STOCK TITAN

Abacus Global (ABX) 10% owner shifts 38K shares into exchange fund

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Kirby Kevin Scott reported reported sale transactions in this Form 4 filing.

Abacus Global Management, Inc. ten percent owner Kirby Kevin Scott reported a disposition of 38,334 shares of common stock on August 3, 2026. The shares were contributed to the Fidelity Exchange Fund in exchange for an interest in the fund and valued at $10.31 per share using the July 31, 2026 closing price. After the transaction he directly held 12,610,305 shares and indirectly held 86,207 shares through an LLC jointly owned with his spouse.

Positive

  • None.

Negative

  • None.
Insider Kirby Kevin Scott
Role 10% Owner
Sold 38,334 shs ($395K)
Type Security Shares Price Value
Sale Common Stock F1 38,334 $10.31 $395K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 12,610,305 shares (Direct); Common Stock — 86,207 shares (Indirect, By LLC jointly owned with spouse)
Footnotes (1)
  1. F1. Represents shares of the Issuer's common stock contributed by the Reporting Person to the Fidelity Exchange Fund (the "Fund") in exchange for an interest in the Fund, pursuant to a contribution arrangement among the Reporting Person and the Fund. The shares were held in escrow pending the contribution and were valued using the Issuer's closing share price on July 31, 2026; the contribution to the Fund was completed on August 3, 2026.
Shares disposed 38,334 shares of Common Stock Contributed on August 3, 2026 to the Fidelity Exchange Fund
Per-share valuation $10.31 per share Value based on closing share price on July 31, 2026 for the contribution
Direct holdings after transaction 12,610,305 shares Directly owned Abacus Global common stock following the reported disposition
Indirect holdings after transaction 86,207 shares Indirectly owned via an LLC jointly owned with spouse
Fidelity Exchange Fund financial
"shares were contributed to the Fidelity Exchange Fund in exchange for an interest"
escrow financial
"The shares were held in escrow pending the contribution and were valued"
A neutral third party holds money, documents, or assets until both sides in a transaction meet agreed conditions, like a safety deposit box that only opens when everyone fulfills the rules. For investors, escrow reduces risk and increases certainty by ensuring payments or shares are released only when contractual steps are completed, which affects deal timing, legal protection, and the likelihood that a transaction will close as planned.
ten percent owner financial
"Reporting Person is a ten percent owner of the issuer"
indirect ownership financial
"Indirect holdings reported as By LLC jointly owned with spouse"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Abacus Global (ABX) insider Kirby Kevin Scott report in this Form 4?

Kirby Kevin Scott reported disposing of 38,334 shares of Abacus Global common stock on August 3, 2026. The shares were contributed to the Fidelity Exchange Fund in exchange for an interest in the fund rather than sold in an open market transaction.

How many Abacus Global (ABX) shares were contributed and at what valuation?

He contributed 38,334 shares of Abacus Global common stock to the Fidelity Exchange Fund. These shares were valued at $10.31 per share, based on Abacus Global’s closing share price on July 31, 2026 used for the contribution.

What are Kirby Kevin Scott’s Abacus Global (ABX) holdings after the transaction?

After the contribution, he directly held 12,610,305 shares of Abacus Global common stock. He also indirectly held an additional 86,207 shares through an LLC that is jointly owned with his spouse, reflecting continued substantial ownership.

Was the Abacus Global (ABX) transaction an open market sale?

No. Although coded as a disposition, the 38,334 shares were contributed to the Fidelity Exchange Fund in exchange for an interest in that fund. The shares were held in escrow pending the contribution and then transferred, not sold in the open market.

Did the Abacus Global (ABX) Form 4 indicate a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox was not marked as an affirmative plan. The footnote describes a contribution arrangement with the Fidelity Exchange Fund, but does not indicate that the transaction occurred under a Rule 10b5-1 trading plan.

How do the valuation and completion dates differ for this Abacus Global (ABX) transaction?

The contributed shares were valued using Abacus Global’s July 31, 2026 closing share price. However, the contribution to the Fidelity Exchange Fund was completed on August 3, 2026, when the 38,334 shares were formally transferred in exchange for a fund interest.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kirby Kevin Scott

(Last)(First)(Middle)
333 SOUTH GARLAND AVENUE
SUITE 1500

(Street)
ORLANDO FLORIDA 32801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Abacus Global Management, Inc. [ ABX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S38,334(1)D$10.3112,610,305D
Common Stock86,207IBy LLC jointly owned with spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's common stock contributed by the Reporting Person to the Fidelity Exchange Fund (the "Fund") in exchange for an interest in the Fund, pursuant to a contribution arrangement among the Reporting Person and the Fund. The shares were held in escrow pending the contribution and were valued using the Issuer's closing share price on July 31, 2026; the contribution to the Fund was completed on August 3, 2026.
Remarks:
/s/ Kevin Scott Kirby08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)