STOCK TITAN

Director Roberts at Alcoa (NYSE: AA) receives 2,532-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roberts Carol L reported acquisition or exercise transactions in this Form 4 filing.

Alcoa Corp director Carol L. Roberts received a stock award of 2,532 shares of common stock on May 8, 2026. The shares were granted at no stated price as compensation and increased her directly held position to 53,630 common shares.

Positive

  • None.

Negative

  • None.
Insider Roberts Carol L
Role null
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 2,532 $0.00 --
Holdings After Transaction: Common Stock, par value $0.01 per share — 53,630 shares (Direct, null)
Footnotes (1)
Shares granted 2,532 shares Common stock award to director on May 8, 2026
Grant price $0.00 per share Reported transaction price for stock award
Shares owned after 53,630 shares Director’s direct holdings following the grant
Security type Common Stock, par value $0.01 Non-derivative equity security granted
Common Stock, par value $0.01 per share financial
"security_title: Common Stock, par value $0.01 per share"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
direct ownership financial
"ownership_type: direct; ownership_code: D"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roberts Carol L

(Last)(First)(Middle)
201 ISABELLA STREET, SUITE 500

(Street)
PITTSBURGH PENNSYLVANIA 15212

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share05/08/2026A2,532A$053,630D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Megan C. Yancey, attorney-in-fact for Carol L. Roberts05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Alcoa Corp (AA) report for Carol L. Roberts?

Alcoa reported that director Carol L. Roberts received a grant of 2,532 shares of common stock. This was a compensation-related award, not an open-market purchase, and reflects additional equity granted as part of her role on the company’s board.

How many Alcoa (AA) shares does Carol L. Roberts hold after this Form 4 transaction?

Following the 2,532-share grant, Carol L. Roberts directly holds 53,630 shares of Alcoa common stock. This total represents her direct ownership reported after the award and shows her ongoing equity stake as a member of the company’s board of directors.

Was the Alcoa (AA) share grant to Carol L. Roberts an open-market purchase?

No, the 2,532 Alcoa shares reported for Carol L. Roberts were a grant or award acquisition, recorded at a price of $0.00 per share. This indicates compensation rather than an open-market transaction, so it does not reflect a discretionary share purchase in the market.

What type of security did Carol L. Roberts receive in the Alcoa (AA) Form 4?

Carol L. Roberts received Alcoa common stock, described as common stock with a par value of $0.01 per share. The award covered 2,532 shares and was classified as a non-derivative equity grant, adding directly to her existing share ownership position at the company.

Does the Alcoa (AA) Form 4 for Carol L. Roberts involve any derivative securities?

No, the filing only reports a non-derivative transaction in Alcoa common stock for Carol L. Roberts. The derivative section is empty, indicating there were no option exercises, warrants, or other derivative security transactions disclosed in this particular Form 4 filing.