Welcome to our dedicated page for Upwork SEC filings (Ticker: UPWK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Upwork Inc. filings document regulatory disclosures for an operating company whose marketplace connects businesses with AI-enabled talent and contingent work services. Form 8-K reports furnish quarterly and annual financial results, conference-call materials, GAAP and non-GAAP reconciliations, and Regulation FD disclosures tied to business and financial performance.
The filing record also covers governance and capital-structure matters, including definitive proxy disclosures on executive compensation, equity awards and pay-versus-performance data; officer appointments and departures under Item 5.02; and board-authorized common-stock repurchase programs disclosed in material-event reports.
BRAMLEY CLAIRE reported acquisition or exercise transactions in this Form 4 filing.
Upwork, Inc. director Claire Bramley received an equity award in the form of 45,146 restricted stock units (RSUs) of common stock. The RSUs vest in three equal installments: one-third on June 4, 2027, one-third on June 4, 2028, and the final third on the earlier of the date immediately prior to Upwork’s 2029 annual stockholders’ meeting or December 31, 2029, in each case conditioned on continued service.
LISSY DAVID H reported acquisition or exercise transactions in this Form 4 filing.
Upwork director David H. Lissy reported receiving two new grants of Upwork common stock in the form of restricted stock units (RSUs). One award covers 20,880 shares that vest in three equal parts on June 4, 2027, June 4, 2028, and the earlier of the date immediately prior to Upwork’s 2029 annual stockholder meeting or December 31, 2029, subject to continued service. A second award covers 45,146 RSUs that vest 100% on the earlier of the date immediately prior to the 2027 annual meeting or June 4, 2027, also conditioned on continued service.
LAYTON THOMAS reported acquisition or exercise transactions in this Form 4 filing.
Upwork, Inc. director Thomas Layton reported new equity awards in the form of Restricted Stock Units (RSUs) rather than any open-market trading. On June 4, 2026, he received three RSU grants covering 20,880, 6,772, and 6,207 shares of common stock at no cash cost.
One RSU award vests quarterly over four quarters starting on September 30, 2026, with the final installment fully vesting by the earlier of the 2027 annual meeting or June 30, 2027, subject to continued service. Another RSU grant vests 100% by the earlier of the 2027 annual meeting or June 4, 2027, also conditioned on continued service.
The filing notes that a trust for Layton’s benefit now holds 1,639,134 shares of Upwork common stock indirectly, and separately references a gift of 21,365 shares to that trust. These entries describe compensation and estate-planning movements, not buys or sells in the market.
KELMAN GLENN reported acquisition or exercise transactions in this Form 4 filing.
Upwork director Glenn Kelman received two equity awards in the form of restricted stock units (RSUs). One grant covers 20,880 RSUs that vest quarterly over four quarters starting on September 30, 2026, with the final installment vesting no later than June 30, 2027, subject to continued service. A second grant covers 6,207 RSUs that vest 100% on the earlier of the date immediately prior to Upwork’s 2027 annual meeting of stockholders or June 4, 2027, also contingent on continued service.
Upwork, Inc. director Gary Steele reported two equity awards of common stock. On June 4, 2026, he acquired 20,880 RSUs and 6,207 RSUs as compensation at no purchase price. These are restricted stock units that convert into shares as they vest over time.
The 20,880 RSUs vest quarterly over four quarters, starting on September 30, 2026, with the final quarterly portion fully vesting on the earlier of the day before Upwork’s 2027 annual stockholder meeting or June 30, 2027, subject to his continued service. The 6,207 RSUs vest 100% on the earlier of the day before the 2027 annual meeting or June 4, 2027, also contingent on continued service. These are routine director compensation grants, not open‑market share purchases or sales.
EVAN DANA L reported acquisition or exercise transactions in this Form 4 filing.
Upwork, Inc. director Evan Dana L received a grant of 20,880 shares of Common Stock in the form of restricted stock units (RSUs) at no cash cost.
All RSUs vest in a single installment on the earlier of the day before Upwork’s 2027 annual stockholder meeting or June 4, 2027, subject to continued service, bringing the director’s direct holdings to 56,835 shares.
HARVEY KEVIN reported acquisition or exercise transactions in this Form 4 filing.
Upwork director Kevin Harvey reported new equity awards and updated holdings. On June 4, 2026, he received two grants of restricted stock units (RSUs) covering 20,880 and 6,207 shares of Upwork common stock at no cash cost.
The 20,880 RSUs vest quarterly over four quarters starting on September 30, 2026, with the final installment vesting on the earlier of the day before Upwork’s 2027 annual meeting or June 30, 2027, subject to continued service. The 6,207 RSUs vest 100% on the earlier of the day before the 2027 annual meeting or June 4, 2027, also subject to continued service.
After these awards, Harvey holds 147,216 and 126,336 shares directly in the two reported direct positions. He also has indirect ownership through a limited liability company and a family trust holding 813,992 and 1,751,315 shares, respectively, as of June 4, 2026.
UPWORK, INC director Claire Bramley has filed an initial Form 3 stating that she beneficially owns no company securities. The filing lists “No securities beneficially held” and shows 0 shares owned following the reported holding entry as of the stated transaction date.
Upwork, Inc. director David H. Lissy filed an initial ownership report indicating he currently holds no company securities. The filing shows total beneficial ownership of 0 shares as of the reported date, meaning his board role is not presently accompanied by an equity stake.
T. Rowe Price Associates, Inc. filed an amended Schedule 13G/A reporting 229,581 shares of Upwork Inc. common stock, representing 0.2% of the class as disclosed. The filing lists 222,978 shares with sole voting power and 229,581 with sole dispositive power. The filing states this is an ownership of 5 percent or less and includes a declarative denial that the filer is the beneficial owner.