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ACV Auctions withholds 17,818 shares for taxes

ACV Auctions’ chief legal officer’s shares were withheld for tax liability when previously granted time-based restricted stock units vested, rather than in a discretionary sale.

(Moderate)

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Form Type
4

Rhea-AI Filing Summary

ACV Auctions Inc. Chief Legal Officer Leanne Fitzgerald had 17,818 common shares withheld by the issuer on October 1, 2026, to cover tax liability upon vesting of previously granted time-based restricted stock units. The four reported withholding entries each list a price of $10.45 per share; a footnote says this was not a discretionary sale. Another footnote notes 628 shares acquired pursuant to the company’s 2021 Employee Stock Purchase Plan for the purchase period June 1, 2026, to September 17, 2026.

Insider Fitzgerald Leanne
Role Chief Legal Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1 4,158 $10.45 $43K
Tax Withholding Common Stock F1 7,183 $10.45 $75K
Tax Withholding Common Stock F1 3,553 $10.45 $37K
Tax Withholding Common Stock F1, F2 2,924 $10.45 $31K
Holdings After Transaction: Common Stock — 533,274 shares (Direct)
Footnotes (2)
  1. F1. These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.
  2. F2. Includes 628 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026.
Common shares withheld 17,818 shares Across four reported entries on October 1, 2026
Reported price per share $10.45 per share Listed for each withholding entry on October 1, 2026
Shares withheld 4,158 shares Entry dated October 1, 2026
Shares withheld 7,183 shares Entry dated October 1, 2026
Shares withheld 3,553 shares Entry dated October 1, 2026
Shares withheld 2,924 shares Entry dated October 1, 2026
Shares acquired under the Employee Stock Purchase Plan 628 shares Purchase period June 1, 2026, to September 17, 2026
time-based restricted stock unit financial
"vesting of a time-based restricted stock unit previously granted"
Employee Stock Purchase Plan (ESPP) financial
"2021 Employee Stock Purchase Plan (ESPP)"
vesting financial
"upon the vesting of a time-based restricted stock unit"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

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How many ACVA shares did Leanne Fitzgerald have withheld, and why?

ACV Auctions Inc. Chief Legal Officer Leanne Fitzgerald had 17,818 shares withheld by the issuer on October 1, 2026, to cover tax liability upon vesting of previously granted time-based restricted stock units. A footnote says the withholding was not a discretionary sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fitzgerald Leanne

(Last)(First)(Middle)
C/O ACV AUCTIONS INC.
640 ELLICOTT ST., SUITE 321

(Street)
BUFFALO NEW YORK 14203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ACV Auctions Inc. [ ACVA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/01/2026F4,158(1)D$10.45546,306D
Common Stock10/01/2026F7,183(1)D$10.45539,123D
Common Stock10/01/2026F3,553(1)D$10.45535,570D
Common Stock10/01/2026F2,924(1)D$10.45533,274(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.
2. Includes 628 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026.
Remarks:
/s/ Michelle Webb, Attorney-in-Fact10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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