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Rocky Mountain Chocolate Factory Regains Compliance with Nasdaq Listing Requirements

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Rocky Mountain Chocolate Factory (Nasdaq: RMCF), a premium chocolate and confectionary retail store franchisor, has successfully regained compliance with Nasdaq's listing requirements. The company had temporarily fallen out of compliance with Nasdaq Listing Rule 5250(c)(1) due to a delayed filing of its Form 10-K for fiscal year 2025.

After receiving a non-compliance notice from Nasdaq on June 17, 2025, RMCF filed the required annual report on June 20, 2025. Nasdaq formally confirmed the company's return to compliance on June 23, 2025, resolving the listing rule violation that requires timely filing of annual and quarterly reports.

Rocky Mountain Chocolate Factory (Nasdaq: RMCF), un franchisor di negozi al dettaglio di cioccolato e dolciumi di alta qualità, ha riconquistato con successo la conformità ai requisiti di quotazione del Nasdaq. L'azienda era temporaneamente non conforme alla Regola di Quotazione Nasdaq 5250(c)(1) a causa di un ritardo nella presentazione del suo Modulo 10-K per l'esercizio fiscale 2025.

Dopo aver ricevuto un avviso di non conformità dal Nasdaq il 17 giugno 2025, RMCF ha presentato il rapporto annuale richiesto il 20 giugno 2025. Il Nasdaq ha confermato ufficialmente il ritorno alla conformità dell'azienda il 23 giugno 2025, risolvendo la violazione della regola di quotazione che impone la presentazione tempestiva dei rapporti annuali e trimestrali.

Rocky Mountain Chocolate Factory (Nasdaq: RMCF), una franquicia minorista de chocolates y confitería premium, ha recuperado con éxito el cumplimiento de los requisitos de cotización de Nasdaq. La empresa había incumplido temporalmente la Regla de Cotización Nasdaq 5250(c)(1) debido a un retraso en la presentación de su Formulario 10-K para el año fiscal 2025.

Tras recibir un aviso de incumplimiento de Nasdaq el 17 de junio de 2025, RMCF presentó el informe anual requerido el 20 de junio de 2025. Nasdaq confirmó formalmente el regreso de la empresa al cumplimiento el 23 de junio de 2025, resolviendo la violación de la regla de cotización que exige la presentación oportuna de informes anuales y trimestrales.

Rocky Mountain Chocolate Factory (나스닥: RMCF)는 프리미엄 초콜릿 및 제과 소매점 프랜차이즈로, 나스닥 상장 요건을 성공적으로 재충족했습니다. 이 회사는 2025 회계연도 Form 10-K 제출 지연으로 인해 나스닥 상장 규칙 5250(c)(1)을 일시적으로 위반한 상태였습니다.

2025년 6월 17일 나스닥으로부터 비준수 통지를 받은 후, RMCF는 6월 20일에 필요한 연례 보고서를 제출했습니다. 나스닥은 6월 23일 회사의 준수 복귀를 공식 확인하며 연례 및 분기 보고서의 적시 제출을 요구하는 상장 규칙 위반 문제를 해결했습니다.

Rocky Mountain Chocolate Factory (Nasdaq : RMCF), une franchise de magasins de chocolat et confiserie haut de gamme, a réussi à se conformer à nouveau aux exigences de cotation du Nasdaq. La société avait temporairement perdu sa conformité avec la règle de cotation Nasdaq 5250(c)(1) en raison d'un retard dans le dépôt de son formulaire 10-K pour l'exercice fiscal 2025.

Après avoir reçu un avis de non-conformité du Nasdaq le 17 juin 2025, RMCF a déposé le rapport annuel requis le 20 juin 2025. Le Nasdaq a confirmé officiellement le retour à la conformité de la société le 23 juin 2025, mettant fin à la violation de la règle de cotation qui exige le dépôt en temps voulu des rapports annuels et trimestriels.

Rocky Mountain Chocolate Factory (Nasdaq: RMCF), ein Franchisegeber für Premium-Schokolade und Süßwaren-Einzelhandelsgeschäfte, hat die Einhaltung der Nasdaq-Listenanforderungen erfolgreich wiederhergestellt. Das Unternehmen war vorübergehend nicht konform mit der Nasdaq-Listing-Regel 5250(c)(1) aufgrund einer verspäteten Einreichung seines Formulars 10-K für das Geschäftsjahr 2025.

Nach Erhalt einer Nichtkonformitätsmitteilung von Nasdaq am 17. Juni 2025 reichte RMCF den erforderlichen Jahresbericht am 20. Juni 2025 ein. Nasdaq bestätigte formell die Rückkehr des Unternehmens zur Compliance am 23. Juni 2025 und löste damit den Verstoß gegen die Listungsregel, die eine fristgerechte Einreichung von Jahres- und Quartalsberichten verlangt.

Positive
  • Successfully regained Nasdaq listing compliance
  • Resolved regulatory filing requirements by submitting Form 10-K
  • Maintained Nasdaq listing status without disruption
Negative
  • Previously failed to file Form 10-K on time
  • Required to file Form 12b-25 Notification of Late Filing
  • Demonstrated potential internal control or reporting issues

DURANGO, Colo., June 25, 2025 (GLOBE NEWSWIRE) -- Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) (the “Company”, “we”, or “RMCF”), America’s ChocolatierTM and a leading franchiser of a premium chocolate and confectionary retail store concept, announced that it has regained compliance with Nasdaq Listing Rule 5250(c)(1) following the filing of its Annual Report on Form 10-K for the fiscal year ended February 28, 2025. Nasdaq Listing Rule 5250(c)(1) requires listed companies to file all required annual and quarterly reports with the SEC on a timely basis.

On June 17, 2025, the Company received a notice from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that it was not in compliance with the Listing Rule due to the delayed filing of its Form 10-K. This was described more fully in the Company’s Form 12b-25 Notification of Late Filing, filed with the Securities and Exchange Commission (the “SEC”) on May 27, 2025. The Company filed its Form 10-K on June 20, 2025, and subsequently received formal notice from Nasdaq on June 23, 2025, confirming that it had regained compliance.

About Rocky Mountain Chocolate Factory, Inc.
Rocky Mountain Chocolate Factory, Inc. is a leading franchiser of a premium chocolate and confectionary retail store concept. As America’s ChocolatierTM, the Company has been producing an extensive line of premium chocolates and other confectionery products, including gourmet caramel apples since 1981. Headquartered in Durango, Colorado, Rocky Mountain Chocolate Factory is ranked among Entrepreneur’s Franchise 500® for 2025 and Franchise Times’ Franchise 400® for 2024. The Company and its franchisees and licensees operate nearly 260 Rocky Mountain Chocolate stores across the United States, with several international locations. The Company’s common stock is listed on the Nasdaq Global Market under the symbol “RMCF.”

Investor Contact
Sean Mansouri, CFA
Elevate IR
720-330-2829
RMCF@elevate-ir.com
 


FAQ

Has Rocky Mountain Chocolate Factory (RMCF) regained Nasdaq compliance in 2025?

Yes, RMCF regained compliance with Nasdaq Listing Rule 5250(c)(1) on June 23, 2025 after filing its delayed Form 10-K for fiscal year 2025.

Why was Rocky Mountain Chocolate Factory (RMCF) not compliant with Nasdaq requirements?

RMCF was non-compliant due to the delayed filing of its Annual Report on Form 10-K for the fiscal year ended February 28, 2025, violating Nasdaq Listing Rule 5250(c)(1).

When did RMCF file its delayed Form 10-K for fiscal year 2025?

RMCF filed its delayed Form 10-K on June 20, 2025, after receiving a non-compliance notice from Nasdaq on June 17, 2025.

What is Nasdaq Listing Rule 5250(c)(1) that RMCF violated?

Nasdaq Listing Rule 5250(c)(1) requires listed companies to file all required annual and quarterly reports with the SEC on a timely basis.
Rocky Mountain Chocolate Factory

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