Welcome to our dedicated page for Applied Optoelec SEC filings (Ticker: AAOI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Applied Optoelectronics, Inc. (NASDAQ: AAOI) SEC filings page brings together the company’s regulatory disclosures and material agreements as filed with the U.S. Securities and Exchange Commission. As a public issuer on the Nasdaq Global Market, AOI reports its business and financial condition through annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with registration statements and related documents.
For a company in Semiconductor and Related Device Manufacturing and optical networking, these filings provide detail on revenue drivers in internet data centers, CATV, telecom and FTTH markets, as well as information about production capacity, capital investments and risk factors. Recent 8-K filings, for example, describe equity distribution agreements for at-the-market offerings of common stock, a loan and security agreement establishing a revolving credit facility, a revolving credit line and mortgage security agreement in China, and multiple lease agreements for manufacturing and operational facilities in Sugar Land, Texas, and New Taipei City.
AOI also uses Form 8-K to furnish earnings press releases that summarize quarterly results, non-GAAP financial measures and management’s outlook for its datacenter and CATV businesses. These filings explain how the company adjusts GAAP results to derive non-GAAP gross margin, net income (loss), earnings per share and Adjusted EBITDA, and they reference the underlying reconciliations.
On Stock Titan, SEC documents for AAOI are paired with AI-powered summaries that highlight key terms in lengthy filings, such as major credit facilities, lease commitments, equity distribution programs and changes in financial condition. Users can quickly scan new 10-K, 10-Q and 8-K reports, while also accessing insider transaction filings on Form 4 and other ownership disclosures as they become available through EDGAR. Real-time updates and plain-language explanations help investors and researchers understand how AOI’s regulatory filings relate to its optical networking and broadband access operations.
APPLIED OPTOELECTRONICS, INC. officer Yeh Shu-Hua (Joshua) reported an open-market sale of 50,000 shares of common stock on March 9, 2026 at a weighted average price of $97.0976 per share.
The shares were sold in multiple transactions within a price range of $94.670 to $99.332 per share under a pre-arranged Rule 10b5-1 trading plan adopted on December 9, 2025. Following these sales, the reporting person directly holds 322,051 shares of the company’s common stock.
APPLIED OPTOELECTRONICS, INC. director William H. Yeh reported an open-market sale of 15,000 shares of common stock. The weighted average sale price was about $105.76 per share, across trades between $104.50 and $108.32. After these transactions, he directly holds 238,819 shares, indicating he retains a substantial position in the company.
Applied Optoelectronics, Inc. Chief Financial Officer Stefan J. Murry sold 4,000 shares of common stock in an open-market transaction at a weighted average price of $112.7611 per share. The sale took place on March 10, 2026.
The trades were executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 12, 2025, indicating the sales were scheduled in advance. After this transaction, Murry directly holds 280,070 shares of the company’s common stock.
Stefan Murry filed a Form 144 reporting a proposed sale of 4,000 shares of Common Stock.
The filing lists multiple previously reported sales by Mr. Murry during the past three months, including 11,693 shares on 02/11/2026 for $587,621.00 and 6,327 shares on 02/10/2026 for $311,068.00. The securities referenced include RSUs dated 06/26/2024.
Raymond James & Associates, Inc. submitted a Form 144 notice related to proposed sales of common stock linked to multiple RSU awards dated between 01/23/2019 and 04/22/2022. The filing lists individual award share counts for each grant and identifies Nasdaq as the market.
Raymond James & Associates filed a Form 144 reporting the proposed sale of 15,000 common shares of AAOI with a filing date of 03/09/2026. The filing lists related RSU awards: 4,121 (12/09/2024), 5,500 (04/02/2014) and 5,379 (12/11/2023).
Charles Schwab Corp. reported a Form 144 indicating a proposed sale of 15,000 common shares, filed with an effective date of 03/06/2026.
The filing lists multiple vested RSU lots including 5,500 (vested 04/01/2014) and 6,965 (vested 05/30/2017 as securities related to the sale.
APPLIED OPTOELECTRONICS, INC. director Elizabeth G. Loboa reported an open-market sale of 102,347 shares of common stock on March 3, 2026 at a weighted average price of $95.7586 per share. After this transaction, she directly owned 20,523 shares.
The footnote explains that the shares were sold in multiple trades between $90.00 and $97.00 per share, with the reported price reflecting the weighted average across all sales.
Applied Optoelectronics director Cynthia DeLaney reported an open‑market sale of company stock. She sold 21,000 shares of common stock at a weighted‑average price of $98.0164 per share. After this transaction, she directly holds 116,222 shares. An additional 2,380 shares are held indirectly by her spouse, and she disclaims beneficial ownership of those except for any indirect pecuniary interest.
APPLIED OPTOELECTRONICS, INC. director Richard B. Black reported an indirect sale of common stock through his revocable trust. On March 5, 2026, The Richard B. Black Revocable Trust sold 3,231 shares of common stock in open-market transactions at $95.00 per share.
After these sales, the trust associated with Black held 164,363 shares of APPLIED OPTOELECTRONICS common stock indirectly. The shares are held in a revocable living trust for which Black is both trustee and beneficial owner.