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Summit Midstream Corp (SMC) director granted 3,733 shares in equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Summit Midstream Corp director Rommel Oates received a grant of 3,733 shares of Common Stock at no cost. This award is classified as a grant or other acquisition, increasing his directly held stake to 26,170 shares following the transaction on March 16, 2026.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Oates Rommel

(Last)(First)(Middle)
C/O SUMMIT MIDSTREAM CORPORATION
910 LOUISIANA STREET, SUITE 4200

(Street)
HOUSTON TEXAS 77002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Summit Midstream Corp [ SMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/16/2026A3,733A$026,170D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ James D. Johnston, Attorney-in-Fact for Rommel M. Oates03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Summit Midstream Corp (SMC) report for Rommel Oates?

Summit Midstream Corp reported that director Rommel Oates received a grant of 3,733 shares of Common Stock. The shares were awarded at no cost as a compensation-related acquisition, increasing his directly held stake to 26,170 shares after the March 16, 2026 transaction.

Was Rommel Oates buying or selling Summit Midstream Corp (SMC) shares in this Form 4?

Rommel Oates was not buying or selling shares on the open market. He received 3,733 Summit Midstream Corp Common Stock shares as a grant or award, a compensation-related acquisition that raised his directly owned holdings to 26,170 shares after the transaction.

How many Summit Midstream Corp (SMC) shares does Rommel Oates hold after this transaction?

After the reported grant, Rommel Oates directly holds 26,170 shares of Summit Midstream Corp Common Stock. The Form 4 shows this new total following the award of 3,733 shares on March 16, 2026, which was classified as a grant or other acquisition.

What does transaction code "A" mean in the Summit Midstream Corp (SMC) Form 4?

Transaction code "A" on the Summit Midstream Corp Form 4 indicates a grant, award, or other acquisition of securities. In this filing, it reflects 3,733 Common Stock shares granted to director Rommel Oates at no cost, increasing his direct ownership to 26,170 shares.

Did the Summit Midstream Corp (SMC) Form 4 involve any derivative securities?

The Form 4 does not report any derivative security transactions for Rommel Oates. It records only a non-derivative acquisition of 3,733 Summit Midstream Corp Common Stock shares as a grant or award, with his total direct holdings reaching 26,170 shares afterward.
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