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[Form 4/A] RICHTECH ROBOTICS INC. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

Richtech Robotics (RR) filed a Form 4/A correcting an earlier insider report. The filing states that an attempted transfer of 200,000 shares of common stock to the reporting person was rejected by the issuer and transfer agent, so no transfer occurred.

The table reflects a non-derivative entry for Class B Common Stock on 10/01/2025 with transaction code J and an amount of 0, indicating no change. Following the reported item, the reporting person shows 1,000,000 shares beneficially owned (Direct). This amendment clarifies ownership without recording an actual acquisition or disposition.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Zheng Phil

(Last) (First) (Middle)
2975 LINCOLN RD

(Street)
LAS VEGAS NV 89115

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RICHTECH ROBOTICS INC. [ RR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
10/03/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 10/01/2025(1) J(1) 0(1) D(1) (1) 1,000,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This amendment to Form 4 is being filed to amend the original Form 4 filed on October 3, 2025 (the "Original Filing"), which reported that Zhenwu Huang transferred 200,000 the shares of common stock of the issuer to the Reporting Person. The attempted transfer was rejected by the issuer and transfer agent and therefore no transfer occurred.
/s/ Phil Zheng 10/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Richtech Robotics (RR) disclose in this Form 4/A?

It corrected a prior insider report, stating an attempted 200,000-share transfer was rejected and no transfer occurred.

How many shares does the reporting person hold after the correction for RR?

The filing lists 1,000,000 shares beneficially owned, held Direct.

What security class is referenced in RR’s filing?

The filing references Class B Common Stock.

What is the transaction code shown for RR’s insider entry?

The table shows transaction code J with 0 shares, indicating no change recorded.

When was the earliest transaction date noted in the RR filing?

The earliest transaction date listed is 10/01/2025.

Who is the reporting person’s role at Richtech Robotics (RR)?

The reporting person is an Officer, serving as Chief Operating Officer.

Did cash or securities change hands in the RR filing update?

No. The filing states the transfer was rejected, so no acquisition or disposition occurred.
Richtech Robotics Inc-B

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737.81M
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10.53%
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
LAS VEGAS