STOCK TITAN

Abacus Global Management (ABX) 10% owner shifts 38K shares into exchange fund

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

McNealy Sean reported reported sale transactions in this Form 4 filing.

Sean McNealy, a 10% owner of Abacus Global Management, Inc., disposed of 38,333 shares of common stock on August 3, 2026 by contributing them to the Fidelity Exchange Fund in exchange for an interest in that fund. The shares were valued at $10.31 per share, using Abacus Global Management’s closing share price on July 31, 2026. After this transaction he directly held 12,610,606 shares and indirectly held 86,207 shares through an LLC jointly owned with his spouse.

Positive

  • None.

Negative

  • None.
Insider McNealy Sean
Role 10% Owner
Sold 38,333 shs ($395K)
Type Security Shares Price Value
Sale Common Stock F1 38,333 $10.31 $395K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 12,610,606 shares (Direct); Common Stock — 86,207 shares (Indirect, By LLC jointly owned with spouse)
Footnotes (1)
  1. F1. Represents shares of the Issuer's common stock contributed by the Reporting Person to the Fidelity Exchange Fund (the "Fund") in exchange for an interest in the Fund, pursuant to a contribution arrangement among the Reporting Person and the Fund. The shares were held in escrow pending the contribution and were valued using the Issuer's closing share price on July 31, 2026; the contribution to the Fund was completed on August 3, 2026.
Shares contributed 38,333 shares Common Stock contributed on August 3, 2026 to the Fidelity Exchange Fund
Reference price per share $10.31 per share Closing share price on July 31, 2026 used to value the contribution
Direct holdings after transaction 12,610,606 shares Direct Common Stock ownership reported following the August 3, 2026 contribution
Indirect holdings after transaction 86,207 shares Indirect ownership through an LLC jointly owned with spouse
Fidelity Exchange Fund financial
"contributed by the Reporting Person to the Fidelity Exchange Fund"
escrow financial
"The shares were held in escrow pending the contribution"
A neutral third party holds money, documents, or assets until both sides in a transaction meet agreed conditions, like a safety deposit box that only opens when everyone fulfills the rules. For investors, escrow reduces risk and increases certainty by ensuring payments or shares are released only when contractual steps are completed, which affects deal timing, legal protection, and the likelihood that a transaction will close as planned.
closing share price financial
"were valued using the Issuer's closing share price on July 31, 2026"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction in Abacus Global Management (ABX) did Sean McNealy report?

Sean McNealy reported disposing of 38,333 shares of Abacus Global Management (ABX) common stock. The shares were contributed to the Fidelity Exchange Fund on August 3, 2026 in exchange for an interest in that fund, rather than through an open-market sale.

At what price were Sean McNealy’s ABX shares valued for the exchange fund contribution?

The contributed ABX shares were valued at $10.31 per share. This price reflects Abacus Global Management’s closing share price on July 31, 2026, which was used under the contribution arrangement to determine the value of McNealy’s interest in the Fidelity Exchange Fund.

How many ABX shares does Sean McNealy own after this reported transaction?

After the transaction, Sean McNealy directly owns 12,610,606 ABX shares. He also indirectly holds 86,207 ABX shares through an LLC jointly owned with his spouse, according to the reported holdings following the August 3, 2026 contribution to the exchange fund.

Was Sean McNealy’s ABX transaction tied to a Rule 10b5-1 trading plan?

The transaction was not affirmed as occurring under a Rule 10b5-1 trading plan. The plan-related checkbox was left unchecked, and the footnote instead describes a specific contribution arrangement with the Fidelity Exchange Fund for an interest in that fund.

What is the nature of the indirect ABX ownership reported for Sean McNealy?

The indirect ABX ownership of 86,207 shares is held through an LLC jointly owned with his spouse. This indicates those shares are not held in his name directly but through a jointly owned entity, while his 12,610,606 shares are held directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McNealy Sean

(Last)(First)(Middle)
333 SOUTH GARLAND AVENUE
SUITE 1500

(Street)
ORLANDO FLORIDA 32801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Abacus Global Management, Inc. [ ABX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S38,333(1)D$10.3112,610,606D
Common Stock86,207IBy LLC jointly owned with spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's common stock contributed by the Reporting Person to the Fidelity Exchange Fund (the "Fund") in exchange for an interest in the Fund, pursuant to a contribution arrangement among the Reporting Person and the Fund. The shares were held in escrow pending the contribution and were valued using the Issuer's closing share price on July 31, 2026; the contribution to the Fund was completed on August 3, 2026.
Remarks:
/s/ Sean McNealy08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)