STOCK TITAN

AAON (AAON) CAO exercises options and sells 9,672 shares of stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AAON, INC. Chief Accounting Officer Rebecca Thompson reported an exercise-and-sell transaction in company stock. She exercised stock options to acquire 9,672 shares of common stock at $29.48 per share, then sold the same 9,672 shares in open-market trades at a weighted average price of $136.59 per share. The sales were executed in multiple trades between $125.73 and $148.88. After these transactions, she holds 27,681 shares of AAON common stock directly and 4,230 shares indirectly through a 401(k) plan, and retains several stock option awards covering additional shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Thompson Rebecca
Role Chief Accounting Officer
Sold 9,672 shs ($1.32M)
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 9,672 $29.48 $285K
Exercise Common Stock, par value $.004 9,672 $29.48 $285K
Sale Common Stock, par value $.004 9,672 $136.59 $1.32M
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Common Stock, par value $.004 -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 0 shares (Direct, null); Common Stock, par value $.004 — 37,353 shares (Direct, null); Common Stock, par value $.004 — 4,230 shares (Indirect, 401(k) Plan)
Footnotes (1)
  1. [object Object]
Shares sold 9,672 shares Open-market sale of common stock
Weighted average sale price $136.59/share Common stock sale price range $125.73–$148.88
Option exercise price $29.48/share Stock options exercised for 9,672 shares
Direct holdings after transaction 27,681 shares AAON common stock held directly
Indirect 401(k) holdings 4,230 shares AAON common stock held via 401(k) plan
Largest remaining option block 91,500 underlying shares at $27.58 Stock option (Right to Buy) expiring 2029-03-11
Long-dated option grant 15,762 underlying shares at $91.51 Stock option (Right to Buy) expiring 2036-03-11
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy), underlying security is Common Stock"
weighted average sales price financial
"The price reported above reflects the weighted average sales price."
401(k) Plan financial
"nature_of_ownership: 401(k) Plan for indirect common stock holdings"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion for stock option transaction"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thompson Rebecca

(Last)(First)(Middle)
2425 S YUKON AVE

(Street)
TULSA OKLAHOMA 74107

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AAON, INC. [ AAON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $.00405/07/2026M9,672A$29.4837,353D
Common Stock, par value $.00405/07/2026S9,672D$136.59(1)27,681D
Common Stock, par value $.0044,230I401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$27.5803/11/202003/11/2029Common Stock91,50091,500D
Stock Option (Right to Buy)$29.4805/07/2026M9,67203/11/202103/11/2030Common Stock9,672$29.480D
Stock Option (Right to Buy)$48.9103/11/202203/11/2031Common Stock13,48213,482D
Stock Option (Right to Buy)$36.1303/15/202303/15/2032Common Stock8,8208,820D
Stock Option (Right to Buy)$62.0403/06/202403/06/2033Common Stock6,3946,394D
Stock Option (Right to Buy)$79.7303/11/202503/11/2034Common Stock4,6024,602D
Stock Option (Right to Buy)$82.3903/11/202603/11/2035Common Stock5,0405,040D
Stock Option (Right to Buy)$91.5103/11/202703/11/2036Common Stock15,76215,762D
Explanation of Responses:
1. This transaction was executed in multiple trades at prices ranging from $125.73 to $148.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks:
Rebecca Thompson05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AAON (AAON) report for Chief Accounting Officer Rebecca Thompson?

AAON’s Chief Accounting Officer Rebecca Thompson exercised options for 9,672 shares at $29.48 and then sold 9,672 shares at a weighted average of $136.59 per share. The sale was executed in multiple open-market trades.

At what prices were Rebecca Thompson’s AAON shares sold in this Form 4 filing?

Rebecca Thompson’s AAON shares were sold at a weighted average price of $136.59 per share. According to the filing, individual trades occurred in a price range from $125.73 to $148.88 on the transaction date.

How many AAON shares does Rebecca Thompson hold after the reported Form 4 transactions?

Following the reported transactions, Rebecca Thompson holds 27,681 AAON common shares directly. She also holds 4,230 shares indirectly through a 401(k) plan, in addition to multiple outstanding stock option awards over AAON common stock.

What stock options did Rebecca Thompson exercise in the latest AAON Form 4?

In the latest AAON Form 4, Rebecca Thompson exercised stock options for 9,672 shares of common stock at an exercise price of $29.48 per share. The exercised options were reported as derivative securities converted into non-derivative common stock.

Does Rebecca Thompson retain additional AAON stock options after this Form 4 transaction?

Yes. The Form 4 shows multiple remaining stock option awards, including one with an exercise price of $27.58 per share expiring in 2030 and others with exercise prices such as $36.13, $48.91, and $91.51, each tied to AAON common stock.

What does the footnote in Rebecca Thompson’s AAON Form 4 explain about the sale price?

The footnote explains the sale was executed in multiple trades at prices between $125.73 and $148.88. The reported $136.59 figure is a weighted average sales price, and detailed trade data is available upon request.