Rocky Mountain Chocolate Factory Regains Compliance with Nasdaq Listing Requirements
Rhea-AI Summary
Rocky Mountain Chocolate Factory (Nasdaq: RMCF), a premium chocolate and confectionary retail store franchisor, has successfully regained compliance with Nasdaq's listing requirements. The company had temporarily fallen out of compliance with Nasdaq Listing Rule 5250(c)(1) due to a delayed filing of its Form 10-K for fiscal year 2025.
After receiving a non-compliance notice from Nasdaq on June 17, 2025, RMCF filed the required annual report on June 20, 2025. Nasdaq formally confirmed the company's return to compliance on June 23, 2025, resolving the listing rule violation that requires timely filing of annual and quarterly reports.
Positive
- Successfully regained Nasdaq listing compliance
- Resolved regulatory filing requirements by submitting Form 10-K
- Maintained Nasdaq listing status without disruption
Negative
- Previously failed to file Form 10-K on time
- Required to file Form 12b-25 Notification of Late Filing
- Demonstrated potential internal control or reporting issues
News Market Reaction
On the day this news was published, RMCF gained 4.29%, reflecting a moderate positive market reaction.
Data tracked by StockTitan Argus on the day of publication.
DURANGO, Colo., June 25, 2025 (GLOBE NEWSWIRE) -- Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) (the “Company”, “we”, or “RMCF”), America’s ChocolatierTM and a leading franchiser of a premium chocolate and confectionary retail store concept, announced that it has regained compliance with Nasdaq Listing Rule 5250(c)(1) following the filing of its Annual Report on Form 10-K for the fiscal year ended February 28, 2025. Nasdaq Listing Rule 5250(c)(1) requires listed companies to file all required annual and quarterly reports with the SEC on a timely basis.
On June 17, 2025, the Company received a notice from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that it was not in compliance with the Listing Rule due to the delayed filing of its Form 10-K. This was described more fully in the Company’s Form 12b-25 Notification of Late Filing, filed with the Securities and Exchange Commission (the “SEC”) on May 27, 2025. The Company filed its Form 10-K on June 20, 2025, and subsequently received formal notice from Nasdaq on June 23, 2025, confirming that it had regained compliance.
About Rocky Mountain Chocolate Factory, Inc.
Rocky Mountain Chocolate Factory, Inc. is a leading franchiser of a premium chocolate and confectionary retail store concept. As America’s ChocolatierTM, the Company has been producing an extensive line of premium chocolates and other confectionery products, including gourmet caramel apples since 1981. Headquartered in Durango, Colorado, Rocky Mountain Chocolate Factory is ranked among Entrepreneur’s Franchise 500® for 2025 and Franchise Times’ Franchise 400® for 2024. The Company and its franchisees and licensees operate nearly 260 Rocky Mountain Chocolate stores across the United States, with several international locations. The Company’s common stock is listed on the Nasdaq Global Market under the symbol “RMCF.”
Investor Contact
Sean Mansouri, CFA
Elevate IR
720-330-2829
RMCF@elevate-ir.com
FAQ
Has Rocky Mountain Chocolate Factory (RMCF) regained Nasdaq compliance in 2025?
Why was Rocky Mountain Chocolate Factory (RMCF) not compliant with Nasdaq requirements?
When did RMCF file its delayed Form 10-K for fiscal year 2025?
What is Nasdaq Listing Rule 5250(c)(1) that RMCF violated?
