Alcoa (AA) SVP & Controller reports 366-share tax withholding on RSU vesting

Rhea-AI Filing Summary

Alcoa Corp senior vice president and controller Renee Henry reported a routine tax-related share withholding. On January 29, 2026, the issuer withheld 366 shares of common stock at $60.64 per share to cover taxes due when restricted stock units granted in 2025 vested. After this transaction, Henry directly owned 12,981 shares of Alcoa common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Henry Renee

(Last) (First) (Middle)

201 ISABELLA STREET, SUITE 500

(Street)

PITTSBURGH PA 15212

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Controller

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	01/29/2026		F		366(1)	D	$60.64	12,981	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2025.

	/s/ Marissa P. Earnest, attorney-in-fact for Renee Henry	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did Alcoa (AA) officer Renee Henry report?

Renee Henry reported a tax-related share withholding rather than an open-market sale. On January 29, 2026, Alcoa withheld 366 common shares at $60.64 each to satisfy her tax obligations when 2025 restricted stock units vested, leaving her with 12,981 directly owned shares.

How many Alcoa (AA) shares were withheld for taxes in this Form 4?

The filing shows 366 Alcoa common shares were withheld to cover taxes. The shares were valued at $60.64 each and were taken when restricted stock units granted in 2025 vested, which is a standard method to satisfy tax liabilities on equity awards.

How many Alcoa (AA) shares does Renee Henry own after this transaction?

After the reported transaction, Renee Henry directly owns 12,981 Alcoa common shares. This figure reflects her holdings following the 366-share tax withholding related to the vesting of restricted stock units granted in 2025, as disclosed in the Form 4 filing.

What does transaction code F mean in the Alcoa (AA) Form 4 filing?

Transaction code F indicates a tax withholding related to equity awards rather than a discretionary trade. In this case, Alcoa withheld 366 common shares at $60.64 each to satisfy Renee Henry’s tax obligations when her 2025 restricted stock units vested.

What role does Renee Henry hold at Alcoa (AA) in this Form 4?

The Form 4 lists Renee Henry as an officer of Alcoa, serving as senior vice president and controller. She is not reported as a director or 10% owner, and the filing reflects her personal holdings and tax-related share withholding activity in company stock.