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Annexon Reports Inducement Grants to New Employees Under Nasdaq Listing Rule 5635(c)(4)

Annexon (Nasdaq: ANNX) announced inducement equity awards to two new non-executive employees under its 2022 Employment Inducement Award Plan, approved on January 9, 2026 in accordance with Nasdaq Listing Rule 5635(c)(4).

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Annexon (Nasdaq: ANNX) announced inducement equity awards to two new non-executive employees under its 2022 Employment Inducement Award Plan, approved on January 9, 2026 in accordance with Nasdaq Listing Rule 5635(c)(4). In aggregate the hires received options to purchase 155,000 shares of common stock. The options have a 10-year term, an exercise price of $6.16 per share (the closing price on January 15, 2026, the grant date), and vest over 4 years with 25% vesting at the first anniversary and the remainder vesting monthly thereafter, subject to continued service.

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Argus Jan 20 session
+1.48% close to close Open Argus
Details

News Market Reaction – ANNX

On Jan 20, the first trading day after this news, ANNX closed 1.48% above the previous close.

Data tracked by StockTitan Argus for the Jan 20 session.

Market Context

This announcement details inducement option grants for 155,000 shares to two new non‑executive emplo...
Analysis

This announcement details inducement option grants for 155,000 shares to two new non‑executive employees under Nasdaq Listing Rule 5635(c)(4), with a $6.16 exercise price and standard four‑year vesting. It continues a pattern of using targeted equity awards alongside larger capital‑raising steps and advancing regulatory milestones. Investors may watch how cumulative equity issuance, upcoming registrational events, and future hiring updates interact with Annexon’s existing $918,184,215 market valuation and trading trends.

Key Figures

Target population: nearly 10 million people New employees: 2 non-executive employees Option shares granted: 155,000 shares +5 more
Target population
nearly 10 million people
Neuroinflammatory diseases addressed by Annexon platform
New employees
2 non-executive employees
Recipients of inducement equity awards
Option shares granted
155,000 shares
Aggregate options to purchase Annexon common stock
Exercise price
$6.16 per share
Closing price on January 15, 2026, used as grant exercise price
Option term
10 years
Duration of inducement stock options
Vesting period
4 years
Total vesting duration for options
Initial vesting cliff
25%
Portion vesting on first anniversary of grant date
Ongoing vesting rate
1/48th monthly
Monthly vesting of remaining option shares after year one

Historical Context

5 past events · Latest: Jan 12
5 events
  1. Jan 12

    Platform milestones

    24h Move
    +5.9%

    Outlined 2026 priorities and multiple registrational milestones with cash runway guidance.

  2. Jan 08

    Regulatory submission

    24h Move
    -4.3%

    Filed MAA with EMA for tanruprubart in GBS with supporting Phase 3 data.

  3. Jan 07

    Conference presentation

    24h Move
    +8.4%

    Announced presentation slot at J.P. Morgan Healthcare Conference with webcast access.

  4. Dec 16

    Inducement grant

    24h Move
    +2.1%

    Granted a 19,000‑share stock option inducement with standard four‑year vesting.

  5. Nov 14

    Equity offering

    24h Move
    +11.4%

    Closed underwritten public offering of shares and pre‑funded warrants for $86.25M.

24h Move is the share-price change in the day after each event; other market factors may also have contributed.

Key Terms

nasdaq listing rule 5635(c)(4)
1 terms
nasdaq listing rule 5635(c)(4) regulatory
"in accordance with Nasdaq Listing Rule 5635(c)(4)"
NASDAQ Listing Rule 5635(c)(4) is a rule that requires a company to get approval from its shareholders before selling a large amount of its shares, usually over 20%. This helps protect investors by making sure the company doesn't flood the market with new shares without their say, which could lower the stock's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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BRISBANE, Calif., Jan. 16, 2026 (GLOBE NEWSWIRE) -- Annexon, Inc. (Nasdaq: ANNX), a biopharmaceutical company advancing the next generation platform of targeted immunotherapies aimed at neuroinflammatory diseases that impact nearly 10 million people worldwide, today announced that it has granted inducement to two new non-executive employees under the terms of the 2022 Employment Inducement Award Plan. The equity awards were approved on January 9, 2026, in accordance with Nasdaq Listing Rule 5635(c)(4).

In the aggregate, the new non-executive employees received options to purchase 155,000 shares of Annexon common stock. The options carry a ten-year term and an exercise price per share equal to $6.16, which was the closing price of Annexon’s common stock on January 15, 2026, the date of grant, and vest over 4 years, with 25% of the shares underlying the options vesting on the first anniversary of the grant date and an additional 1/48th of the shares vesting monthly thereafter, subject to continued service through the applicable vesting dates.

About Annexon

Annexon Biosciences (Nasdaq: ANNX) is advancing the next generation platform of targeted immunotherapies for nearly 10 million people worldwide living with serious neuroinflammatory diseases. Our founding scientific approach focuses on C1q, the initiating molecule of a potent inflammatory pathway that when misdirected can lead to tissue damage and loss of function in a host of diseases. Our targeted therapies are designed to stop classical complement-driven neuroinflammation at its source to provide meaningful functional benefit and alter the course of disease. Annexon’s mission is to deliver game-changing therapies to patients so that they can live their best lives. To learn more visit annexonbio.com.

Investor Contact:

Joyce Allaire
LifeSci Advisors
jallaire@lifesciadvisors.com


FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did Annexon grant in inducement awards on January 9, 2026 (ANNX)?

Annexon granted options to purchase 155,000 shares in aggregate to two new non-executive employees.

What is the exercise price and term for the Annexon (ANNX) inducement options granted in January 2026?

The options carry a 10-year term with an exercise price of $6.16 per share, equal to the closing price on January 15, 2026.

When do the Annexon (ANNX) inducement options vest?

They vest over 4 years: 25% on the first anniversary of the grant and the remainder monthly (1/48th) thereafter, subject to continued service.

Under what Nasdaq rule were Annexon's January 2026 inducement awards approved?

The awards were approved in accordance with Nasdaq Listing Rule 5635(c)(4).

Who received the Annexon (ANNX) inducement grants announced January 16, 2026?

The grants were made to two new non-executive employees under the company's 2022 Employment Inducement Award Plan.

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