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AC Immune (ACIU) CEO discloses equity and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AC Immune SA Chief Executive Officer Andrea Pfeifer filed an initial statement of beneficial ownership, reporting 3,840,288 Common Shares held directly and 14,000 Common Shares held indirectly by her spouse. The direct position includes 1,921,005 Common Shares underlying outstanding restricted share units.

The filing also lists several fully vested share options over Common Shares with exercise prices between 2.03 and 9.53 per share and expiration dates from 2027 through 2032, providing a detailed snapshot of the CEO’s current equity-based incentives.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Pfeifer Andrea

(Last)(First)(Middle)
EPFL INNOVATION PARK, BUILDING B

(Street)
LAUSANNE1015

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
AC Immune SA [ ACIU ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares3,840,288(1)D
Common Shares14,000IBy spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Option (right to buy) (2)07/01/2027Common Shares102,811$9.53D
Share Option (right to buy) (2)10/28/2028Common Shares132,075$8.51D
Share Option (right to buy) (2)06/27/2029Common Shares132,837$5.39D
Share Option (right to buy) (2)06/25/2030Common Shares174,251$6.95D
Share Option (right to buy) (2)06/24/2031Common Shares218,216$7.23D
Share Option (right to buy) (2)06/23/2032Common Shares172,500$3.15D
Share Option (right to buy) (2)12/31/2032Common Shares644,444$2.03D
Explanation of Responses:
1. Includes 1,921,005 common shares underlying outstanding restricted share units.
2. The share option is fully vested.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Matthias Maurer, attorney-in-fact for Andrea Pfeifer03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does AC Immune (ACIU) CEO Andrea Pfeifer report in this Form 3?

Andrea Pfeifer reports her initial equity holdings in AC Immune. She lists 3,840,288 Common Shares held directly, 14,000 Common Shares held indirectly through her spouse, plus multiple fully vested share options over additional Common Shares with specified exercise prices and expiration dates.

How many AC Immune (ACIU) shares does the CEO hold directly and indirectly?

The CEO holds 3,840,288 shares directly and 14,000 indirectly. The indirect shares are held by her spouse, while the direct position includes 1,921,005 Common Shares underlying outstanding restricted share units, as disclosed in the footnotes.

What restricted share units does AC Immune (ACIU) disclose for its CEO?

The filing states that 1,921,005 Common Shares are underlying restricted share units. These RSUs are included within Andrea Pfeifer’s direct holding of 3,840,288 Common Shares, highlighting a significant component of her equity-based compensation.

What share options are reported for the AC Immune (ACIU) CEO?

The CEO holds several fully vested share options over Common Shares. Exercise prices range from 2.03 to 9.53 per share, with option expiration dates running from 2027 through 2032, outlining a long-dated incentive structure tied to future share performance.

Does this AC Immune (ACIU) Form 3 show any recent share purchases or sales?

The Form 3 functions as an initial ownership report, not a trade record. The transactions are coded as holdings with unknown transaction direction, indicating this disclosure establishes Andrea Pfeifer’s existing positions rather than documenting new purchases or sales.
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