AAON CAO exercises options, sells 9,672 shares
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
AAON, INC. Chief Accounting Officer Rebecca Thompson reported an exercise-and-sell transaction in company stock. She exercised stock options to acquire 9,672 shares of common stock at $29.48 per share, then sold the same 9,672 shares in open-market trades at a weighted average price of $136.59 per share. The sales were executed in multiple trades between $125.73 and $148.88. After these transactions, she holds 27,681 shares of AAON common stock directly and 4,230 shares indirectly through a 401(k) plan, and retains several stock option awards covering additional shares of common stock.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
3 txns
Insider
Thompson Rebecca
Role
Chief Accounting Officer
Sold
9,672 shs ($1.32M)
Approx. gross sale proceeds
$1.32M
Approx. exercise cost
$285K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (Right to Buy) | 9,672 | $29.48 | $285K |
| Exercise | Common Stock, par value $.004 | 9,672 | $29.48 | $285K |
| Sale | Common Stock, par value $.004 | 9,672 | $136.59 | $1.32M |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Common Stock, par value $.004 | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 145,600 contracts (Direct);
Common Stock, par value $.004 — 27,681 shares (Direct);
Common Stock, par value $.004 — 4,230 shares (Indirect, 401(k) Plan)
Footnotes (1)
- F1. This transaction was executed in multiple trades at prices ranging from $125.73 to $148.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Key Figures
Shares sold: 9,672 shares
Weighted average sale price: $136.59/share
Option exercise price: $29.48/share
+4 more
7 metrics
Shares sold
9,672 shares
Open-market sale of common stock
Weighted average sale price
$136.59/share
Common stock sale price range $125.73–$148.88
Option exercise price
$29.48/share
Stock options exercised for 9,672 shares
Direct holdings after transaction
27,681 shares
AAON common stock held directly
Indirect 401(k) holdings
4,230 shares
AAON common stock held via 401(k) plan
Largest remaining option block
91,500 underlying shares at $27.58
Stock option (Right to Buy) expiring 2029-03-11
Long-dated option grant
15,762 underlying shares at $91.51
Stock option (Right to Buy) expiring 2036-03-11
Key Terms
Stock Option (Right to Buy), weighted average sales price, 401(k) Plan, derivative exercise/conversion
4 terms
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy), underlying security is Common Stock"
weighted average sales price financial
"The price reported above reflects the weighted average sales price."
401(k) Plan financial
"nature_of_ownership: 401(k) Plan for indirect common stock holdings"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion for stock option transaction"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did AAON (AAON) report for Chief Accounting Officer Rebecca Thompson?
AAON’s Chief Accounting Officer Rebecca Thompson exercised options for 9,672 shares at $29.48 and then sold 9,672 shares at a weighted average of $136.59 per share. The sale was executed in multiple open-market trades.
What stock options did Rebecca Thompson exercise in the latest AAON Form 4?
In the latest AAON Form 4, Rebecca Thompson exercised stock options for 9,672 shares of common stock at an exercise price of $29.48 per share. The exercised options were reported as derivative securities converted into non-derivative common stock.
Does Rebecca Thompson retain additional AAON stock options after this Form 4 transaction?
Yes. The Form 4 shows multiple remaining stock option awards, including one with an exercise price of $27.58 per share expiring in 2030 and others with exercise prices such as $36.13, $48.91, and $91.51, each tied to AAON common stock.
What does the footnote in Rebecca Thompson’s AAON Form 4 explain about the sale price?
The footnote explains the sale was executed in multiple trades at prices between $125.73 and $148.88. The reported $136.59 figure is a weighted average sales price, and detailed trade data is available upon request.
AI-generated analysis. How Rhea-AI works. Not financial advice.
