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Advanced Biomed (NASDAQ: ADVB) issues 1.65M commitment fee shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K/A

Rhea-AI Filing Summary

Advanced Biomed Inc. filed an amended current report describing share issuance tied to a previously disclosed equity line of credit. The company has an agreement with HELENA GLOBAL INVESTMENT OPPORTUNITIES I LTD. for an equity line of up to $25,000,000 in common stock.

On January 30, 2026, Advanced Biomed issued 1,650,710 shares of common stock to the investor as a commitment fee under the agreement, with an aggregate value of $500,000 at the time of issuance. These shares were issued as unregistered securities in reliance on Section 4(a)(2) of the Securities Act of 1933.

Positive

  • None.

Negative

  • None.
Item 3.02 Unregistered Sales of Equity Securities Securities
The company sold equity securities in a private placement or other unregistered transaction.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

 

June 6, 2025

Date of Report (Date of earliest event reported)

 

Advanced Biomed Inc.

(Exact name of Company as specified in its charter)

 

Nevada   001-42548   87-2177170
(State or other jurisdiction   (Commission File Number)   (IRS Employer
of Incorporation)       Identification Number)

 

No. 689-85 Xiaodong Road, Yongkang District

Tainan City, Taiwan

(Address of principal executive offices)

 

886-6-3121716

(Registrant’s telephone number including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Company under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   ADVB   The Nasdaq Stock Market LLC

 

 

 

 

 

Explanatory Note

 

This current report on Form 8-K/A amends and supplements the current report on Form 8-K filed by Advanced Biomed Inc. (the “Company”) with the U.S. Securities and Exchange Commission on June 6, 2025 (the “Original 8-K”). As previously reported in the Original 8-K, the Company entered into an agreement with HELENA GLOBAL INVESTMENT OPPORTUNITIES I LTD. (the “Investor”), pursuant to which the Investor granted the Company an equity line of credit of up to Twenty-Five Million United States Dollars ($25,000,000) in shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), subject to terms and conditions set forth in the agreement (the “Agreement”). A copy of the Agreement was attached as Exhibit 99.1 to the Original 8-K and was incorporated by reference therein. The foregoing summaries of the terms of the Agreement do not purport to be a complete description of the document described in the Original 8-K and are subject to and qualified in their entirety by such document.

 

Item 3.02 Unregistered Sales of Equity Securities.

 

Pursuant to Section 13.04(b) of the Agreement, on January 30, 2026, the Company issued 1,650,710 shares of Common Stock to the Investor as the consideration for its commitment under the Agreement, with an aggregate value of $500,000 at the time of issuance (the “Commitment Fee Shares”), thereby fulfilling its obligation under the Agreement. The issuances of the Commitment Fee Shares were made in reliance upon the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended.

 

This report does not constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to the registration or qualification under the securities laws of any such state or jurisdiction.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Advanced Biomed Inc.
     
Date: February 10, 2026 By: /s/ Yi Lu
    Yi Lu
    Chief Executive Officer

 

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FAQ

What equity line agreement did Advanced Biomed (ADVB) disclose?

Advanced Biomed entered an equity line of credit with HELENA GLOBAL INVESTMENT OPPORTUNITIES I LTD. for up to $25,000,000 in common stock. The arrangement allows the investor to provide funding in shares under terms and conditions defined in the agreement.

How many commitment fee shares did Advanced Biomed (ADVB) issue?

Advanced Biomed issued 1,650,710 common shares to the investor as commitment fee shares. These shares had an aggregate value of $500,000 at the time of issuance, fulfilling the company’s commitment fee obligation under the equity line agreement.

When did Advanced Biomed (ADVB) issue the commitment fee shares?

Advanced Biomed issued the commitment fee shares on January 30, 2026. On that date, 1,650,710 common shares were delivered to HELENA GLOBAL INVESTMENT OPPORTUNITIES I LTD. as consideration for its commitment under the equity line agreement.

Were Advanced Biomed’s (ADVB) commitment fee shares registered with the SEC?

The commitment fee shares were not registered with the SEC. Advanced Biomed issued the 1,650,710 common shares in reliance on the Section 4(a)(2) exemption under the Securities Act of 1933 for private offerings.

What was the value of Advanced Biomed’s (ADVB) commitment fee share issuance?

The 1,650,710 commitment fee shares had an aggregate value of $500,000 at issuance. This valuation reflects the consideration paid to HELENA GLOBAL INVESTMENT OPPORTUNITIES I LTD. for providing the equity line commitment to the company.

Does Advanced Biomed’s (ADVB) 8-K/A represent an offer to sell securities?

The 8-K/A explicitly states it does not constitute an offer to sell or solicitation to buy securities. Any sale would require compliance with applicable state and jurisdiction securities registration or qualification requirements.

Filing Exhibits & Attachments

3 documents