Alcoa EVP Hastings receives new RSU stock awards

Alcoa Corporation executive Andrew Hastings, EVP & General Counsel, reported new stock-based awards.

Accepted by SEC EDGAR 01/30/2026 - 04:35 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Alcoa Corporation executive Andrew Hastings, EVP & General Counsel, reported new stock-based awards. On January 28, 2026, he acquired 9,340 and 1,870 shares of Alcoa common stock at $0.00 per share, reflecting restricted stock unit (RSU) grants.

The RSUs are settled in stock upon vesting and generally vest in equal parts over three years, on the first, second, and third anniversaries of the grant date. Following these awards, Hastings directly beneficially owns 45,268 Alcoa common shares.

Insider Trade Summary

Grant/Award: 11,210 shares

Grant/Award 2 txns

Insider Hastings Andrew

Role EVP & Gen. Counsel

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.01 per share	9,340	$0.00	$0.00
Grant/Award	Common Stock, par value $0.01 per share	1,870	$0.00	$0.00

Holdings After Transaction: Common Stock, par value $0.01 per share — 45,268 shares (Direct)

Holdings Before and After: Common Stock, par value $0.01 per share, 34,058 to 45,268 shares (Direct)

Footnotes (1)

1. F1. Award of restricted stock units (RSUs), which are settled in stock upon vesting, and generally will vest ratably over a three-year period on the first, second, and third anniversary of the date of grant.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Alcoa (AA) report for Andrew Hastings?

Alcoa reported that EVP & General Counsel Andrew Hastings acquired Alcoa common stock through equity awards. On January 28, 2026, he received two stock grants at $0.00 per share, increasing his directly owned position in the company.

How many Alcoa (AA) shares did Andrew Hastings acquire in this Form 4?

Andrew Hastings acquired 9,340 and 1,870 Alcoa common shares in two transactions. Both entries are coded as acquisitions at $0.00 per share, reflecting equity compensation rather than open-market purchases with cash.

What is Andrew Hastings’ total Alcoa (AA) share ownership after the reported grants?

After the January 28, 2026 transactions, Andrew Hastings directly beneficially owns 45,268 Alcoa common shares. This total reflects his position following the new stock-based awards reported in the Form 4 insider trading report.

What type of equity awards did Alcoa (AA) grant to Andrew Hastings?

The filing describes the awards as restricted stock units (RSUs). These RSUs are settled in Alcoa common stock upon vesting and represent stock-based compensation rather than immediate, unrestricted share ownership at the time of grant.

How do Andrew Hastings’ Alcoa (AA) RSUs vest over time?

The RSUs granted to Andrew Hastings generally vest ratably over a three-year period. Vesting occurs in equal installments on the first, second, and third anniversaries of the grant date, at which points the units are settled in Alcoa stock.

Was cash paid for the Alcoa (AA) shares reported in this Form 4?

No cash was paid for these shares. The Form 4 lists the transaction price as $0.00 per share, indicating the stock was received through equity compensation, specifically restricted stock unit awards that vest over time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hastings Andrew

(Last) (First) (Middle)

201 ISABELLA STREET, SUITE 500

(Street)

PITTSBURGH PA 15212

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Gen. Counsel

3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	01/28/2026		A		9,340(1)	A	$0.00	43,398	D
Common Stock, par value $0.01 per share	01/28/2026		A		1,870(1)	A	$0.00	45,268	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award of restricted stock units (RSUs), which are settled in stock upon vesting, and generally will vest ratably over a three-year period on the first, second, and third anniversary of the date of grant.

	/s/ Marissa P. Earnest, attorney-in-fact for Andrew Hastings	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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