Welcome to our dedicated page for Associated Cap Group SEC filings (Ticker: AC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Associated Capital Group, Inc. (AC) SEC filings archive provides historical access to the company’s regulatory disclosures as a former NYSE registrant. While the company filed a Form 25 on August 25, 2025 to voluntarily remove its Class A common stock from NYSE listing and a Form 15 on September 4, 2025 to terminate or suspend its reporting obligations under the Securities Exchange Act of 1934, its prior filings remain an important source of information for investors analyzing its business and capital structure.
Before deregistration, Associated Capital filed annual reports on Form 10-K and quarterly reports on Form 10-Q that detailed its alternative investment management operations, assets under management by strategy, revenues from investment advisory and incentive fees, operating expenses, non-operating investment income, and balance sheet items such as cash, investments in securities and partnerships, and its investment in GAMCO stock. These reports also discussed the performance and availability of its merger arbitrage and other strategies and provided context on global M&A conditions.
The company’s current reports on Form 8-K document material events, including the August 15, 2025 announcement of its intention to voluntarily delist from the NYSE and deregister under Section 12(b) of the Exchange Act, as well as periodic releases of quarterly results and preliminary book value per share ranges. The Form 25 filed on August 25, 2025 formally notified the SEC of the removal of its Class A common stock from NYSE listing and registration, and the Form 15 filed on September 4, 2025 certified the termination or suspension of its duty to file ongoing reports.
On this page, Stock Titan surfaces these historical SEC filings and applies AI-powered summaries to help readers quickly understand the key points in complex documents. AI-generated highlights can clarify how Associated Capital describes its merger arbitrage strategy, capital management policies, investment income drivers, and the reasoning behind its NYSE delisting and move toward OTCQX quotation. Users can also review insider and ownership-related filings, where available, to study historical equity structure and governance disclosures tied to the AC ticker.
GAMCO Investors, Inc., Associated Capital Group, Inc., GGCP, Inc. and Mario J. Gabelli reported changes in beneficial ownership of Atlanta Braves Holdings, Inc. (BATRA). On 09/29/2025 a sale of 500 shares of Series A Common Stock was reported at a price of $45.35; disgorgement for that sale will be paid to the issuer by a Limited Partnership. The filing lists additional holdings and disposals across affiliated entities and shows multiple indirect ownership stakes held by Investment Partnership I–V and other affiliated entities. The reporting persons disclaim ownership beyond their pecuniary interests; signatures on the form are dated 09/30/2025.
Associated Capital Group, Inc. and related reporting persons disclosed multiple share disposals of Tredegar Corp (reported issuer symbol in filing: TG) via indirect investment partnerships. The Form 4 shows sales on 09/26/2025 and 09/29/2025 totaling at least 2,200 shares sold at prices of $7.9575 and $8.02 respectively, after which one line reports 0 shares held indirectly for that specificholding. The filing also reports an additional 4,000 shares attributed to Investment Partnership II and 300 shares attributed to Investment Partnership III as indirect beneficial ownership. The reporting persons clarify these holdings are indirect and that each entity holds less than 100% interest in the others.
Associated Capital Group, Inc. and related reporting persons disclosed multiple sales of Atlanta Braves Holdings, Inc. (BATRA) Series A common stock. The filings show sales on 09/25/2025 (800 shares at $45.41) and 09/26/2025 (500 shares at $45.51), along with additional reported dispositions and indirect holdings across several investment partnerships and entities. The reporting persons state that disgorgement will be paid to the issuer by a limited partnership for the noted sale and that the ownership figures reflect total amounts held by entities in which the reporting persons have less than 100% pecuniary interest. The form is signed by attorneys/authorized officers on 09/26/2025.
Form 4 summary for TREDEGAR CORP (TG) - Multiple related reporting persons filed a Section 16 Form 4 disclosing dispositions of Tredegar common stock on 09/24/2025. The filing shows a sale of 800 shares at $8.0245 per share. Following the reported transaction, 2,200 shares are shown as indirectly beneficially owned by an entity identified as Investment Partnership I. Additional positions reported in the filing include 4,000 shares reported as disposed owned by Associated Capital Group, Inc., 4,000 shares held indirectly by Investment Partnership II, and 300 shares held indirectly by Investment Partnership III. Reporting parties include GAMCO Investors, Inc., Associated Capital Group, Inc., GGCP, Inc., and Mario J. Gabelli, with signatures by authorized filers.
TREDEGAR CORP (TG) insiders reported transactions on 09/19/2025. GAMCO Investors, Associated Capital Group, GGCP, Inc., and Mario J. Gabelli, each identified as a director and 10% owner or affiliated with those entities, disclosed a sale of 2,700 shares of Tredegar common stock at a price of $8.1556 per share. After the reported transactions, the filing shows 3,000 shares beneficially owned indirectly through Investment Partnership I and additional indirect holdings of 4,000 and 300 shares through Investment Partnership II and III, respectively.
The filing clarifies ownership structure: GAMCO Investors and Associated Capital Group hold less than 100% of the named entities, GGCP holds less than 100% of GAMCO and Associated Capital, and Mario J. Gabelli holds less than 100% of GGCP; the reporting persons disclaim ownership beyond their pecuniary interests. The Form 4 is signed by authorized representatives on 09/22/2025.
Reporting persons including GAMCO Investors, Associated Capital Group, GGCP Inc., and Mario J. Gabelli disclosed multiple sales of Atlanta Braves Holdings, Inc. Series A common stock in mid-September 2025. Reported transactions include an 800-share sale on 09/18/2025 at $45.4888 and a 1,100-share sale on 09/19/2025 at $45.1945, plus additional dispositions or indirect ownership adjustments totaling at least 98,452 shares across several entries. Post-transaction beneficial ownership amounts shown include 2,900 shares and 1,800 shares for specific entries, with other blocks held indirectly by named investment partnerships and entities. The filings note disgorgement payments to the issuer for the two sales and explain that reported beneficial ownership reflects total holdings of entities exceeding the reporting persons' direct pecuniary interests.
Insider dispositions reported for Tredegar Corp (TG). Multiple affiliated reporting persons including GAMCO Investors, Associated Capital Group, GGCP, Inc. and Mario J. Gabelli disclosed transactions in the issuer's common stock. The filing shows a sale on 09/16/2025 of 800 shares at $8.0863. After the reported activity, the filing lists indirect beneficial ownership positions of 5,700 shares (Investment Partnership I), 4,000 shares (Investment Partnership II) and 300 shares (Investment Partnership III). The report includes an explanatory note that the entities and Mr. Gabelli have less than 100% interest in the listed entities and disclaim ownership beyond their pecuniary interests.
Tredegar Corp (TG) insiders disclosed sales of common stock on 09/15/2025. Reporting persons include GAMCO Investors, Inc., Associated Capital Group, Inc., GGCP, Inc. and Mario J. Gabelli, each identified as a director and 10% owner. The filing shows a sale of 1,500 shares at $8.0853 and additional dispositions totaling 4,000 shares (noted as owned by Associated Capital Group, Inc.). After the transactions, the filing reports indirect beneficial holdings of 6,500; 4,000; and 300 shares through three investment partnerships.
The filing includes an explanation that the reporting entities and Mr. Gabelli have less than 100% interests in the named entities and disclaim ownership beyond their pecuniary interests. The form is signed and dated 09/16/2025.
Associated Capital Group, Inc. filed a Form 25 to remove its Class A Common Stock, $0.001 par value, from listing and registration under Section 12(b) of the Securities Exchange Act of 1934. The company states it has complied with the exchange’s rules and the requirements for a voluntary withdrawal of this class of securities.