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Alcoa (NYSE: AA) EVP Jones logs RSU tax withholdings and spouse-held shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Alcoa Corporation executive Tammi A. Jones, EVP & CHRO, reported tax-related share withholdings and small share acquisitions tied to restricted stock units (RSUs) that vested in 2025. On January 29, 2026, the issuer withheld 2,819 directly held shares and 683 spouse-held shares at $60.64 per share to cover tax obligations on RSU vesting and related dividend-equivalent stock settlements. Small amounts of stock, including 35 directly held shares and 8 spouse-held shares, were acquired through stock settlement of dividend equivalents. After these transactions, Jones beneficially owned 53,586 Alcoa shares directly, 11,251 shares indirectly through a spouse, and 60 shares indirectly through a company 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Jones Tammi A
Role EVP & CHRO
Type Security Shares Price Value
Tax Withholding Common Stock, par value $0.01 per share 2,819 $60.64 $171K
Grant/Award Common Stock, par value $0.01 per share 35 $60.64 $2K
Tax Withholding Common Stock, par value $0.01 per share 19 $60.64 $1K
Tax Withholding Common Stock, par value $0.01 per share 683 $60.64 $41K
Grant/Award Common Stock, par value $0.01 per share 8 $60.64 $485.12
Tax Withholding Common Stock, par value $0.01 per share 5 $60.64 $303.20
holding Common Stock, par value $0.01 per share -- -- --
Holdings After Transaction: Common Stock, par value $0.01 per share — 53,570 shares (Direct); Common Stock, par value $0.01 per share — 11,248 shares (Indirect, By Spouse)
Footnotes (1)
  1. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2025. Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2025, based on the share price at the time of vesting. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2025, based on the share price at the time of vesting. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jones Tammi A
(Last) (First) (Middle)
201 ISABELLA STREET, SUITE 500
(Street)
PITTSBURGH PA 15212
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CHRO
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 01/29/2026 F 2,819(1) D $60.64 53,570 D
Common Stock, par value $0.01 per share 01/29/2026 A 35(2) A $60.64 53,605 D
Common Stock, par value $0.01 per share 01/29/2026 F 19(3) D $60.64 53,586 D
Common Stock, par value $0.01 per share 01/29/2026 F 683(1) D $60.64 11,248 I By Spouse
Common Stock, par value $0.01 per share 01/29/2026 A 8(2) A $60.64 11,256 I By Spouse
Common Stock, par value $0.01 per share 01/29/2026 F 5(3) D $60.64 11,251 I By Spouse
Common Stock, par value $0.01 per share 60(4) I By Company 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2025.
2. Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2025, based on the share price at the time of vesting.
3. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2025, based on the share price at the time of vesting.
4. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
/s/ Marissa P. Earnest, attorney-in-fact for Tammi A. Jones 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Alcoa (AA) EVP Tammi A. Jones report?

Alcoa EVP & CHRO Tammi A. Jones reported tax-related share withholdings and small share acquisitions tied to 2025 RSU vesting. The issuer withheld shares and settled dividend equivalents in stock at $60.64 per share on January 29, 2026.

How many Alcoa shares were withheld for taxes in this Form 4?

The filing shows Alcoa withheld 2,819 directly held shares and 683 spouse-held shares at $60.64 per share. These withholdings satisfied tax obligations triggered by the vesting and settlement of 2025 restricted stock units and related dividend equivalents.

Did Alcoa EVP Tammi A. Jones acquire any shares in this Form 4?

Yes. The Form 4 reports that 35 directly held shares and 8 spouse-held shares were acquired. These came from stock settlement of dividend equivalents that had accumulated in cash and converted to stock upon vesting of 2025 RSUs.

What is Tammi A. Jones’s Alcoa share ownership after these transactions?

After the reported transactions, Tammi A. Jones beneficially owned 53,586 Alcoa shares directly. She also had indirect ownership of 11,251 shares through her spouse and 60 shares through a company 401(k) stock fund, as disclosed.

How are Alcoa 401(k) plan shares treated in this Form 4 filing?

The Form 4 discloses 60 indirectly owned shares via a company 401(k) plan. A footnote explains that fluctuations in these amounts reflect the plan’s unit reporting method, where units represent interests in Alcoa’s stock fund rather than direct share trades.

What does transaction code F mean in the Alcoa Form 4 for Tammi A. Jones?

Transaction code F denotes shares withheld by the issuer to cover tax obligations. In this filing, code F applies to shares withheld upon vesting and stock settlement of 2025 restricted stock units and related dividend-equivalent stock, all priced at $60.64 per share.