LPL Financial (Nasdaq: LPLA) appointed Jonathan Lewis as managing director, chief technology and information officer, reporting to Greg Gates, who assumes the title of group managing director, chief product and technology officer. Lewis will oversee architecture, engineering, infrastructure and development across the firm’s technology platform.
According to LPL Financial, Lewis brings over 20 years of financial services technology leadership, including roles at Wells Fargo and J.P. Morgan, and will help advance AI, platform modernization and the LPL Latitude technology experience for advisors and clients.
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Market Context
LPLA's insider record showed Net Selling, with 5,427 shares sold and 0 shares bought during the 90-d...
Analysis
LPLA's insider record showed Net Selling, with 5,427 shares sold and 0 shares bought during the 90-day window. That context frames the technology leadership appointment as execution-focused, while insider activity remains the principal risk to watch.
Key Figures
Technology leadership experience:more than two decadesSupported financial advisors:more than 32,000 advisorsSupported institutions:approximately 1,100 financial institutions+2 more
5 metrics
Technology leadership experiencemore than two decadesJonathan Lewis's financial-services technology experience
Supported financial advisorsmore than 32,000 advisorsLPL company profile
Supported institutionsapproximately 1,100 financial institutionsLPL company profile
Brokerage and advisory assetsapproximately $2.6 trillionAssets serviced and custodied by LPL
Americans servedapproximately 8 million AmericansLPL company profile
Two advisors joined LPL with approximately $350 million in reported assets.
24h Move is the share-price change in the day after each event; other market factors may also have contributed.
Pattern Detected
Recent LPLA news generally coincided with positive 24-hour reactions, with one divergence on an advisor-onboarding announcement.
Key Terms
chief technology and information officer, fintech, registered investment adviser, broker-dealer
4 terms
chief technology and information officertechnical
"joined the firm as managing director, chief technology and information officer"
A chief technology and information officer is the senior executive who leads a company’s technology strategy and its information systems operations, combining responsibilities for product or platform engineering with IT infrastructure, data management, and cybersecurity. Think of the role as the person who designs the company’s digital ‘workshop’ and keeps its computers, networks and data running securely. Investors care because this leader affects product development speed, operational efficiency, information security, regulatory compliance, and the company’s ability to scale and adopt new technologies.
fintechtechnical
"investment solutions, fintech tools and practice management services"
FinTech, short for financial technology, refers to new tools and software that make managing money easier and more convenient, like mobile payment apps or online banking. It matters because it helps people and businesses access financial services faster, often at lower costs, changing how we handle money in everyday life.
"a registered investment adviser and broker-dealer"
A registered investment adviser (RIA) is a firm or individual legally registered with regulators to give personalized investment advice and manage clients' money, with a duty to put clients’ interests ahead of their own. Think of an RIA as a licensed financial guide who must disclose fees, conflicts and how they are paid; that transparency and legal duty matter to investors because it reduces the risk of hidden costs or biased recommendations.
broker-dealerregulatory
"a registered investment adviser and broker-dealer"
A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.
Greg Gates assumes new title as Group Managing Director, Chief Product and Technology Officer, reflecting breadth of LPL’s product innovation and tech advancements
SAN DIEGO, Aug. 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, today announced that Jonathan Lewis has joined the firm as managing director, chief technology and information officer. In this role, Lewis will lead key technology domains for the firm, including architecture, engineering, infrastructure and development. He will report to Greg Gates, who assumes the broader title of group managing director, chief product and technology officer.
Lewis brings more than two decades of experience leading large-scale technology organizations across the financial services industry.Most recently, he served as head of digital and trading technology for wealth management at Wells Fargo, where he led large-scale technology platforms and advanced AI-driven engineering capabilities to support advisors and clients. Prior to Wells Fargo, Lewis was head of asset management technology at J.P. Morgan.
“Jonathan is a proven technology leader with a strong track record of building, scaling and modernizing complex wealth management platforms in service of financial advisors and their clients,” said Gates. “As the LPL Latitude technology experience becomes an even greater differentiator in the value we deliver to our clients, we’re enhancing our leadership team to drive innovation and execution at scale. Jonathan’s deep expertise across engineering, infrastructure and technology transformation will help accelerate our innovation agenda while advancing our investments in AI and platform modernization.”
Lewis is based in New York City.
About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports more than 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.6 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.
Securities and advisory services offered through LPL Financial LLC (“LPL Financial”), a registered investment adviser and broker-dealer. Member FINRA/SIPC.
Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.
We routinely disclose information that may be important to shareholders in the “Investor Relations” or “Press Releases” section of our website.
Who is Jonathan Lewis, the new Chief Technology and Information Officer at LPL Financial (LPLA)?
Jonathan Lewis is LPL Financial’s new managing director, chief technology and information officer. According to LPL Financial, he has more than two decades of experience leading large-scale technology organizations at major financial institutions, including Wells Fargo and J.P. Morgan.
What will Jonathan Lewis be responsible for in his new LPL Financial (LPLA) role?
Jonathan Lewis will lead LPL Financial’s architecture, engineering, infrastructure and development functions. According to LPL Financial, his remit includes advancing AI-driven engineering, platform modernization and enhancing the LPL Latitude technology experience that supports the firm’s financial advisors and their clients.
How did Greg Gates’ role change in the latest LPL Financial (LPLA) leadership update?
Greg Gates assumed the broader title of group managing director, chief product and technology officer. According to LPL Financial, this new title reflects the breadth of the firm’s product innovation and technology advancements, with Gates overseeing both product and technology leadership, including Jonathan Lewis’s organization.
Why is LPL Financial (LPLA) expanding its technology leadership team in August 2026?
LPL Financial is enhancing its technology leadership to support its LPL Latitude experience and AI investments. According to LPL Financial, Jonathan Lewis’s appointment is intended to drive innovation and execution at scale as technology becomes a greater differentiator for advisors and clients.
How large is LPL Financial (LPLA) in terms of advisors and client assets?
LPL Financial supports more than 32,000 financial advisors and about 1,100 financial institutions. According to LPL Financial, the firm services and custodies approximately $2.6 trillion in brokerage and advisory assets on behalf of roughly 8 million Americans across its wealth management platform.
Where is Jonathan Lewis based in his role at LPL Financial (LPLA)?
Jonathan Lewis is based in New York City for his role at LPL Financial. According to LPL Financial, he joins the firm to lead key technology domains while reporting to Greg Gates, the group managing director, chief product and technology officer.
