Welcome to our dedicated page for APPLIED OPTOELECTRONICS SEC filings (Ticker: AAOI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Chang Hung-Lun (Fred), Senior Vice President and North America General Manager of Applied Optoelectronics, reported four F-code dispositions on 2026-07-22, surrendering 4,676 shares of common stock back to the issuer at $119.26 per share to satisfy tax-withholding obligations upon vesting of multiple restricted stock unit awards. The Rule 10b5-1 trading plan box was not checked.
Applied Optoelectronics, Inc. President and CEO Thompson Lin reported four Form 4 transactions, surrendering a total of 15,640 shares of common stock at $119.26 per share to the company to satisfy tax-withholding obligations upon vesting of prior restricted stock unit awards. An additional entry shows 807,602 shares indirectly held through the Thompson Lin Family Trust for the benefit of his heirs; he disclaims beneficial ownership of these shares except to the extent of his voting power.
Applied Optoelectronics executive Yeh Shu-Hua (Joshua), Senior Vice President and Asia General Manager, reported one sale of 1,285 common shares on July 21, 2026 at a weighted average price of $120.02 per share under a Rule 10b5-1 trading plan adopted March 19, 2026.
On July 22, 2026, he surrendered a total of 4,709 shares of common stock at $119.26 per share to the issuer to satisfy tax-withholding obligations arising from the vesting of previously granted restricted stock unit awards.
A shareholder of AAOI, identified as Shu-Hua Yeh, has filed to sell shares of the company’s common stock under a Form 144 notice. The planned sale lists 1,285 shares of common stock to be sold through Raymond James & Associates, with an aggregate market value of $154,237.52, and the security is listed on NASDAQ. The filing also reports that during the past three months, the same shareholder sold 10,000 shares of common stock on June 5, 2026 for $2,050,770.00 and 6,000 shares on June 18, 2026 for $1,031,280.00. Some of the shares relate to a prior RSU Award dated October 24, 2022.
APPLIED OPTOELECTRONICS, INC. Chief Financial Officer Murry Stefan J. reported an open-market sale of 4,000 shares of common stock on July 10, 2026 at a weighted-average price of $122.09 per share under a Rule 10b5-1 trading plan, leaving 380,576 shares directly owned.
AAOI Rule 144 notice: A Form 144 submission lists proposed sales of Common stock by a holder and related transactions. The excerpt shows multiple Common share dispositions and planned sale activity, including entries dated 05/19/2026 and prior months, with specific share counts and dollar amounts recorded.
Applied Optoelectronics, Inc. has signed a design-build agreement with LCC3 Solution Inc. for a major expansion of its manufacturing capacity in Houston, Texas. The project covers design and construction of about 195,591 square feet of ISO Class 6 cleanroom space, plus office and logistics areas, for a total contract amount of approximately $94.1 million.
The contract runs on monthly progress payments with a 10% retainage held until final completion. It includes liquidated damages for delays capped at $4.9 million, along with potential schedule and performance incentives totaling up to $15.8 million. Substantial completion is targeted for January 10, 2027.
APPLIED OPTOELECTRONICS, INC. officer Chang Hung-Lun (Fred) sold 40,329 shares of common stock in open-market transactions on June 17, 2026 at a weighted average price of $170.60 per share. The sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on March 18, 2026.
The shares were sold in multiple trades at actual prices ranging from $168.00 to $173.78 per share. Following these transactions, Chang directly holds 286,124 shares of APPLIED OPTOELECTRONICS common stock.
Applied Optoelectronics, Inc. officer Yeh Shu-Hua (Joshua) reported an open-market sale of 6,000 shares of common stock. The weighted average sale price was $171.89 per share, with actual prices ranging from $171.00 to $173.51.
The transactions were executed under a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2026. Following these sales, he directly holds 394,207 shares of Applied Optoelectronics common stock.
AAOI reported a Form 144 notice disclosing the sale of 10,000 shares of Common Stock by Shu-Hua Yeh on 06/05/2026. The filing shows an aggregate sale value of $2,050,770. Several prior stock awards are listed with grant dates in 2022.