Paulett Eberhart (LPLA) receives fully vested stock unit award as director

Rhea-AI Filing Summary

EBERHART PAULETT reported acquisition or exercise transactions in this Form 4 filing.

LPL Financial Holdings Inc. director Paulett Eberhart received an award of 5 fully vested stock units of common stock on June 4, 2026. The units were granted under the 2021 Omnibus Equity Incentive Plan and credited to her deferred compensation plan account as dividend equivalents, bringing her direct holdings to 17,760 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider EBERHART PAULETT

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5	$0.00	--

Holdings After Transaction: Common Stock — 17,760 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Stock units granted: 5 stock units Grant price per unit: $0.00 per share Shares held after transaction: 17,760 shares

3 metrics

Stock units granted 5 stock units Common Stock grant on June 4, 2026

Grant price per unit $0.00 per share Compensation award, not open-market purchase

Shares held after transaction 17,760 shares Direct holdings following June 4, 2026 award

Key Terms

stock units, 2021 Omnibus Equity Incentive Plan, Non-Employee Director Deferred Compensation Plan, DDCP

4 terms

stock units financial

"Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan."

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

2021 Omnibus Equity Incentive Plan financial

"Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan."

Non-Employee Director Deferred Compensation Plan financial

"subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan"

DDCP financial

"The stock units reported hereby were credited to the reporting person's DDCP account"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/08/2026 - 04:07 PM Accepted by SEC EDGAR 06/08/2026 - 04:06 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

EBERHART PAULETT

(Last) (First) (Middle)

C/O LPL FINANCIAL HOLDINGS INC.

4707 EXECUTIVE DRIVE

(Street)

SAN DIEGO CALIFORNIA 92121

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LPL Financial Holdings Inc. [ LPLA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/04/2026		A		5(1)	A	$0	17,760	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Remarks:

The signatory is signing on behalf of Paulett Eberhart pursuant to a Power of Attorney dated November 25, 2024.

	/s/ Robert S. Hatfield III, attorney-in-fact	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did LPL Financial (LPLA) disclose for Paulett Eberhart?

LPL Financial reported that director Paulett Eberhart received a grant of 5 fully vested stock units of common stock. The award was made under the company’s 2021 Omnibus Equity Incentive Plan as part of director compensation, rather than an open-market share purchase.

How many LPL Financial (LPLA) shares does Paulett Eberhart hold after this transaction?

After the June 4, 2026 award, Paulett Eberhart directly holds 17,760 shares of LPL Financial common stock. This total reflects the newly credited 5 stock units granted as dividend-equivalent stock units in her deferred compensation plan account.

Was the June 4, 2026 LPL Financial (LPLA) insider transaction a market purchase or a grant?

The June 4, 2026 transaction was a grant, not a market purchase. Eberhart received 5 stock units at a price of $0.00 per unit as a compensation award under LPL Financial’s 2021 Omnibus Equity Incentive Plan.

What plan governed Paulett Eberhart’s June 2026 LPL Financial (LPLA) stock unit award?

The 5 stock units were granted under LPL Financial’s 2021 Omnibus Equity Incentive Plan and credited to Eberhart’s account in the Non-Employee Director Deferred Compensation Plan, where each stock unit represents the right to receive one share of common stock.

Are the LPL Financial (LPLA) stock units granted to Paulett Eberhart vested?

Yes, the 5 stock units granted to Paulett Eberhart are fully vested. The filing notes they were credited as dividend-equivalent stock units in connection with a quarterly cash dividend paid on LPL Financial common stock.