STOCK TITAN

Adobe Inc. (ADBE) CEO reports RSU vesting and tax-share surrender

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Adobe Inc. Chair and CEO Shantanu Narayen reported equity award activity dated July 15, 2026. He exercised restricted stock units covering 8,298 shares of common stock, with 4,112 shares surrendered at 224.5600 per share to pay tax liabilities at vesting.

After these transactions, The Narayen Family Trust, of which he is a trustee, held 361,738.0000 Adobe common shares indirectly, while he held 399.1500 shares directly, including 75.007 shares acquired on June 30, 2026 under Adobe's 2020 Employee Stock Purchase Plan.

Positive

  • None.

Negative

  • None.
Insider NARAYEN SHANTANU
Role Chair and CEO
Type Security Shares Price Value
Exercise Restricted Stock Units F4 2,200 $0.00 $0.00
Exercise Restricted Stock Units F5 1,264 $0.00 $0.00
Exercise Restricted Stock Units F6 1,977 $0.00 $0.00
Exercise Restricted Stock Units F7 2,857 $0.00 $0.00
Exercise Common Stock F1 2,200 $0.00 $0.00
Tax Withholding Common Stock F2, F1 1,090 $224.56 $245K
Exercise Common Stock F1 1,264 $0.00 $0.00
Tax Withholding Common Stock F2, F1 626 $224.56 $141K
Exercise Common Stock F1 1,977 $0.00 $0.00
Tax Withholding Common Stock F2, F1 980 $224.56 $220K
Exercise Common Stock F1 2,857 $0.00 $0.00
Tax Withholding Common Stock F2, F1 1,416 $224.56 $318K
holding Common Stock F3 -- -- --
Holdings After Transaction: Restricted Stock Units — 71,770 shares (Direct); Common Stock — 363,724 shares (Indirect, by trust); Common Stock — 399.15 shares (Direct)
Footnotes (7)
  1. F1. Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.
  2. F2. Shares surrendered to pay tax liability due at vesting.
  3. F3. Includes 75.007 shares acquired on June 30, 2026 pursuant to Adobe's 2020 Employee Stock Purchase Plan, as amended.
  4. F4. Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.
  5. F5. Vests 6.25% quarterly from the vesting commencement date of January 15, 2024.
  6. F6. Vests 6.25% quarterly from the vesting commencement date of January 15, 2025.
  7. F7. Vests 6.25% quarterly from the vesting commencement date of January 15, 2026.
RSUs converted to common stock 8298 Total restricted stock units exercised into Adobe common stock on July 15, 2026
Shares surrendered for tax withholding 4112 Common shares surrendered to pay tax liability due at vesting at 224.5600 per share
Tax withholding price per share 224.5600 Per-share value used for shares surrendered to pay tax liabilities
Indirect common shares after transactions 361738.0000 Adobe common shares held indirectly by The Narayen Family Trust following the July 15, 2026 activity
Direct common shares after transactions 399.1500 Adobe common shares held directly by Shantanu Narayen after the reported transactions
ESPP shares included in direct holding 75.007 Shares acquired June 30, 2026 under Adobe's 2020 Employee Stock Purchase Plan included in direct holding
Restricted Stock Units financial
"security_title: "Restricted Stock Units" with underlying Adobe common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Employee Stock Purchase Plan financial
"acquired on June 30, 2026 pursuant to Adobe's 2020 Employee Stock Purchase Plan, as amended"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
tax liability due at vesting financial
"Shares surrendered to pay tax liability due at vesting."
vesting commencement date financial
"Vests 6.25% quarterly from the vesting commencement date of January 15, 2023."
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Adobe (ADBE) CEO Shantanu Narayen report in this Form 4?

He reported equity award activity on July 15, 2026, exercising restricted stock units into Adobe common stock and surrendering shares to cover associated tax liabilities, with resulting holdings reported for both direct ownership and a family trust.

How many Adobe (ADBE) restricted stock units did Narayen convert to common stock?

He converted 8,298 restricted stock units into Adobe common stock. These exercises are reflected as multiple "M" transactions, moving shares into indirect ownership through The Narayen Family Trust as the RSUs vested and delivered underlying common shares.

How many Adobe (ADBE) shares were surrendered for taxes and at what price?

A total of 4,112 shares were surrendered to pay tax liability due at vesting, at a price of 224.5600 per share. These are coded "F" transactions and are described as shares surrendered rather than open-market sales.

What are Shantanu Narayen’s Adobe (ADBE) shareholdings after these transactions?

After the reported activity, The Narayen Family Trust held 361,738.0000 Adobe common shares indirectly, and Narayen held 399.1500 shares directly, according to the post-transaction ownership figures disclosed in the non-derivative holdings table.

How were Narayen’s indirect Adobe (ADBE) holdings structured in this filing?

Indirect holdings are reported as shares held by The Narayen Family Trust, dated 11/30/00, of which Narayen is a trustee. Multiple exercises and tax-withholding transactions changed the common stock balance reported as 361,738.0000 shares held by the trust after the transactions.

Were Narayen’s Adobe (ADBE) transactions made under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox is not affirmed in this filing, so these transactions are not reported as being made under a Rule 10b5-1 trading plan. The footnotes focus instead on trust ownership, tax withholding, and vesting schedules.

Did Narayen acquire any Adobe (ADBE) shares through an employee stock purchase plan?

Yes. His direct holding of 399.1500 Adobe shares includes 75.007 shares acquired on June 30, 2026 under Adobe's 2020 Employee Stock Purchase Plan, as amended, according to a specific explanatory footnote in the ownership table.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NARAYEN SHANTANU

(Last)(First)(Middle)
ADOBE INC.
345 PARK AVENUE

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ADOBE INC. [ ADBE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chair and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026M2,200A$0361,738Iby trust(1)
Common Stock07/15/2026F1,090(2)D$224.56360,648Iby trust(1)
Common Stock07/15/2026M1,264A$0361,912Iby trust(1)
Common Stock07/15/2026F626(2)D$224.56361,286Iby trust(1)
Common Stock07/15/2026M1,977A$0363,263Iby trust(1)
Common Stock07/15/2026F980(2)D$224.56362,283Iby trust(1)
Common Stock07/15/2026M2,857A$0365,140Iby trust(1)
Common Stock07/15/2026F1,416(2)D$224.56363,724Iby trust(1)
Common Stock399.15(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$007/15/2026M2,200 (4) (4)Common Stock2,200$04,400D
Restricted Stock Units$007/15/2026M1,264 (5) (5)Common Stock1,264$07,588D
Restricted Stock Units$007/15/2026M1,977 (6) (6)Common Stock1,977$019,779D
Restricted Stock Units$007/15/2026M2,857 (7) (7)Common Stock2,857$040,003D
Explanation of Responses:
1. Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.
2. Shares surrendered to pay tax liability due at vesting.
3. Includes 75.007 shares acquired on June 30, 2026 pursuant to Adobe's 2020 Employee Stock Purchase Plan, as amended.
4. Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.
5. Vests 6.25% quarterly from the vesting commencement date of January 15, 2024.
6. Vests 6.25% quarterly from the vesting commencement date of January 15, 2025.
7. Vests 6.25% quarterly from the vesting commencement date of January 15, 2026.
Remarks:
/s/ Jillian Forusz, as attorney-in-fact07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)