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LPL Financial Holdings executive Aneri Jambusaria sold 308 shares of common stock in an open-market transaction at $306 per share. After the sale, she holds 6,415 shares, including time-vested restricted stock units scheduled to vest between February 2027 and February 2029. The trade was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 3, 2025.
LPL Financial Holdings Inc. executive Greg Gates reported a routine tax-related share disposition. On this Form 4, 232 shares of Common Stock were withheld at $295.66 per share to satisfy tax obligations by delivering securities, not through an open-market sale.
Following this transaction, Gates directly holds 20,532 shares in total, consisting of 12,737 shares of Common Stock and several grants of restricted stock units that vest between February 25, 2027 and August 31, 2029. The filing reflects ongoing equity compensation rather than discretionary trading activity.
LPL Financial Holdings Inc. Group Managing Director Marc Eliot Cohen reported a routine tax-related share disposition. On June 12, 2026, 44 shares of common stock were withheld at $295.66 per share to cover tax obligations, a non-market transaction coded "F." After this, he directly holds 4,356 common shares, consisting of 2,159 shares plus 2,197 restricted stock units scheduled to vest between February 25, 2027 and February 25, 2029. He also has 19 shares held indirectly by his spouse, indicating the overall position remains largely intact.
LPL Financial Holdings Inc. director Thomas E. Corey reported an acquisition of 7 stock units of common stock on June 4, 2026. The units were granted at a price of $0.00 per share as a compensation-related award, not an open-market purchase.
According to the disclosure, these stock units were granted under the company’s 2021 Omnibus Equity Incentive Plan, are fully vested, and each unit represents the right to receive one share of common stock. The units were credited to Corey’s account under the Non-Employee Director Deferred Compensation Plan in connection with a quarterly cash dividend on common shares. After this grant, Corey holds a total of 14,908 shares of common stock directly.
LPL Financial Holdings Inc. director Richard P. Schifter reported a small compensation-related equity change. He acquired 19 fully vested stock units of common stock under the 2021 Omnibus Equity Incentive Plan, credited to his Non-Employee Director Deferred Compensation Plan account as dividend equivalents, bringing his direct holdings to 39,177.5716 shares. He also reports indirect beneficial ownership as co-trustee of 11 separate grandchildren's trusts, each holding 440 common shares.
LPL Financial Holdings Inc. director James S. Putnam reported an acquisition of 10 common stock units on a grant or award basis. These stock units were credited under the company’s 2021 Omnibus Equity Incentive Plan and are fully vested.
The stock units, each representing one share of common stock, were added to Putnam’s Non-Employee Director Deferred Compensation Plan account in connection with a quarterly cash dividend paid on common shares. Following this award, he holds 137,290.5 shares of common stock directly.
LPL Financial Holdings Inc. director Allison Mnookin received an award of 3 fully vested stock units of common stock on a grant coded as a compensation-related acquisition. These units were credited to her deferred compensation plan account as dividend equivalents, bringing her direct holdings to 11,761 shares.
Glavin William Francis Jr reported acquisition or exercise transactions in this Form 4 filing.
LPL Financial Holdings Inc. director William Francis Glavin Jr reported a routine equity compensation change. He received 15 fully vested stock units of common stock, granted at $0.00 per unit under the company’s 2021 Omnibus Equity Incentive Plan and credited to his Non-Employee Director Deferred Compensation Plan account in connection with a quarterly cash dividend.
Each stock unit represents the right to receive one share of common stock. Following this award, Glavin holds 24,064 shares of common stock directly and 2,775 shares indirectly through his spouse’s trust. The filing shows no open-market purchases or sales, only an award and updated holdings.
EBERHART PAULETT reported acquisition or exercise transactions in this Form 4 filing.
LPL Financial Holdings Inc. director Paulett Eberhart received an award of 5 fully vested stock units of common stock on June 4, 2026. The units were granted under the 2021 Omnibus Equity Incentive Plan and credited to her deferred compensation plan account as dividend equivalents, bringing her direct holdings to 17,760 shares.