Company Description
Focus Universal Inc. (NASDAQ: FCUV) is a Nevada corporation that develops and commercializes patented hardware and software design technologies for the Internet of Things (IoT), 5G, and SEC financial reporting automation. According to its public communications, the company has created multiple patented technology platforms intended to address recurring problems in hardware and software design and production, with an emphasis on reducing costs, shortening product development timelines, and lowering energy usage while seeking to increase range, speed, efficiency, and security. Focus Universal’s common stock is listed on the Nasdaq Capital Market under the symbol FCUV.
The company describes itself as having developed five patented technology platforms with dozens of patents and patents pending, as well as multiple trademarks in various phases of registration. These platforms underpin both its IoT and 5G offerings and its SEC financial reporting automation software. Focus Universal’s stated goal is to solve major issues in device design, data handling, and regulatory reporting by combining universal hardware foundations with software and AI-driven automation.
Universal Smart IoT Platform and Ubiquitor Device
A core area of Focus Universal’s business is its universal smart IoT platform. In its press releases, the company explains that traditional IoT projects often require engineers to design hardware and software from scratch for each new device. Focus Universal instead promotes a model where different IoT devices share a large portion of common hardware and software, allowing engineers to begin projects with what the company describes as a foundation that is largely pre-built.
Within this platform, the company highlights its universal smart device, Ubiquitor. Focus Universal states that the Ubiquitor is designed to connect to any sensor or a large number of independent sensors, with no theoretical limit on the number of sensors supported. As additional sensors are added, the company indicates that the average cost attributable to the Ubiquitor per sensor becomes negligible, approaching the cost of the sensors themselves. When used with the universal platform, Focus Universal reports that total development costs can be a fraction of those associated with conventional device-specific approaches, with potential savings in raw materials and engineering time.
The company also describes a universal smart software platform and universal smart app that are intended to support multiple IoT devices without requiring separate, device-specific applications. According to Focus Universal, this design reduces redundant app development work and allows IoT projects to share a common application layer, which it believes can lower costs and simplify deployment.
SEC Financial Reporting AI-Driven Automation Software
In addition to IoT and 5G technologies, Focus Universal emphasizes its SEC financial reporting AI-driven automation software. The company’s press releases describe this platform as a one-click, fully automated system for preparing SEC-compliant financial reports. Based on the company’s own description, the software is designed to:
- Retrieve financial statements from accounting platforms,
- Reformat data into spreadsheets for consolidated reporting,
- Automatically generate consolidated financial statements,
- Populate word-processed versions of SEC filings,
- Convert documents into SEC-compliant formats, and
- Embed required tags into HTML files with minimal manual input.
Focus Universal states that the software uses automation and what it refers to as Variegated AI to keep humans in the decision loop while assigning repetitive, structured tasks to the system. The company describes built-in validation features, including self-consistency and compliance checks, that are intended to reduce human error. In its communications, Focus Universal compares this approach to traditional manual methods of SEC reporting, which it characterizes as complex, time-consuming, and labor-intensive.
Capital Markets and Corporate Actions
Focus Universal’s common stock trades on the Nasdaq Capital Market under the symbol FCUV. The company has reported various capital markets activities and listing-related matters through its SEC filings and press releases. These include:
- A transfer of its listing from the Nasdaq Global Market to the Nasdaq Capital Market, as disclosed in a press release announcing Nasdaq’s approval of the transfer and an additional period to address minimum bid price requirements.
- A 1-for-10 reverse stock split of its common stock, with an effective date specified in a press release. The company indicated that the par value per share remained unchanged and that proportional adjustments would be made to equity awards and other securities.
- Registered direct offerings and private placements of equity securities, including common stock and preferred stock, as described in Form 8-K filings and registration statements. These transactions include Series A and Series B preferred stock designations, conversion terms, and related registration rights.
- At-the-market offering arrangements under an effective shelf registration statement, as detailed in an 8-K describing an at-the-market issuance sales agreement with a sales agent.
In an 8-K dated July 3, 2025, the company reported receiving a notice from Nasdaq regarding non-compliance with the market value of listed securities requirement, along with a compliance period to address the deficiency. A subsequent 8-K dated December 17, 2025, describes actions, including a private placement and conversion of preferred stock, that the company believes increased stockholders’ equity to a level it considers sufficient for continued listing under Nasdaq’s equity-based standard, while noting that it awaited formal confirmation from Nasdaq.
Corporate Governance and Shareholder Matters
Focus Universal reports on its corporate governance and shareholder decisions through its SEC filings. An 8-K dated June 26, 2025, summarizes the results of its annual meeting of shareholders, including the election of directors, ratification of its independent registered public accounting firm, approval of an increase in authorized common stock, authorization of preferred stock, and advisory votes on executive compensation and the frequency of such votes.
The company’s 8-K filings also describe the creation of Series A and Series B preferred stock through certificates of designation filed with the Secretary of State of Nevada. These filings outline dividend rights, voting rights (including circumstances where preferred holders vote as if converted to common stock), liquidation preferences, conversion rights, and other terms such as conversion price adjustments, purchase rights, and beneficial ownership limitations. An 8-K dated December 5, 2025, discusses an amendment to the Series B certificate of designation that adjusts how conversion and floor prices are calculated in connection with stock splits or similar corporate actions and introduces voluntary redemption rights for holders.
Business Segments and Product Lines (Historical Description)
Prior descriptions of Focus Universal’s business indicate that it has operated through reportable segments that include Corporate and IoT, Perfecular, and Lusher. The Corporate and IoT segment has been associated with LED and IoT installation and management activities under the Smart AVX name, involving LED and display systems, home theaters, lighting control, automation, and integration. The company has also described a product line that includes digital, analog, and quantum light meters, filtration products, the Ubiquitor universal smart device, SEC financial reporting software, and other smart devices and sensors. These segment and product descriptions provide historical context for how Focus Universal has organized its operations and offerings around both IoT hardware and software and financial reporting technologies.
Regulatory Filings and Investor Disclosures
Focus Universal files periodic and current reports with the U.S. Securities and Exchange Commission, including Forms 8-K and registration statements such as Form S-1 and Form S-3. A series of S-1/A filings in December 2025 relate to the registration of common stock issuable upon conversion of Series B preferred stock, in connection with a private placement and associated registration rights. These filings describe the securities being registered, the structure of the private placement, and the resale of shares by selling stockholders.
Through these disclosures, the company provides information on its capital structure, financing arrangements, governance decisions, and material events affecting shareholders. Investors and analysts can review these documents to understand the terms of the company’s preferred stock, equity offerings, and listing status, as well as to track changes in authorized capital and shareholder approvals.
Location and Legal Structure
Focus Universal Inc. is incorporated in Nevada, as reflected in its SEC filings. The company identifies its principal location as being in Ontario, California, and uses a Nevada-registered agent for service of process in connection with its registration statements. Its SEC filings also indicate that it is classified as a smaller reporting company under SEC rules, which affects certain disclosure requirements.
Frequently Asked Questions About Focus Universal Inc. (FCUV)
The following questions and answers summarize key points drawn from Focus Universal’s public filings and press releases.
- What does Focus Universal Inc. do?
Focus Universal Inc. develops patented hardware and software design technologies for Internet of Things (IoT), 5G, and SEC financial reporting automation. The company describes multiple technology platforms that aim to reduce costs and development time while improving efficiency and performance in these areas. - What is the Ubiquitor universal smart device?
According to the company’s press releases, the Ubiquitor is a universal smart device designed to connect to any sensor or a large number of independent sensors. Focus Universal states that as more sensors are connected, the average cost attributable to the Ubiquitor per sensor becomes negligible, particularly when used with its universal smart IoT platform. - How does Focus Universal describe its SEC financial reporting software?
The company describes its SEC financial reporting AI-driven automation software as a one-click system that retrieves financial data from accounting platforms, generates consolidated financial statements, populates SEC filings, converts them into compliant formats, and embeds required tags with limited manual input. Focus Universal emphasizes built-in validation and automation designed to reduce manual work and potential errors. - On which exchange does FCUV trade?
Focus Universal’s common stock is listed on the Nasdaq Capital Market under the ticker symbol FCUV, as indicated in its SEC filings and press releases. - What preferred stock has Focus Universal authorized?
Through certificates of designation filed with the Secretary of State of Nevada and reported on Form 8-K, the company has designated Series A and Series B preferred stock. These designations set out dividend rights, voting rights, liquidation preferences, conversion features, and other terms specific to each series. - What is the purpose of the Series B preferred stock?
As described in the company’s S-1/A and 8-K filings, Series B preferred stock is issued in a private placement and is convertible into common stock at a conversion price based on a percentage of the volume-weighted average price of the common stock over a specified period, subject to adjustments. The company has registered common shares issuable upon conversion for potential resale by the investors. - Has Focus Universal conducted a reverse stock split?
Yes. In a press release, the company announced that its board of directors approved a 1-for-10 reverse stock split of its common stock, effective on a specified date. The company stated that the par value per share would remain unchanged and that proportional adjustments would be made to equity awards and other securities. - What listing compliance issues has Focus Universal reported?
In an 8-K dated July 3, 2025, Focus Universal reported receiving a notice from Nasdaq that its market value of listed securities had fallen below the threshold required by Nasdaq Listing Rule 5550(b)(2), triggering a compliance period. In a later 8-K dated December 17, 2025, the company described actions it believes increased its stockholders’ equity to meet an alternative Nasdaq listing standard, while noting that it awaited formal confirmation from Nasdaq.
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Short Interest History
Short interest in Focus Unvl (FCUV) currently stands at 145.5 thousand shares, up 3.2% from the previous reporting period, representing 42.7% of the float. Over the past 12 months, short interest has increased by 41.5%. This high level of short interest suggests significant bearish sentiment among traders.
Days to Cover History
Days to cover for Focus Unvl (FCUV) currently stands at 1.0 days, down 95.6% from the previous period. This low days-to-cover ratio indicates high liquidity, allowing short sellers to quickly exit positions if needed. The days to cover has decreased 64.2% over the past year, suggesting improved liquidity for short covering. The ratio has shown significant volatility over the period, ranging from 1.0 to 22.5 days.