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Abacus Global (ABX) CFO plans NYSE stock sale via UBS under Rule 144

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Abacus Global Management, Inc. (ABX) received a notice that William Hugh McCauley, its CFO and COO, intends to sell common stock under Rule 144. The planned sale covers 125,000 common shares through UBS Financial Services Inc., to be traded on the NYSE.

The filing lists an aggregate market value of $1,157,500 for these shares and states that 97,792,000 common shares were outstanding. The shares to be sold are linked to compensation-related RSU grants from Abacus Global Management, Inc., with acquisition dates in 2026.

Positive

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Negative

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Planned shares to be sold 125,000 shares Common stock covered by the Rule 144 notice
Aggregate market value of planned sale $1,157,500 Market value stated for the 125,000 shares
Shares outstanding 97,792,000 shares Common shares of Abacus Global Management, Inc. reported as outstanding
RSU-related shares (July 2026 grant) 101,084 shares Common shares acquired via RSU compensation dated 07/07/2026
RSU-related shares (May 2026 grant) 72,330 shares Common shares acquired via RSU compensation dated 05/08/2026
Approximate date of sale 08/19/2026 Approximate sale date listed for the planned transaction
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
restricted stock units financial
"Common Shares | 07/07/2026 | RSU | Abacus Global Management Inc"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
aggregate market value financial
"Common Stock | UBS Financial Services Inc ... | 125000 | 1157500 | 97792000"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.
attorney-in-fact regulatory
"for UBS Financial Services Inc, as attorney-in-fact for William Hugh McCauley"
An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

What does the Form 144 filing mean for Abacus Global Management, Inc. (ABX)?

The filing indicates that William Hugh McCauley, CFO and COO, plans to sell 125,000 common shares of Abacus Global Management, Inc. under Rule 144 through UBS Financial Services Inc. on the NYSE.

How many ABX shares are planned to be sold under this Form 144 notice?

The notice covers a planned sale of 125,000 common shares of Abacus Global Management, Inc. These shares are to be sold through UBS Financial Services Inc., with trading expected on the NYSE.

What is the aggregate market value of the ABX shares in this planned Rule 144 sale?

The filing states an aggregate market value of $1,157,500 for the 125,000 common shares covered by the planned sale. This figure reflects the market value used for the Form 144 disclosure.

How many Abacus Global Management, Inc. (ABX) shares are outstanding according to the filing?

The Form 144 notice reports that 97,792,000 common shares of Abacus Global Management, Inc. were outstanding. This provides context for the 125,000 shares covered by the planned Rule 144 sale.

What is the source of the ABX shares being sold by William Hugh McCauley?

The shares are associated with RSU-based compensation from Abacus Global Management, Inc. The filing lists common shares acquired via RSUs as compensation on dates in 2026, which are part of the securities to be sold.

Who is executing the planned ABX share sale under Form 144?

The planned sale of 125,000 ABX common shares will be handled by UBS Financial Services Inc., which is identified as the broker in the Form 144, with trading to occur on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature