Every Form 4 that Adamas Trust, Inc. 9.250% Senior Notes Due 2031 (ADAMO) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ADAMO and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ADAMO filings page.
Norcutt Steven G reported acquisition or exercise transactions in this Form 4 filing.
ADAMAS TRUST, INC. director Steven G. Norcutt received a grant of deferred stock units as equity compensation. He was awarded 14,238 deferred stock units that may be settled one-for-one in common shares. These units vest immediately before the issuer’s next annual stockholder meeting in the following calendar year, provided he continues serving the company until that date. After this grant, he holds 51,378 deferred stock units in total. Settlement of the vested units has been deferred until the date of a Change in Control, as defined in the company’s 2017 Equity Incentive Plan.
Greenberg Audrey reported acquisition or exercise transactions in this Form 4 filing.
ADAMAS TRUST, INC. director Audrey Greenberg received an award of 14,238 deferred stock units (DSUs) as director compensation. These DSUs are granted under the Adamas Trust, Inc. 2017 Equity Incentive Plan and can be settled one-for-one into shares of common stock.
The DSUs will vest on the day immediately before the company’s next annual stockholders’ meeting held in the following calendar year, provided she continues serving the company. Settlement of vested DSUs is deferred until a change in control or the third anniversary of the grant. Following this grant, she holds 51,378 DSUs.
Pendergast Lisa A reported acquisition or exercise transactions in this Form 4 filing.
ADAMAS TRUST, INC. director Lisa A. Pendergast received a grant of 14,238 Deferred Stock Units (DSUs) under the company’s 2017 Equity Incentive Plan. Each DSU is payable in one share of common stock.
The DSUs vest on the day immediately before the company’s next annual stockholder meeting in the following calendar year, provided she continues serving the company through that date. After this award, she holds 51,378 DSUs. Settlement of the vested DSUs has been deferred until a Change in Control as defined in the plan.
Clement Michael B. reported acquisition or exercise transactions in this Form 4 filing.
ADAMAS TRUST, INC. director Michael B. Clement received an award of 14,238 Deferred Stock Units (DSUs) as compensation. Each DSU is tied to one share of common stock and was granted at a price of $0.00 per unit.
The DSUs were granted under the Adamas Trust, Inc. 2017 Equity Incentive Plan and will vest on the day immediately before the company’s next annual stockholders’ meeting in the following calendar year, provided he continues to provide services through that date. After this grant, he holds 14,238 DSUs directly.
Cheng Gena reported acquisition or exercise transactions in this Form 4 filing.
Adamas Trust, Inc. reported that director Gena Cheng received a grant of 14,238 Deferred Stock Units (DSUs) as compensation. Each DSU may be settled on a one-for-one basis in common stock. After this award, Cheng holds 51,378 DSUs directly.
The DSUs will vest on the day immediately before the company’s next annual stockholders’ meeting in the following calendar year, provided Cheng continues to serve the company through that date. Settlement of the vested DSUs has been deferred until the date of a Change in Control as defined in the company’s 2017 Equity Incentive Plan.
Mumma Steven R reported acquisition or exercise transactions in this Form 4 filing.
Adamas Trust, Inc. director Steven R. Mumma received an award of 14,238 Deferred Stock Units (DSUs) as compensation. The DSUs were granted at no cash cost under the company’s 2017 Equity Incentive Plan and are each linked to one share of common stock.
The DSUs will vest on the day immediately before the company’s next annual stockholder meeting in the following calendar year, provided he continues to serve the company through that date. Settlement of the vested DSUs has been deferred until a Change in Control, and following this grant he holds 51,378 DSUs in total.
ADAMAS TRUST, INC. director Michael B. Clement exercised deferred stock units into common stock as part of his equity compensation. On June 10, 2026, he converted 18,678 deferred stock units into common shares at an exercise price of $0.00 per share.
Following this transaction, Clement directly holds 101,309 shares of common stock. The deferred stock units were originally granted on June 12, 2025 under the company’s 2017 Equity Incentive Plan and vested on June 10, 2026, the day before the 2026 annual stockholders meeting. This is a compensation-related exercise, not an open-market purchase or sale.
Adamas Trust, Inc.'s Chief Executive Officer and director Jason T. Serrano reported a share withholding related to equity compensation. On January 27, 2026, he surrendered 5,827 shares of common stock at $8.41 per share to cover taxes due on vesting of restricted stock granted under the company’s 2017 Equity Incentive Plan. After this tax-related transaction, he directly beneficially owned 389,714 shares of common stock.
Adamas Trust, Inc. Chief Financial Officer Kristine R. Nario-Eng reported a routine share withholding related to equity compensation. On January 27, 2026, she surrendered 751 shares of common stock at $8.41 per share to cover tax liabilities from vesting restricted stock under the company’s 2017 Equity Incentive Plan.
After this tax-related surrender, she beneficially owns 156,546 shares of Adamas Trust common stock, held directly. The transaction is coded "F," indicating it was for payment of taxes rather than an open-market sale.
Adamas Trust, Inc. president Mah Nicholas reported a routine tax-related share surrender. On 01/27/2026, 2,237 shares of common stock at $8.41 per share were surrendered to cover tax liabilities arising from the vesting of restricted stock under Adamas Trust, Inc.'s 2017 Equity Incentive Plan (as amended). After this transaction, Nicholas directly held 251,456 common shares.