo (OKLO) by Director Michael Klein and related entities:

• On June 18, 2025, sold 100,000 shares at an average price of $63.53 per share
• On June 20, 2025, disposed of 150,000 shares at an average price of $62.74 per share

The shares were held through two entities: M. Klein Associates and Allies Capital Corp, both controlled by Michael Klein. Following these transactions, the reporting persons retain beneficial ownership of 250,000 shares. The sales were executed through multiple transactions at varying prices, with the first batch ranging from $63.50-$63.64 and the second from $61.92-$63.51. This significant insider selling activity may warrant investor attention given Klein's position as both Director and 10% owner through his affiliated entities.