Welcome to our dedicated page for Focus Unvl SEC filings (Ticker: FCUV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Focus Universal Inc. (FCUV) SEC filings page brings together the company’s public regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Nevada corporation with common stock listed on the Nasdaq Capital Market, Focus Universal reports material events, securities offerings, and shareholder decisions through Forms 8-K, registration statements such as Form S-1 and Form S-3, and other required filings.
For FCUV, Form 8-K current reports provide insight into key developments, including notices from Nasdaq regarding listing standards, adoption of a 1-for-10 reverse stock split, transfers between Nasdaq markets, at-the-market offering agreements, and private placements of Series A and Series B preferred stock. These filings also describe certificates of designation for preferred stock, amendments to those designations, and shareholder meeting results covering director elections, auditor ratification, and changes to authorized share capital.
Registration statements such as the Form S-1/A amendments filed in December 2025 detail the registration of common shares issuable upon conversion of Series B preferred stock, including the structure of the private placement, conversion mechanics, and resale by selling stockholders. Shelf registration on Form S-3 underpins at-the-market offerings and other capital-raising activities described in FCUV’s filings.
On Stock Titan, these documents are updated in near real time from EDGAR and paired with AI-powered summaries that highlight the main points of each filing in plain language. Users can quickly see how new 8-Ks affect listing status, capital structure, or preferred stock terms, and how S-1 or S-3 filings relate to financing plans. The filings page also provides access to disclosures relevant to insider and large shareholder activity when reported, allowing investors to track how Focus Universal structures its equity, responds to Nasdaq compliance matters, and documents material events over time.
Focus Universal Inc. (FCUV) announced stockholder approvals by written consent to expand capital flexibility, authorize potential financings, and permit a reverse split. The company will amend and restate its articles to authorize 1,000,000,000 shares of common stock and 100,000,000 shares of preferred stock, effective upon filing after the 20‑day notice period. Stockholders also approved the potential issuance of up to $250 million (or up to 250 million shares) of securities in one or more non‑public offerings, at up to a 30% discount, within 90 days. A reverse stock split of up to 200‑to‑1 may be effected at the Board’s discretion within one year.
The company frames the financings as support for a potential digital asset treasury strategy and general corporate needs. As context, 7,386,705 shares of common stock were outstanding as of October 2, 2025. FCUV also disclosed recently closed preferred equity: $3,000,000 of Series A Preferred (750,000 shares at $4.00) and up to $7,000,000 of Series B Preferred via staged closings tied to an S‑1 becoming effective and this information statement’s effectiveness. The filing discusses Nasdaq compliance considerations, including prior bid‑price actions and a Market Value of Listed Securities deficiency with a December 29, 2025 compliance date.
Focus Universal (FCUV) insider Edward Lee filed an amended Form 5 for the fiscal year ended 12/31/2024. He reports beneficial ownership of 1,182,000 shares, comprising 481,830 shares held directly and 700,170 shares held indirectly.
Lee is listed as a Director and 10% Owner. Reported activity includes journal entries and transfers among direct holdings and affiliated foundations, such as on 01/02/2024 (J codes) moving 4,000,000 shares between direct ownership and the Lee Gu Private Foundation at $15, and an A code acquisition of 1,000,000 shares on 09/23/2024 at $3.3. Earlier entries in 2022 show foundation-related adjustments at prices around $89.8–$90.3333.
The reported share amounts reflect corporate actions: a 1.5‑for‑1 forward split on 03/23/2023 and a 1‑for‑10 reverse split effective 01/31/2025, which affect the share counts presented in this statement.
Focus Universal, Inc. disclosed the entry into a material definitive agreement: an At the Market Sales Agreement dated September 22, 2025, with Ladenburg Thalman & Co. Inc. The filing lists legal opinion and consent from Corporate Securities Legal LLP as exhibits and includes the interactive XBRL cover page. The document is signed by CEO Desheng Wang.
Focus Universal Inc. presents a prospectus supplement for potential securities offerings tied to financing its Ubiquitor wireless sensor and related businesses. The company discloses a history of operating losses and a need for significant funding to scale manufacturing, complete R&D, pursue patents and commercialize products including One Touch Financial and smart-home offerings. Key financial disclosure: historical net tangible book value per share of $0.12, an increase of $0.39, yielding an as-adjusted net tangible book value of $0.51 and expected $2.84 dilution per share for new investors. The supplement highlights material risks: manufacturing outsourcing (including single supplier reliance), internal control deficiencies over financial reporting, cybersecurity and trade risks, concentrated customers in the sensor segment, and potential NASDAQ listing pressures. The document also outlines broad plan-of-distribution possibilities and incorporation by reference of prior SEC filings and proxy materials.
Focus Universal, Inc. discloses beneficial ownership and corporate powers in a preliminary information statement. There were 7,386,705 shares of common stock outstanding on September 15, 2025. Directors and executive officers as a group beneficially own 3,492,955 shares, representing 46.90% of the outstanding common stock. Key individual holdings include Edward Lee at 1,182,000 shares (15.87%) and Yan Chen at 442,035 shares (5.93%). The filing also lists officers’ addresses and enumerates corporate powers, including the ability to borrow, issue obligations, acquire and transfer property, adopt bylaws, enter joint ventures, make donations, and dissolve or wind up the corporation.
Focus Universal Inc. (FCUV) insider purchases reported. The company's CEO and 10% owner, Desheng Wang, filed a Form 4 disclosing multiple open-market purchases of the issuer's common stock on 08/15/2025. Each reported transaction is for 1,000 shares executed at prices ranging from $2.18 to $2.28. The reported ownership following the transactions is 2,273,800 shares beneficially owned. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Wang.
Focus Universal (Nasdaq: FCUV) reported results of its June 20 2025 annual shareholders’ meeting.
The quorum covered 5.56 M shares (78% of outstanding).
- Directors: all five nominees re-elected (>98% support).
- Auditor: Weinberg & Company ratified (99% approval).
- Common stock authorization: raised from 15 M to 25 M (67% increase).
- Preferred stock: new class of 5 M shares created.
- Say-on-pay: compensation approved; investors chose annual vote.
The expanded share capital provides funding flexibility but introduces potential dilution for current holders.