AmpliTech COO buys units in rights offering

AmpliTech Group, Inc. Chief Operating Officer Jorge Luis Flores reported acquiring 1,000 units in the company’s rights offering on January 14, 2026.

Accepted by SEC EDGAR 01/16/2026 - 05:00 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

AmpliTech Group, Inc. Chief Operating Officer Jorge Luis Flores reported acquiring 1,000 units in the company’s rights offering on January 14, 2026. Each unit consisted of 1,000 shares of common stock at $4 per share, 1,000 Series A rights to purchase 1,000 shares of common stock at $5 per share, and 1,000 Series B rights to purchase 1,000 shares at $6 per share. Following the transaction, Flores directly beneficially owned 26,000 shares of common stock, along with 1,000 Series A rights and 1,000 Series B rights, all acquired through the pro rata unit subscription rights offered to stockholders and eligible warrantholders.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Flores Jorge Luis

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Series A Rights	1,000	$0.00	$0.00
Grant/Award	Series B Rights	1,000	$0.00	$0.00
Exercise	Common Stock	1,000	$4.00	$4K

Holdings After Transaction: Series A Rights — 1,000 contracts (Direct); Series B Rights — 1,000 contracts (Direct); Common Stock — 26,000 shares (Direct)

Footnotes (1)

1. F1. On January 14, 2026, the Reporting Person acquired 1,000 Units consisting of (i) 1,000 shares of common stock, (ii) Series A Rights to purchase 1,000 shares of common stock and (iii) Series B Rights to purchase 1,000 shares of common stock in connection with the exercise of unit subscription rights issued to the Reporting Person and other stockholders and eligible warrantholders on a pro rata basis in the Issuer's Rights Offering. The unit subscription rights were exempt from reporting under Rule 16a-9(b).

FAQ

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What insider transaction did AmpliTech Group (AMPG) report for Jorge Luis Flores?

AmpliTech Group’s Chief Operating Officer Jorge Luis Flores reported acquiring 1,000 units on January 14, 2026 through the company’s rights offering.

What securities were included in the units acquired by AmpliTech’s COO?

Each unit included 1,000 shares of common stock, 1,000 Series A rights to purchase 1,000 common shares, and 1,000 Series B rights to purchase 1,000 common shares.

At what prices can the Series A and Series B rights be exercised at AmpliTech Group?

The Series A rights have an exercise price of $5 per underlying common share, and the Series B rights have an exercise price of $6 per underlying common share.

How many AmpliTech Group (AMPG) common shares does Jorge Luis Flores own after this transaction?

After the reported transaction, Jorge Luis Flores directly beneficially owned 26,000 shares of AmpliTech Group common stock.

Were the unit subscription rights themselves reported in the AmpliTech Form 4 filing?

No. The filing notes that the unit subscription rights used in the transaction were exempt from reporting under Rule 16a-9(b).

Was this AmpliTech Group insider transaction part of a rights offering?

Yes. The Form 4 explains that the units were acquired in connection with the exercise of unit subscription rights issued in the issuer’s rights offering.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Flores Jorge Luis

(Last) (First) (Middle)

C/O AMPLITECH GROUP, INC

155 PLANT AVENUE

(Street)

HAUPPAUGE, NY 11788

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AmpliTech Group, Inc. [ AMPG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	01/14/2026		M(1)		1,000	A	$4	26,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Rights(1)	$5	01/14/2026(1)		A		1,000		01/14/2026	07/18/2026	Common Stock	1,000	(1)	1,000	D
Series B Rights(1)	$6	01/14/2026(1)		A		1,000		01/14/2026	11/20/2026	Common Stock	1,000	(1)	1,000	D

Explanation of Responses:

1. On January 14, 2026, the Reporting Person acquired 1,000 Units consisting of (i) 1,000 shares of common stock, (ii) Series A Rights to purchase 1,000 shares of common stock and (iii) Series B Rights to purchase 1,000 shares of common stock in connection with the exercise of unit subscription rights issued to the Reporting Person and other stockholders and eligible warrantholders on a pro rata basis in the Issuer's Rights Offering. The unit subscription rights were exempt from reporting under Rule 16a-9(b).

	/s/ Jorge Luis Flores	01/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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