AmpliTech Group (AMPG) CEO adds stock and rights in offering

Rhea-AI Filing Summary

AmpliTech Group, Inc. (AMPG) Chief Executive Officer and director Fawad Maqbool reported acquiring additional equity through the company’s rights offering. On January 14, 2026, he obtained 500 units, each consisting of 1 share of common stock and rights to purchase 2 more shares.

The filing shows he acquired 500 shares of common stock at $4 per share, increasing his directly held common stock to 2,663,864 shares after the transaction. He also acquired 500 Series A Rights with a $5 exercise price and 500 Series B Rights with a $6 exercise price, each tied to 500 underlying shares of common stock. These unit subscription rights were issued on a pro rata basis in the issuer’s rights offering.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Maqbool Fawad

(Last) (First) (Middle)

C/O AMPLITECH GROUP, INC

155 PLANT AVENUE

(Street)

HAUPPAUGE, NY 11788

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AmpliTech Group, Inc. [ AMPG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	01/14/2026		M(1)		500	A	$4	2,663,864	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Rights(1)	$5	01/14/2026(1)		A		500		01/14/2026	07/18/2026	Common Stock	500	(1)	500	D
Series B Rights(1)	$6	01/14/2026(1)		A		500		01/14/2026	11/20/2026	Common Stock	500	(1)	500	D

Explanation of Responses:

1. On January 14, 2026, the Reporting Person acquired 500 Units consisting of (i) 500 shares of common stock, (ii) Series A Rights to purchase 500 shares of common stock and (iii) Series B Rights to purchase 500 shares of common stock in connection with the exercise of unit subscription rights issued to the Reporting Person and other stockholders and eligible warrantholders on a pro rata basis in the Issuer's Rights Offering. The unit subscription rights were exempt from reporting under Rule 16a-9(b).

	/s/ Fawad Maqbool	01/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did AmpliTech Group (AMPG) report for January 14, 2026?

The report shows CEO and director Fawad Maqbool acquired 500 units in a rights offering on January 14, 2026, each unit consisting of common stock and related rights.

How many AmpliTech (AMPG) common shares did the CEO acquire and hold after this Form 4?

He acquired 500 shares of common stock at $4 per share. Following the transaction, he directly held 2,663,864 shares of AmpliTech common stock.

What derivative securities did the AmpliTech (AMPG) CEO receive in this transaction?

He received 500 Series A Rights with a $5 exercise price and 500 Series B Rights with a $6 exercise price, each exercisable for 500 shares of common stock.

Was the AmpliTech (AMPG) CEO’s acquisition part of a rights offering?

Yes. The filing explains he acquired the 500 units by exercising unit subscription rights issued on a pro rata basis to him and other stockholders and eligible warrantholders in the issuer’s rights offering.

What is the role of the reporting person in AmpliTech Group (AMPG)?

The reporting person, Maqbool Fawad, is a director, Chief Executive Officer, and a reported 10% owner of AmpliTech Group, Inc.

How many derivative rights does the AmpliTech (AMPG) CEO hold after this Form 4 transaction?

After the transaction, he directly held 500 Series A Rights and 500 Series B Rights, each series linked to 500 underlying shares of common stock.