Welcome to our dedicated page for Shore Bancshares SEC filings (Ticker: SHBI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Shore Bancshares, Inc. filings document the public-company record for a Maryland financial holding company and its ownership of Shore United Bank, N.A. Form 8-K reports provide earnings releases, financial-condition updates, investor presentations, annual-meeting information and material agreements tied to subordinated note financing.
Proxy materials describe board and shareholder voting matters, executive compensation, equity-award data and governance practices. Other filings cover capital structure, regulatory-capital instruments, change-in-control severance arrangements and exhibit-based financial information for the banking organization.
Shore Bancshares director Michael Brian Adams increased his stake in SHBI. He acquired 175 shares of common stock at $20.29 per share, boosting his direct holdings to 45,818 shares. The increase is noted as an exempt acquisition under the company’s Dividend Reinvestment Plan pursuant to Rule 16a-11.
Adams also holds 10,047 shares indirectly through a Roth IRA. In addition, he now has 4,165 restricted stock units, including a new grant of 1,855 units that vest on May 21, 2027 and 2,310 units scheduled to vest on July 29, 2026, each unit representing one share of common stock.
Shore Bancshares director Alan J. Hyatt reported updated holdings and a new equity award. The Form 4 shows a grant of 1,855 Restricted Stock Units, each representing a contingent right to receive one share of SHBI common stock, bringing his direct RSU holdings to 4,165 units that vest on July 29, 2026 and May 21, 2027. He also reports 936,693 shares of common stock held directly, plus additional indirect holdings through several trusts, a partnership, an IRA, and his spouse, reflecting a higher overall beneficial ownership that includes shares acquired under the Shore Bancshares Dividend Reinvestment Plan pursuant to Rule 16a-11.
Sanders Edward Lawrence III reported acquisition or exercise transactions in this Form 4 filing.
Shore Bancshares director Edward Lawrence Sanders III reported updated equity holdings, including a grant of 1,855 restricted stock units (RSUs) awarded on May 21, 2026. This grant increases his direct RSU balance to 4,165 units, each representing a contingent right to one share of SHBI common stock.
Footnotes state that 2,310 RSUs vest on July 29, 2026 and the new 1,855 RSUs vest on May 21, 2027. Sanders also reports indirect ownership of SHBI common stock through a trust, his IRA, and his spouse’s IRA, in addition to 69,981 directly held common shares.
Shore Bancshares director David S. Jones reported updated equity holdings in SHBI and a new compensation grant. The filing shows an award of 1,855 restricted stock units, each representing one share of common stock, that vest on May 21, 2027, the first anniversary of the award.
Jones now directly holds 11,650 shares of common stock and 4,165 restricted stock units in total, including 2,310 units scheduled to vest on July 29, 2026 and the new 1,855-unit grant vesting on May 21, 2027. Several additional common stock positions are held indirectly through entities and an IRA.
A footnote explains that his beneficial ownership also increased through an exempt acquisition of common stock under the Shore Bancshares Dividend Reinvestment Plan pursuant to Rule 16a-11, indicating automatic reinvestment of dividends rather than open-market purchases.
CLEMMER R. MICHAEL reported acquisition or exercise transactions in this Form 4 filing.
SHORE BANCSHARES INC director R. Michael Clemmer received a grant of 1,855 Restricted Stock Units (RSUs) on May 21, 2026. Each RSU represents a contingent right to one share of SHBI common stock, and this award vests on May 21, 2027.
After this grant, Clemmer holds 4,165 RSUs in total, including 2,310 RSUs scheduled to vest on July 29, 2026. He also holds 29,991 shares of common stock directly and 350 shares indirectly through a child, with a recent increase in beneficial ownership noted under the company’s Dividend Reinvestment Plan.
WAYSON KONRAD reported acquisition or exercise transactions in this Form 4 filing.
Shore Bancshares Inc. director Konrad Wayson received a grant of 1,855 restricted stock units (RSUs) on May 21, 2026. Each RSU represents a contingent right to one share of SHBI common stock and is scheduled to vest on May 21, 2027, the first anniversary of the award.
After this grant, Wayson directly holds 6,892 RSUs tied to common stock, along with 22,143 common shares held directly and 62,008 common shares held indirectly through a trust. The RSUs vest over several future dates, creating a staggered schedule of potential share delivery.
Shore Bancshares director Rebecca Middleton McDonald received a new equity award in the form of restricted stock units (RSUs). She was granted 1,855 RSUs, each representing one share of SHBI common stock, bringing her direct RSU holdings to 4,165 units.
The filing notes an increase in beneficial ownership through an exempt acquisition under the Shore Bancshares Dividend Reinvestment Plan and reports that 54,024 common shares previously held directly are now held in a trust for which she serves as trustee. Existing RSUs for 2,310 shares vest on July 29, 2026, and the new 1,855-unit award vests on May 21, 2027.
Shore Bancshares director John Lamon increased his stake through a stock plan and a new equity award. His beneficial ownership rose via an exempt acquisition under the company’s dividend reinvestment plan. He also received 1,855 restricted stock units, each representing one share of common stock and vesting on May 21, 2027.
Following these updates, Lamon holds 62,469 common shares directly and 4,165 restricted stock units. Of these units, 2,310 are scheduled to vest on July 29, 2026 and 1,855 on May 21, 2027, adding to his future equity in the company.
Shore Bancshares Inc. director Louis P. Jenkins Jr. reported an increase in his holdings, including a new grant of 1,855 restricted stock units (RSUs) of SHBI common stock. The filing notes this as a grant or other acquisition, not an open-market purchase or sale.
Each RSU represents a contingent right to receive one share of common stock. After the grant, Jenkins directly holds 61,807 shares of common stock and 4,165 RSUs. Footnotes explain that some ownership growth also reflects an exempt acquisition under the Shore Bancshares Dividend Reinvestment Plan pursuant to Rule 16a-11, indicating routine, programmatic reinvestment rather than discretionary trading.
Shore Bancshares, Inc. reported that its Board of Directors approved and adopted a new Code of Ethics and Business Conduct. The Code applies to all officers, directors, and employees of the company and its subsidiaries, including the principal executive, financial, and accounting officers.
The new Code results from a periodic evaluation and updates and clarifies topics covered in the prior Code and related policies, while keeping the underlying ethical principles substantively unchanged. The company states that adopting the new Code does not grant any explicit or implicit waivers from provisions of the prior Code. The full text is filed as Exhibit 14 and is also available on the company’s website under “Governance – Governance Documents.”