Abacus Global Management (ABX) CFO receives 357,770-share RSU grant

Rhea-AI Filing Summary

Abacus Global Management, Inc. reported that Chief Financial Officer William Hugh McCauley Jr. acquired 357,770 shares of common stock through a grant of restricted stock units. These units were tied to performance-based goals set on May 8, 2025, which have now been met. The RSUs will vest in three equal installments on each of the first three anniversaries of the grant date, and following this award he holds 1,152,770 common shares directly. This is a compensation-related equity grant rather than an open-market purchase.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McCauley William Hugh JR

(Last) (First) (Middle)

2101 PARK CENTER DRIVE, SUITE 200

(Street)

ORLANDO FL 32835

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Abacus Global Management, Inc. [ ABX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/12/2026		A		357,770(1)	A	$10.1	1,152,770	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects Issuer's grant of 357,770 Restricted Stock Units (RSUs) that were made subject to performance-based vesting on May 8, 2025 for which the performance-based criteria have now been satisfied. These RSUs vest one-third (1/3) of the total amount that satisfied the performance-based vesting criteria on each of the first three anniversaries of the grant date.

Remarks:

	/s/ William Hugh McCauley, Jr.	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Abacus Global Management (ABX) disclose for its CFO?

Abacus Global Management disclosed that its CFO, William Hugh McCauley Jr., received 357,770 restricted stock units as an equity grant. The award followed satisfaction of performance-based conditions and increased his direct common stock holdings to 1,152,770 shares.

Was the ABX CFO’s Form 4 transaction a stock purchase or a compensation grant?

The Form 4 shows a compensation-related grant, not an open-market stock purchase. The CFO acquired 357,770 restricted stock units coded as a grant or award, reflecting equity-based pay rather than buying shares in the market.

How do the CFO’s new restricted stock units at Abacus Global Management vest?

The 357,770 restricted stock units vest over time after performance goals were met. One-third of the units that satisfied the performance-based criteria will vest on each of the first three anniversaries of the May 8, 2025 grant date.

What is the CFO’s total Abacus Global Management share ownership after this Form 4 filing?

After the award, the CFO directly holds 1,152,770 shares of Abacus Global Management common stock. This total includes the newly granted restricted stock units, which add to his existing direct equity position in the company.

What does transaction code "A" mean in the ABX CFO’s Form 4 filing?

Transaction code "A" in the filing indicates a grant, award, or other acquisition of securities. For the Abacus Global Management CFO, it reflects a grant of 357,770 restricted stock units as part of his compensation package.