Apple’s Jennifer Newstead sells 1,438 shares

Apple’s SVP and general counsel reported RSU vesting with tax withholding and a small 10b5-1 plan share sale on September 15, 2026.

Rhea-AI Filing Summary

Apple Inc. (AAPL) executive Jennifer Newstead, SVP, GC and Government Affairs, reported multiple equity transactions on September 15, 2026. She settled 30,104 restricted stock units (RSUs)16,228 shares to satisfy tax withholding requirements1,438 common shares at $330.19 per share pursuant to a Rule 10b5-1 trading plan adopted May 5, 2026

Insider Trade Summary 10b5-1

Exercise and sale activity reported; no spread calculated

Exercise and Sale 4 txns

Insider Newstead Jennifer

Role SVP, GC and Government Affairs

Sold 1,438 shs ($475K)

Approx. gross sale proceeds $475K

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit F2, F4	30,104	--	--
Sale	Common Stock F1	1,438	$330.19	$475K
Exercise	Common Stock F2	30,104	--	--
Tax Withholding	Common Stock F3	16,228	$331.34	$5.38M

Holdings After Transaction: Restricted Stock Unit — 180,624 contracts (Direct); Common Stock — 46,790 shares (Direct)

Footnotes (4)

1. F1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2026.
2. F2. Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
3. F3. Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.
4. F4. This award was granted on February 15, 2026. 20% of the total number of RSUs subject to the award vested on March 15, 2026, and 10% of the total number of RSUs subject to the award vested on each of June 15, 2026 and September 15, 2026. 10% of the total number of RSUs subject to the award are scheduled to vest on December 15, 2026; 8.75% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2027; 2.5% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2028; and 1.25% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2029, subject to the terms and conditions of the underlying award agreement.

Key Figures

RSUs settled: 30,104 units Shares sold: 1,438 shares Sale price per share: $330.19 per share +4 more

7 metrics

RSUs settled 30,104 units RSUs converted into Apple common stock on September 15, 2026

Shares sold 1,438 shares Apple common stock sold on September 15, 2026 under a Rule 10b5-1 plan

Sale price per share $330.19 per share Price for 1,438 Apple common shares sold on September 15, 2026

Shares withheld for taxes 16,228 shares Shares withheld by Apple to satisfy tax withholding on RSU vesting

RSUs held after transaction 180,624 units Restricted stock units reported as held following the September 15, 2026 settlement

RSU grant date February 15, 2026 Grant date of the RSU award subject to scheduled vesting through 2029

Initial vesting tranche 20% of RSUs Portion of the RSU award that vested on March 15, 2026

Key Terms

Rule 10b5-1 trading plan, Restricted Stock Unit ("RSU"), tax withholding requirements, vesting date, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"This transaction was made pursuant to a Rule 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Restricted Stock Unit ("RSU") financial

"Each restricted stock unit ("RSU") represents the right to receive"

tax withholding requirements financial

"Shares withheld by Apple to satisfy tax withholding requirements on vesting"

vesting date financial

"settlement of RSUs in shares of common stock on their scheduled vesting date"

award agreement financial

"subject to the terms and conditions of the underlying award agreement"

An award agreement is a legal contract that spells out the terms of a pay or equity grant—such as stock options, restricted shares, or cash bonuses—given to an employee, director or consultant. It describes what is being granted, any conditions for keeping it (for example, earning it over time or meeting performance targets), and what happens if the person leaves or breaks rules. Investors care because these agreements affect company costs, potential share dilution and how executives are motivated and rewarded.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity transactions did AAPL executive Jennifer Newstead report on September 15, 2026?

She reported settlement of 30,104 RSUs into common stock, Apple’s withholding of 16,228 shares for tax obligations, and a sale of 1,438 common shares at $330.19 per share on September 15, 2026.

Was the AAPL insider share sale made under a Rule 10b5-1 plan?

Yes. The sale of 1,438 Apple common shares at $330.19 per share was made pursuant to a Rule 10b5-1 trading plan adopted by Jennifer Newstead on May 5, 2026, according to the filing footnote.

How many Apple shares were withheld for taxes from Jennifer Newstead’s RSU vesting?

Apple withheld 16,228 shares of common stock to satisfy tax withholding requirements related to the vesting of Jennifer Newstead’s RSUs. The filing states that these shares were withheld and that no shares were sold for this tax payment.

What RSU award is vesting for AAPL’s Jennifer Newstead and over what period?

The RSU award was granted on February 15, 2026. It vests in tranches from March 15, 2026 through December 15, 2029, including 20% on March 15, 2026, 10% on several 2026–2028 dates, and smaller percentages in 2028–2029.

How many RSUs does Jennifer Newstead hold after the September 15, 2026 Apple transactions?

After the September 15, 2026 RSU settlement, she is reported as holding 180,624 restricted stock units, each representing the right to receive one share of Apple common stock at settlement, subject to the award’s terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 06:31 PM Accepted by SEC EDGAR 09/17/2026 - 06:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newstead Jennifer

(Last) (First) (Middle)

ONE APPLE PARK WAY

(Street)

CUPERTINO CALIFORNIA 95014

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Apple Inc. [ AAPL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, GC and Government Affairs

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	09/15/2026		S		1,438	D	$330.19	32,914	D
Common Stock	09/15/2026		M		30,104	A	(2)	63,018	D
Common Stock(3)	09/15/2026		F		16,228	D	$331.34	46,790	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(2)	09/15/2026		M			30,104	(4)	(4)	Common Stock	30,104	(2)	180,624	D

Explanation of Responses:

1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2026.

2. Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

3. Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

4. This award was granted on February 15, 2026. 20% of the total number of RSUs subject to the award vested on March 15, 2026, and 10% of the total number of RSUs subject to the award vested on each of June 15, 2026 and September 15, 2026. 10% of the total number of RSUs subject to the award are scheduled to vest on December 15, 2026; 8.75% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2027; 2.5% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2028; and 1.25% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2029, subject to the terms and conditions of the underlying award agreement.

	/s/ Sam Whittington, Attorney-in-Fact for Jennifer Newstead	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)