AllianceBernstein grants 11,554 units to Chief Accounting Officer

AllianceBernstein Holding L.P. reported an equity compensation grant to its Chief Accounting Officer on December 10, 2025.

Accepted by SEC EDGAR 12/12/2025 - 04:04 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. reported an equity compensation grant to its Chief Accounting Officer on December 10, 2025. The officer received a long-term incentive award of 11,554 AB Holding Units, valued using the closing price of $41.11 per unit on that date. These units are held in a rabbi trust under the company’s incentive compensation award program until they vest and are delivered.

The award vests in three equal annual installments on December 1, 2026, 2027, and 2028, subject to agreements and covenants in the award documentation. Following this transaction, the officer beneficially owns 28,069 AB Holding Units, held indirectly through the rabbi trust.

Insider Trade Summary

Grant/Award: 11,554 shares

Grant/Award 1 txn

Insider Simeone Thomas

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	AB Holding Units	11,554	$41.11	$475K

Holdings After Transaction: AB Holding Units — 28,069 shares (Indirect, through rabbi trust under employee incentive compensation award program)

Holdings Before and After: AB Holding Units, 16,515 to 28,069 shares (Indirect, through rabbi trust under employee incentive compensation award program)

Footnotes (3)

1. F1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
2. F2. Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,554 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.
3. F3. The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AllianceBernstein (AB) report in this Form 4?

AllianceBernstein reported a long-term incentive equity award to its Chief Accounting Officer, consisting of 11,554 AB Holding Units granted on December 10, 2025.

How many AllianceBernstein (AB) units does the officer own after this transaction?

After the reported award, the Chief Accounting Officer beneficially owns 28,069 AB Holding Units, held indirectly through a rabbi trust under the incentive compensation program.

What is the vesting schedule for the 11,554 AB Holding Units granted?

The 11,554 AB Holding Units vest in three equal annual increments on December 1, 2026, December 1, 2027, and December 1, 2028, subject to the award agreement.

At what price were the AllianceBernstein (AB) units valued for this award?

The award was valued using the closing price of an AB Holding Unit of $41.11 on December 10, 2025, the date on which the award was approved and valued.

How is the AllianceBernstein (AB) equity award held until vesting?

The AB Holding Units are held in a rabbi trust under AllianceBernstein’s incentive compensation award program until they vest and are delivered to the officer.

What is the reporting person’s role at AllianceBernstein (AB)?

The reporting person in this Form 4 is an Officer of AllianceBernstein Holding L.P., serving as the company’s Chief Accounting Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Simeone Thomas

(Last) (First) (Middle)

C/O ALLIANCEBERNSTEIN

501 COMMERCE STREET

(Street)

NASHVILLE TN 37203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN HOLDING L.P. [ AB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
AB Holding Units(1)	12/10/2025		A		11,554(2)	A	$41.11(3)	28,069	I	through rabbi trust under employee incentive compensation award program

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

2. Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,554 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.

3. The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).

Remarks:

	/s/ Thomas Simeone	12/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.