AmpliTech Group Announces Pricing of $9 Million Unit Offering

Rhea-AI Summary

AmpliTech Group (Nasdaq: AMPG, AMPGW) announced a registered direct offering to sell 2,230,000 Units at $4.055 per Unit, with gross proceeds of approximately $9,042,650 before placement agent fees and offering expenses. Each Unit consists of one share of common stock, one Series A right to buy one share at $5.00, and one Series B right to buy one share at $6.00. The offering is expected to close on or about January 27, 2026, subject to customary closing conditions, with Moody Capital Solutions acting as sole placement agent. Securities are offered under a Form S-3 shelf registration declared effective August 4, 2025, and a prospectus supplement will be filed with the SEC.

Positive

• Gross proceeds of approximately $9,042,650
• Registered offering uses an effective Form S-3 shelf registration
• Sole placement agent secured: Moody Capital Solutions

Negative

• Issuance of 2,230,000 Units may dilute existing shareholders
• Series A/B rights exercisable at $5.00 and $6.00 could add further dilution
• Net proceeds will be reduced by placement agent fees and offering expenses

Key Figures

Units offered: 2,230,000 Units Unit price: $4.055 per Unit Series A right exercise price: $5.00 +3 more

6 metrics

Units offered 2,230,000 Units Size of registered direct unit offering

Unit price $4.055 per Unit Offering price for each Unit

Series A right exercise price $5.00 Per-share exercise price for Series A right in each Unit

Series B right exercise price $6.00 Per-share exercise price for Series B right in each Unit

Gross proceeds $9,042,650 million Estimated gross proceeds before fees and expenses

Expected closing date January 27, 2026 Anticipated closing of the registered direct offering

Market Reality Check

Price: $3.61 Vol: Volume 1,328,403 is 1.67x...

high vol

$3.61 Last Close

Volume Volume 1,328,403 is 1.67x the 20-day average of 794,153, indicating elevated trading interest ahead of the offering. high

Technical Shares at $4.14 are trading above the 200-day moving average of $2.96 and below the 52-week high of $4.8895.

Peers on Argus

Sector peers showed mixed moves, with names like CMTL (+1.56%) and SILC (+0.72%)...

Sector peers showed mixed moves, with names like CMTL (+1.56%) and SILC (+0.72%) up while OCC (-2.66%), LTRX (-8.55%) and INSG (-6.18%) were down, pointing to company-specific dynamics around AMPG’s unit offering.

Common Catalyst Only one peer (LTRX) had same-day news tied to an earnings date, suggesting no broad sector-wide capital markets theme.

Previous Offering Reports

5 past events · Latest: Dec 11 (Neutral)

Same Type Pattern 5 events

Date	Event	Sentiment	Move	Catalyst
Dec 11	Rights offering update	Neutral	-3.4%	Reported subscriptions and over-subscriptions in ongoing unit rights offering.
Oct 30	Unit rights launch	Neutral	-3.3%	Announced transferable unit rights offering at $4.00 per unit for up to 8M units.
Dec 30	Direct offering pricing	Neutral	-9.7%	Priced $10.0M registered direct offering at $4.60 per share with institutional buyers.
Dec 26	Direct offering pricing	Neutral	+26.7%	Announced $5.8M registered direct offering of 1,871,000 shares at $3.10.
Dec 20	Offerings closed	Neutral	-1.0%	Closed two registered direct offerings totaling $5.3M in gross proceeds.

Pattern Detected

Recent history shows repeated use of unit and registered direct offerings, with share-price reactions around these financings varying in direction and magnitude.

Recent Company History

Over the past year, AmpliTech has repeatedly raised capital through offerings. In December 2024 it closed two registered direct offerings with aggregate gross proceeds of $5.3 million, followed by additional registered direct deals of $5.8 million and $10.0 million later that month. In October 2025, the company launched a transferable unit rights offering at $4.00 per unit, later reporting successful subscriptions and extending deadlines. The current $4.055 per-Unit registered direct structure with embedded Series A and B rights continues this capital-raising approach.

Historical Comparison

offering

+8.8 %

Average Historical Move

Historical Analysis

Across 5 prior offering-related announcements, the average 1-day move was about 8.84%, indicating that capital-raising news has often been a meaningful trading catalyst for AMPG.

Typical Pattern

Since late 2024, AmpliTech has repeatedly tapped equity markets via registered direct and unit rights offerings, using common stock and short-term rights structures to secure funding.

Market Pulse Summary

This announcement details a registered direct unit offering of 2,230,000 Units at $4.055 each, with ...

Analysis

This announcement details a registered direct unit offering of 2,230,000 Units at $4.055 each, with embedded Series A and B rights exercisable at $5.00 and $6.00. It extends AmpliTech’s recent pattern of using equity-based structures to raise capital. Historically, offering-related news has produced noticeable price moves, so investors often track execution, closing on or about January 27, 2026, and subsequent updates on how proceeds support operations and growth initiatives.

Key Terms

registered direct offering, series a right, series b right, securities purchase agreements, +2 more

6 terms

registered direct offering financial

"purchase 2,230,000 Units at an offering price ... in a registered direct offering."

A registered direct offering is a way for a company to sell new shares of its stock directly to select investors with regulatory approval. This method allows the company to raise funds quickly and efficiently without needing a public auction, similar to offering exclusive access to a limited number of buyers. For investors, it often provides an opportunity to purchase shares at a favorable price, while giving the company immediate access to capital.

series a right financial

"one Series A right to purchase one share of common stock at $5.00"

Series A rights are the special privileges that come with a company's first round of institutional preferred stock, such as priority on payouts if the company is sold, protections against later owners cutting your stake, and options to convert into regular shares or influence key decisions. Think of them as a front‑of‑line ticket and safety net combined; investors value these rights because they shape how much control they have and how much money they can get back if the business succeeds or is sold.

series b right financial

"one Series B right to purchase one share of common stock at $6.00"

A "Series B right" is a contractual privilege attached to shares sold in a company's Series B financing round, such as priority on payouts, the option to convert into common stock, protection against value-diluting future financings, or special voting and transfer rules. Think of it like a VIP ticket that carries extra perks and protections; these rights affect how much investors get paid, how much control they have, and how risky the investment is.

securities purchase agreements financial

"entered into securities purchase agreements with certain institutional investors"

A securities purchase agreement is a legal contract that spells out the terms when a company sells stocks, bonds, or other investment instruments to buyers. It lays out price, how many securities change hands, any promises or protections for each side, and when the sale is completed—like a detailed sales contract for investments. Investors care because it determines ownership stakes, potential dilution, rights attached to the securities, and conditions that affect the company’s future value.

prospectus supplement regulatory

"The offering will be made only by means of a prospectus supplement"

A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.

placement agent financial

"Moody Capital Solutions, Inc. is acting as the sole placement agent"

A placement agent is a professional or firm that helps organizations raise money from investors, such as individuals, institutions, or funds. They act like matchmakers, connecting those seeking investments with the right investors and guiding the process to ensure successful funding. For investors, they can provide access to exclusive opportunities and help navigate complex fundraising efforts.

AI-generated analysis. Not financial advice.

HAUPPAUGE, N.Y., Jan. 26, 2026 (GLOBE NEWSWIRE) -- AmpliTech Group, Inc. (Nasdaq: AMPG, AMPGW), a designer, developer, and manufacturer of state-of-the-art signal processing components for global communications infrastructure, including 5G/6G Open RAN, satellite and quantum computing systems, today announced that it has entered into securities purchase agreements with certain institutional investors to purchase 2,230,000 Units at an offering price of Four dollars and Five and a half cents ($4.055) per Unit, in a registered direct offering. Each Unit consisted of one share of common stock, one Series A right to purchase one share of common stock at $5.00, and one Series B right to purchase one share of common stock at $6.00.

The gross proceeds to the Company from the registered direct offering are estimated to be approximately $9,042,650 million before deducting the placement agent’s fees and other estimated offering expenses. The offering is expected to close on or about January 27, 2026, subject to the satisfaction of customary closing conditions.

Moody Capital Solutions, Inc. is acting as the sole placement agent in connection with the offering.

The Securities are being offered pursuant to a shelf registration statement on Form S-3 (File No. 333-288863), which was declared effective by the U.S. Securities and Exchange Commission (the “SEC”) on August 4, 2025. The offering will be made only by means of a prospectus supplement that forms a part of such registration statement.

This press release does not constitute an offer to sell or the solicitation of an offer to buy, nor will there be any sales of these Securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such jurisdiction. A prospectus supplement relating to the Securities offered in the registered direct offering will be filed by the Company with the SEC. When available, copies of the prospectus supplement relating to the registered direct offering, together with the accompanying prospectus, can be obtained at the SEC's website at www.sec.gov.

About AmpliTech Group

AmpliTech Group, Inc., comprising five divisions, AmpliTech Inc., Specialty Microwave, Spectrum Semiconductors Materials, AmpliTech Group Microwave Design Center, and AmpliTech Group True G Speed Services, is a leading designer, developer, manufacturer, and distributor of cutting-edge radio frequency (RF) microwave components and ORAN 5G network solutions. Serving global markets including satellite communications, telecommunications (5G & IoT), space exploration, defense, and quantum computing, AmpliTech Group is committed to advancing technology and innovation. For more information, please visit www.amplitechgroup.com

Forward-Looking Statements

All statements in this release that are not based on historical fact are “forward-looking statements” including within the meaning of the Private Securities Litigation Reform Act of 1995 and the provisions of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. The information in this announcement may contain forward-looking statements and information related to, among other things, statements regarding the completion of the offering. These statements reflect management’s current views with respect to future events based on information currently available and are subject to risks and uncertainties that could cause the Company’s actual results to differ materially from those contained in the forward-looking statements, including risks regarding the Company’s ability to satisfy closing conditions related to the offering, risks related to market conditions, and other risks described in the Company’s filings with the SEC. Investors are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date on which they are made. The Company does not undertake any obligation to revise or update these forward-looking statements to reflect events or circumstances after such date or to reflect the occurrence of unanticipated events.

Contacts:

Corporate Social Media
X: @AmpliTechAMPG
Instagram: @AmpliTechAMPG
Facebook: AmpliTechInc
LinkedIn: AmpliTech Group Inc

Company Contact:
Jorge Flores
Tel: 631-521-7831
Investors@amplitechgroup.com

Investor Relations Contact:
Kirin Smith
PCG Advisory, Inc.
ksmith@pcgadvisory.com

FAQ

What is AmpliTech (AMPG) selling in the January 2026 registered direct offering?

AmpliTech is offering 2,230,000 Units, each with one common share plus Series A and B purchase rights.

How much gross capital will AmpliTech (AMPG) raise from the offering?

The offering is expected to generate approximately $9,042,650 in gross proceeds before fees and expenses.

When is the AmpliTech (AMPG) offering expected to close?

The offering is expected to close on or about January 27, 2026, subject to customary closing conditions.

What are the exercise prices for the Series A and Series B rights in the AMPG Units?

Series A rights are exercisable at $5.00 per share and Series B rights at $6.00 per share.

Who is the placement agent for AmpliTech's (AMPG) registered direct offering?

Moody Capital Solutions, Inc. is acting as the sole placement agent for the offering.

Where can investors find the prospectus supplement for AmpliTech's (AMPG) offering?

A prospectus supplement will be filed with the SEC and will be available on the SEC website when filed.