[Form 4] Ascent Industries Co. Insider Trading Activity

Rhea-AI Filing Summary

Benjamin L. Rosenzweig, a director of Ascent Industries Co. (ACNT), reported a Section 16 transaction on Form 4 showing a gift of common stock. The filing discloses that on 08/18/2025 Mr. Rosenzweig made a gift of 93,799 shares (transaction code G), leaving him with 2,798 shares of common stock following the transaction. The Form 4 is signed and dated 08/19/2025. No price was reported because the transaction was a gift, and no derivative or option activity is disclosed. The filing provides a straightforward record of an insider transfer of equity rather than a market sale or purchase.

Positive

• Timely and complete disclosure of the insider transaction under Section 16 requirements
• Transaction coded correctly as a gift (G), indicating a non‑market transfer rather than a sale

Negative

• Large reduction in director's direct holdings: a gift of 93,799 shares reduced holdings to 2,798 shares
• Filing lacks recipient details of the gifted shares, so implications for control or related‑party ownership cannot be assessed

Insights

Corporate Governance Expert

TL;DR: Director reported a large gift of shares, reducing direct ownership to 2,798 shares; disclosure appears compliant and routine.

The Form 4 shows a single non‑derivative transaction: a gift of 93,799 common shares on 08/18/2025, coded as a G transaction, with 2,798 shares retained. From a governance and compliance perspective, the filing meets Section 16 disclosure requirements by identifying the reporting person, relationship to the issuer (director), the transaction date, transaction code, and resulting beneficial ownership. The absence of additional context in the filing (e.g., recipient or related party) is typical for a gift disclosure on Form 4; the form does not provide motive or tax details. Impact on ownership percentages or control cannot be assessed from this filing alone.

Securities Analyst

TL;DR: Significant number of shares transferred by a director via gift; transaction is non‑economic and disclosed as required.

The report records a substantial transfer of 93,799 shares categorized as a gift, with no cash consideration reported. Such transfers by insiders are not market transactions and therefore do not directly signal buying or selling intent related to company performance. The reduction to 2,798 shares held by the reporting person is material in absolute terms but its investor impact depends on the issuer's total shares outstanding, which is not provided in this filing. The entry is informational for shareholder register changes and compliance monitoring.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosenzweig Benjamin L

(Last) (First) (Middle)

79 WEST PACES FERRY ROAD

SUITE 200

(Street)

ATLANTA GA 30305

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/18/2025		G		93,799(1)	D	$0	2,798	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a gift by the Reporting Person

Remarks:

	Benjamin Rosenzweig	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Benjamin L. Rosenzweig report on Form 4 for ACNT?

The Form 4 reports a gift of 93,799 shares of Ascent Industries Co. common stock on 08/18/2025, leaving the reporting person with 2,798 shares.

What does transaction code G mean on a Form 4 for ACNT?

Transaction code G indicates the reported transfer was a gift, meaning no cash consideration was paid according to the filing.

When was the Form 4 signed and filed for this ACNT insider transaction?

The signature block shows Benjamin Rosenzweig signed the form on 08/19/2025.

Did the Form 4 report any option or derivative transactions for ACNT?

No. Table II for derivative securities shows no activity reported in this filing.

How many shares did the director own after the reported transaction for ACNT?

After the reported gift, the director beneficially owned 2,798 shares of common stock according to the Form 4.