AmpliTech COO exercises options, sells 30K shares
AmpliTech Group, Inc. Chief Operating Officer Jorge Luis Flores reported a mix of option exercises and share sales in Common Stock.
Rhea-AI Filing Summary
AmpliTech Group, Inc. Chief Operating Officer Jorge Luis Flores reported a mix of option exercises and share sales in Common Stock. He exercised stock options to acquire a total of 30,000 shares at exercise prices of $3.52 and $3.88 per share. He then sold 30,000 shares in an open-market transaction at a weighted average price of $5.3621 per share, with prices ranging from $5.35 to $5.39. According to the footnotes, a portion of the sale was used in a broker assisted cashless exercise to cover the option exercise price, withholding taxes, and related fees. Following these transactions, Flores directly holds 76,000 shares of AmpliTech common stock.
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Insider Trade Summary
Exercise and Sale: 30,000 shares ($53K approx. pre-tax spread)
Exercise and Sale
5 txns
Insider
Flores Jorge Luis
Role
Chief Operating Officer
Sold
30,000 shs ($161K)
Approx. gross sale proceeds
$161K
Approx. exercise cost
$107K
Approx. pre-tax spread
$53K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Options (right to buy) | 5,000 | $0.00 | $0.00 |
| Exercise | Stock Options (right to buy) | 25,000 | $0.00 | $0.00 |
| Exercise | Common Stock | 5,000 | $3.88 | $19K |
| Exercise | Common Stock | 25,000 | $3.52 | $88K |
| Sale | Common Stock | 30,000 | $5.3621 | $161K |
Holdings After Transaction:
Stock Options (right to buy) — 0 contracts (Direct);
Common Stock — 76,000 shares (Direct)
Footnotes (4)
- F1. Represents the exercise of options which were originally granted on July 26, 2021. All of the shares subject to this option are fully vested.
- F2. Represents the exercise of options which were originally granted on November 26, 2021 and vested in full on the date of grant.
- F3. A portion of this sale includes the same-day sale of common stock to cover the exercise price, withholding tax obligations and broker fees and commissions, pursuant to a broker assisted cashless exercise of the fully vested stock options described in footnotes 1 and 2.
- F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.39, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
Key Figures
Shares sold: 30,000 shares
Sale price (weighted average): $5.3621 per share
Options exercised at $3.52: 25,000 shares
+4 more
7 metrics
Shares sold
30,000 shares
Open-market sale of Common Stock on June 1, 2026
Sale price (weighted average)
$5.3621 per share
Common Stock sale; individual trades $5.35–$5.39
Options exercised at $3.52
25,000 shares
Stock options (right to buy) exercised; grant from November 26, 2021
Options exercised at $3.88
5,000 shares
Stock options (right to buy) exercised; grant from July 26, 2021
Shares held after transactions
76,000 shares
Direct ownership of AmpliTech Common Stock following June 1, 2026 activity
Option expiration date
November 26, 2026
Expiration for 25,000-share option at $3.52 exercise price
Option expiration date
July 26, 2031
Expiration for 5,000-share option at $3.88 exercise price
Key Terms
broker assisted cashless exercise, weighted average price, fully vested, Stock Options (right to buy), +1 more
5 terms
broker assisted cashless exercise financial
"pursuant to a broker assisted cashless exercise of the fully vested stock options"
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
fully vested financial
"All of the shares subject to this option are fully vested."
Stock Options (right to buy) financial
""security_title": "Stock Options (right to buy)""
withholding tax obligations financial
"to cover the exercise price, withholding tax obligations and broker fees and commissions"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did AMPG COO Jorge Luis Flores report on June 1, 2026?
Jorge Luis Flores reported exercising stock options for 30,000 AmpliTech shares and selling 30,000 shares of Common Stock. The sale and exercises occurred on June 1, 2026, as part of a combined exercise-and-sale transaction.
What stock options did the AmpliTech COO exercise in this Form 4 filing?
Flores exercised options covering 25,000 shares at a $3.52 exercise price and 5,000 shares at a $3.88 exercise price. The options were fully vested awards originally granted in 2021 with stated expiration dates in 2026 and 2031.
Was the AmpliTech COO’s June 1, 2026 sale a cashless option exercise?
The filing notes that a portion of the sale was a broker assisted cashless exercise. Shares sold were used to cover the option exercise price, withholding tax obligations, and broker fees associated with exercising fully vested stock options.
Did the AmpliTech Form 4 indicate any remaining stock options for the COO?
The transactions include exercises of stock options tied to 30,000 underlying shares, and the derivative section shows zero remaining for those specific options. The filing’s derivative summary is empty, indicating no additional derivative positions are listed here.
AI-generated analysis. How Rhea-AI works. Not financial advice.
