Focus Universal Inc. filings document a Nevada operating company with common stock listed on the Nasdaq Capital Market. Registration statements and amendments describe securities offered for delayed or continuous resale, issuer eligibility, financial statements, capitalization and risk disclosures tied to its IoT, 5G and SEC financial reporting software business.
Form 8-K reports cover material agreements, unregistered equity sales, security-holder rights changes, reverse stock split actions, Nasdaq listing compliance and a completed acquisition of a commercial office property through a wholly owned subsidiary. Proxy materials disclose annual-meeting matters, director elections, executive compensation, governance practices and shareholder voting procedures.
FOCUS UNIVERSAL INC. (FCUV) received a Schedule 13G reporting that Jane Street Group, LLC, together with its subsidiaries Jane Street Capital, LLC and Jane Street Global Trading, LLC, is a passive beneficial owner of common stock. The group reports beneficial ownership of 36,029 shares of FCUV common stock, representing 5.1% of the class.
The filing states that the Jane Street entities have no sole voting or dispositive power, but hold 36,029 shares with shared voting and shared dispositive power. Jane Street Capital, LLC and Jane Street Global Trading, LLC are identified as the relevant subsidiaries through which the position is held.
Focus Universal Inc. (FCUV) reported that holders exercised warrants to purchase 279,330 shares of its common stock at an exercise price of $13.32 per share, originally issued in an April 2026 private placement. The cash exercise generated $3,720,675.60 in gross proceeds for the company.
The company stated it will use the net proceeds to fund continuing development of forthcoming product lines and for working capital and general corporate purposes. Following the warrant exercise and share issuance on September 8, 2026, total common shares outstanding are 982,012.
FOCUS UNIVERSAL INC. (FCUV) reported the results of its 2026 annual stockholder meeting held on August 18, 2026. Stockholders elected five directors: Desheng Wang, Irving Kau, Michael Pope, Carine Clark, and Sean Warren, each receiving between 457,948 and 878,385 votes for, with no broker non-votes.
Stockholders ratified Weinberg & Company, P.A. as independent registered public accounting firm for the year ending December 31, 2026, with 879,837 votes for and 1,642 against. They also approved the potential issuance of up to $250,000,000 of securities in one or more non-public offerings, with 871,975 votes for and 9,484 against. On a non-binding advisory basis, stockholders approved executive compensation, with 876,487 votes for, 4,005 against, and 1,000 abstentions.
Focus Universal Inc. reported a net loss of $2.77 million for the six months ended June 30 2026, similar to the prior-year loss of $2.76 million. Total revenue rose to $723,143 from $225,585, driven by new rental income of $651,950 from a recently acquired office property.
Total assets increased to $20.0 million from $8.9 million, primarily due to the $17.7 million acquisition of a Class A office building financed with an $11.05 million bank loan. Cash declined to $1.60 million, and operating activities used $1.89 million of cash in the period.
The company redeemed and converted all Series B preferred stock, eliminating $5.95 million of temporary equity while raising $3.55 million through pre-funded units and issuing associated common stock and warrants. Management and the auditor disclosed substantial doubt about the company’s ability to continue as a going concern due to recurring losses, negative operating cash flow, and accumulated deficit.
Focus Universal Inc. reported that its 2026 annual meeting of stockholders was convened and immediately adjourned on June 19, 2026 because there were not enough shares represented to reach a quorum. No business was conducted at the meeting.
The annual meeting is scheduled to reconvene at 2:00 p.m. Pacific Daylight Time on August 18, 2026 at the company’s principal offices in Monterey Park, California. Stockholders of record as of April 21, 2026 remain entitled to vote, and previously submitted proxies will continue to be valid unless revoked.
Focus Universal Inc. is implementing a 4-for-1 reverse stock split of its common stock to help satisfy Nasdaq’s $1.00 minimum bid price requirement for continued listing on the Nasdaq Capital Market.
The split becomes effective at 12:01 a.m. Eastern Time on June 23, 2026, with shares trading on a split-adjusted basis that day under the same "FCUV" symbol and a new CUSIP 34417J609. Every four existing shares will be combined into one new share, and no fractional shares will be issued; instead, holders will receive cash based on the most recent closing price for any fractional entitlements.
Authorized capital remains unchanged at 1,000,000,000 common and 100,000,000 preferred shares, with the par value unaffected. As of May 13, 2026, 2,811,244 common shares were outstanding, which will become approximately 702,811 shares after the split, with ownership percentages and voting power largely unchanged apart from rounding. Outstanding options, convertible securities, and warrants will be proportionately adjusted in share count and exercise or conversion price.
Focus Universal Inc. registers up to 3,351,954 shares of Common Stock for resale by a selling stockholder pursuant to a Registration Rights Agreement related to a Private Placement with Armistice Capital Master Fund Ltd.
The prospectus states the Company will not receive proceeds from resales made by the selling stockholder; the Company may receive proceeds from the initial sale to Armistice and up to $7,441,337 if certain warrants are exercised, leading to aggregate potential proceeds of $11,441,337 under the Purchase Agreement.
Focus Universal Inc. reports that it now believes it meets Nasdaq’s minimum stockholders’ equity requirement of at least $2.5 million for continued listing under Nasdaq Listing Rule 5550(b)(1).
The company previously sold 8,236 shares of Series B Convertible Preferred Stock. Holders converted 5,216 of those shares into 665,328 shares of common stock, and the remaining preferred shares held by Great Point Capital LLC were redeemed under an April 13, 2026 agreement for $961,860 in cash.
Separately, Focus Universal closed a $4,000,000 private placement with Armistice Capital Master Fund Ltd., issuing a Pre-Funded Warrant for up to 1,117,318 common shares at a nominal exercise price of $0.00001 per share, plus Series A and Series B Common Warrants for up to 1,117,318 shares each at an exercise price of $3.33. As of this filing, the Pre-Funded Warrant has been fully exercised, further increasing common shares outstanding and contributing to the company’s equity position. The company believes it is currently in compliance with Nasdaq’s listing standards.
Focus Universal Inc. reported first-quarter 2026 revenue of $47,973, down sharply from $190,255 a year earlier, and a net loss of $1,246,078, roughly in line with the prior-year loss. Operating expenses stayed high at $1,286,955, leaving only $15,244 of gross profit.
As of March 31, 2026, the company had an accumulated deficit of $32,496,155 and negative operating cash flow of $1,148,500, leading management and auditors to highlight substantial doubt about its ability to continue as a going concern. To fund operations and growth, Focus Universal converted most of its Series B preferred stock into common shares, sold about $4,000,000 of pre-funded units with warrants in April 2026, and took an $11,050,000 term loan to help purchase a new $17,700,000 headquarters building.